Principal, CCO, VP Operations

0001464586-16-000013.txt : 20160426 0001464586-16-000013.hdr.sgml : 20160426 20160426134653 ACCESSION NUMBER: 0001464586-16-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160426 DATE AS OF CHANGE: 20160426 EFFECTIVENESS DATE: 20160426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Granite Investment Advisors, Inc. CENTRAL INDEX KEY: 0001464586 IRS NUMBER: 264203423 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13546 FILM NUMBER: 161591471 BUSINESS ADDRESS: STREET 1: 6 EAGLE SQUARE, 3RD FLOOR CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 603-226-6600 MAIL ADDRESS: STREET 1: 6 EAGLE SