0001464586-17-000001.txt : 20170201
0001464586-17-000001.hdr.sgml : 20170201
20170201152921
ACCESSION NUMBER: 0001464586-17-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170201
DATE AS OF CHANGE: 20170201
EFFECTIVENESS DATE: 20170201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Granite Investment Advisors, Inc.
CENTRAL INDEX KEY: 0001464586
IRS NUMBER: 264203423
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13546
FILM NUMBER: 17564708
BUSINESS ADDRESS:
STREET 1: 6 EAGLE SQUARE, 3RD FLOOR
CITY: CONCORD
STATE: NH
ZIP: 03301
BUSINESS PHONE: 603-226-6600
MAIL ADDRESS:
STREET 1: 6 EAGLE SQUARE, 3RD FLOOR
CITY: CONCORD
STATE: NH
ZIP: 03301
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001464586
XXXXXXXX
12-31-2016
12-31-2016
Granite Investment Advisors, Inc.
6 EAGLE SQUARE, 3RD FLOOR
CONCORD
NH
03301
13F HOLDINGS REPORT
028-13546
N
Debra Wentworth
Principal, CCO, VP Operations
603-226-6600
Debra A. Wentworth
Concord
NH
02-01-2017
0
119
488568
false
INFORMATION TABLE
2
inftable.xml
3M Co.
Common Stock
88579Y101
982
5498
SH
SOLE
5498
0
0
AT&T Corp.
Common Stock
00206R102
6671
156849
SH
SOLE
156849
0
0
AbbVie, Inc.
Common Stock
00287Y109
270
4317
SH
SOLE
4317
0
0
Abbott Labs
Common Stock
002824100
3385
88130
SH
SOLE
88130
0
0
Accenture PLC - Cl.A
Common Stock
G1151C101
251
2145
SH
SOLE
2145
0
0
Agrium Inc.
Common Stock
008916108
11924
118584
SH
SOLE
118584
0
0
Alexanders, Inc.
Common Stock
014752109
2305
5400
SH
SOLE
5400
0
0
Alibaba Group Hldgs Limited RS
Common Stock
01609W102
1000
11390
SH
SOLE
11390
0
0
Alleghany Corp.
Common Stock
017175100
12285
20202
SH
SOLE
20202
0
0
Alphabet Inc. Cl A
Common Stock
02079K305
330
417
SH
SOLE
417
0
0
American Intl Grp
Common Stock
026874784
11762
180101
SH
SOLE
180101
0
0
Apple Inc.
Common Stock
037833100
10691
92307
SH
SOLE
92307
0
0
Automatic Data Processing
Common Stock
053015103
385
3744
SH
SOLE
3744
0
0
Banco Latinoamericano Decomerc
Common Stock
p16994132
3733
126801
SH
SOLE
126801
0
0
Bank of Nova Scotia
Common Stock
064149107
6126
110021
SH
SOLE
110021
0
0
Berkshire Hathaway Cl. B
Common Stock
084670702
16579
101722
SH
SOLE
101722
0
0
Boeing Co.
Common Stock
097023105
7457
47902
SH
SOLE
47902
0
0
C.R. Bard Inc.
Common Stock
067383109
6541
29117
SH
SOLE
29117
0
0
Calpine Corporation
Common Stock
131347304
5144
450016
SH
SOLE
450016
0
0
Carnival Cruise
Common Stock
143658300
5547
106555
SH
SOLE
106555
0
0
Caterpillar
Common Stock
149123101
5521
59530
SH
SOLE
59530
0
0
Celgene Corp.
Common Stock
151020104
295
2550
SH
SOLE
2550
0
0
Chevron Corp.
Common Stock
166764100
519
4411
SH
SOLE
4411
0
0
Cigna Corp
Common Stock
125509109
267
2000
SH
SOLE
2000
0
0
Cimarex Energy
Common Stock
171798101
6149
45245
SH
SOLE
45245
0
0
Cisco Systems Inc.
Common Stock
17275R102
758
25085
SH
SOLE
25085
0
0
Citigroup
Common Stock
172967424
10317
173601
SH
SOLE
173601
0
0
Coca-Cola
Common Stock
191216100
8769
211511
SH
SOLE
211511
0
0
Comcast Corporation Class A
Common Stock
20030N101
7933
114893
SH
SOLE
114893
0
0
Corning, Inc.
Common Stock
219350105
10998
453152
SH
SOLE
453152
0
0
Danone-Spons ADR
Common Stock
23636T100
4941
392765
SH
SOLE
392765
0
0
Diageo PLC
Common Stock
25243Q205
5494
52854
SH
SOLE
52854
0
0
Disney, Walt & Co.
Common Stock
254687106
481
4620
SH
SOLE
4620
0
0
Du Pont E I De Nemours & Co
Common Stock
263534109
234
3190
SH
SOLE
3190
0
0
Emerson Electric
Common Stock
291011104
229
4116
SH
SOLE
4116
0
0
Exxon Mobil Corp.
Common Stock
30231G102
10593
117364
SH
SOLE
117364
0
0
FEDEX Corporation
Common Stock
31428X106
386
2075
SH
SOLE
2075
0
0
General Electric
Common Stock
369604103
14058
444884
SH
SOLE
444884
0
0
General Mills
Common Stock
370334104
7306
118277
SH
SOLE
118277
0
0
General Motors
Common Stock
37045V100
10236
293797
SH
SOLE
293797
0
0
Gilead Sciences, Inc.
Common Stock
375558103
5659
79030
SH
SOLE
79030
0
0
Goldman Sachs Group Inc
Common Stock
38141g104
323
1350
SH
SOLE
1350
0
0
Honeywell Intl
Common Stock
438516106
6745
58219
SH
SOLE
58219
0
0
Hubbell, Inc.
Common Stock
443510607
4928
42228
SH
SOLE
42228
0
0
Humana Corp.
Common Stock
444859102
439
2150
SH
SOLE
2150
0
0
IR BioSciences Holdings, Inc.
Common Stock
46264M303
0
71468
SH
SOLE
71468
0
0
International Business Machine
Common Stock
459200101
989
5961
SH
SOLE
5961
0
0
JPMorgan Chase & Co.
Common Stock
46625H100
851
9866
SH
SOLE
9866
0
0
Johnson & Johnson
Common Stock
478160104
16408
142421
SH
SOLE
142421
0
0
Lockheed-Martin
Common Stock
539830109
474
1898
SH
SOLE
1898
0
0
Manulife Financial Corp.
Common Stock
56501R106
7915
444162
SH
SOLE
444162
0
0
Mattel, Inc.
Common Stock
577081102
6523
236755
SH
SOLE
236755
0
0
McDonalds Corp.
Common Stock
580135101
793
6511
SH
SOLE
6511
0
0
McKesson HBOC Inc.
Common Stock
58155Q103
6040
43002
SH
SOLE
43002
0
0
Merck
Common Stock
58933Y105
6047
102720
SH
SOLE
102720
0
0
Met Life
Common Stock
59156R108
13884
257643
SH
SOLE
257643
0
0
Microsoft Corp
Common Stock
594918104
8431
135672
SH
SOLE
135672
0
0
National Grid PLC ADS
Common Stock
636274300
4492
77002
SH
SOLE
77002
0
0
Nestle S A Sponsored Adr
Common Stock
641069406
5811
81007
SH
SOLE
81007
0
0
Noble Energy, Inc.
Common Stock
655044105
238
6250
SH
SOLE
6250
0
0
Oracle Corp.
Common Stock
68389X105
7164
186324
SH
SOLE
186324
0
0
Pembina Pipeline Corp Shs
Common Stock
706327103
5156
164624
SH
SOLE
164624
0
0
Pfizer Inc.
Common Stock
717081103
219
6756
SH
SOLE
6756
0
0
Proctor & Gamble
Common Stock
742718109
611
7270
SH
SOLE
7270
0
0
Royal Dutch Shell PLC - Class
Common Stock
780259107
13450
232012
SH
SOLE
232012
0
0
Royal Dutch Shell Plc Spons Ad
Common Stock
780259206
4865
89468
SH
SOLE
89468
0
0
Schlumberger
Common Stock
806857108
6664
79375
SH
SOLE
79375
0
0
Southwestern Energy Co.
Common Stock
845467109
6643
613974
SH
SOLE
613974
0
0
TJX Co., Inc.(New)
Common Stock
872540109
6711
89330
SH
SOLE
89330
0
0
TelUS Corp
Common Stock
87971m103
6351
199402
SH
SOLE
199402
0
0
Tenaris S.A. ADS
Common Stock
88031M109
7397
207150
SH
SOLE
207150
0
0
Tiffany & Co.
Common Stock
886547108
4659
60168
SH
SOLE
60168
0
0
Total SA France Spons. ADR
Common Stock
89151E109
6230
122238
SH
SOLE
122238
0
0
Unilever ADR
Common Stock
904767704
12811
314757
SH
SOLE
314757
0
0
Unilever NV
Common Stock
904784709
1947
47425
SH
SOLE
47425
0
0
Union Pacific
Common Stock
907818108
305
2938
SH
SOLE
2938
0
0
Unit Corporation
Common Stock
909218109
602
22419
SH
SOLE
22419
0
0
United Parcel Service Inc. Cl
Common Stock
911312106
5085
44354
SH
SOLE
44354
0
0
United Technologies
Common Stock
913017109
7442
67886
SH
SOLE
67886
0
0
UnitedHealth Group Inc.
Common Stock
91324P102
8284
51764
SH
SOLE
51764
0
0
Verizon Communications
Common Stock
92343V104
359
6728
SH
SOLE
6728
0
0
Vornado REIT
Common Stock
929042109
1096
10500
SH
SOLE
10500
0
0
Wal Mart Stores Inc.
Common Stock
931142103
11104
160654
SH
SOLE
160654
0
0
Western Union
Common Stock
959802109
5735
264054
SH
SOLE
264054
0
0
Weyerhaeuser Co.
Common Stock
962166104
5061
168184
SH
SOLE
168184
0
0
Whirlpool
Common Stock
963320106
4697
25838
SH
SOLE
25838
0
0
Consumer Discret Select Sector
Index share
81369y407
468
5755
SH
SOLE
5755
0
0
Consumer Staples Select Sector
Index share
81369y308
263
5090
SH
SOLE
5090
0
0
Energy Select Sector SPDR
Index share
81369y506
298
3955
SH
SOLE
3955
0
0
Health Care Select Sector Spdr
Index share
81369y209
418
6070
SH
SOLE
6070
0
0
Industrial Select Sector SPDR
Index share
81369y704
347
5575
SH
SOLE
5575
0
0
Ishares Russell 2000
Index share
464287655
670
4970
SH
SOLE
4970
0
0
Midcap SPDR Trust Ser 1 - S&P
Index share
78467Y107
956
3167
SH
SOLE
3167
0
0
Technology Select Sector
Index share
81369Y803
351
7268
SH
SOLE
7268
0
0
Vanguard Financials ETF
Index share
92204A405
773
13020
SH
SOLE
13020
0
0
Vanguard Small-Cap Growth ETF
Index share
922908595
488
3665
SH
SOLE
3665
0
0
iShares Core S&P Mid-Cap ETF
Index share
464287507
408
2470
SH
SOLE
2470
0
0
Vanguard FTSE Developed Market
Index share
921943858
397
10861
SH
SOLE
10861
0
0
Vanguard FTSE Europe ETF
Index share
922042874
521
10870
SH
SOLE
10870
0
0
iShares MSCI EAFE
Index share
464287465
631
10930
SH
SOLE
10930
0
0
Vanguard FTSE Emerging Markets
Index share
922042858
433
12110
SH
SOLE
12110
0
0
High Income Opportunity Fund
Funds
95766K109
139
27883
SH
SOLE
27883
0
0
Pimco Fds Incom Fd Instl
Funds
72201F490
263
21823
SH
SOLE
21823
0
0
Granite Value Fund
Funds
92046L783
6882
512089
SH
SOLE
512089
0
0
Aberdeen Asia-Pac Inc Fd-Close
Funds
003009107
3000
647998
SH
SOLE
647998
0
0
American Europacific Growth R3
Funds
298706854
1719
38836
SH
SOLE
38836
0
0
Invesco Senior Income Trust
Funds
46131H107
202
43633
SH
SOLE
43633
0
0
Western Asset High Income Fund
Funds
95766J102
99
14000
SH
SOLE
14000
0
0
IShares Barclays 1-3 Year Cred
Index share
464288646
1452
13835
SH
SOLE
13835
0
0
IShares Barclays US TIPS
Index share
464287176
599
5293
SH
SOLE
5293
0
0
IShares Intermediate Credit
Index share
464288638
1102
10185
SH
SOLE
10185
0
0
PowerShares Emerg Mkts Soverei
Index share
73936T573
226
8000
SH
SOLE
8000
0
0
SPDR Barclays Conv. Secs. ETF
Index share
78464A359
239
5225
SH
SOLE
5225
0
0
Vanguard Interm- Corp Bnd Fund
Index share
92206C870
322
3755
SH
SOLE
3755
0
0
Vanguard Short-Term Corp. Bond
Index share
92206C409
282
3550
SH
SOLE
3550
0
0
Vanguard Short-Term Infl. Prot
Index share
922020805
3045
61940
SH
SOLE
61940
0
0
iShares Barclays 0-5 Year TIPS
Index share
46429B747
201
2000
SH
SOLE
2000
0
0
iShares Floating Rate Bond
Index share
46429B655
4589
90458
SH
SOLE
90458
0
0
iShares Iboxx $ Invst Grade Cr
Index share
464287242
288
2460
SH
SOLE
2460
0
0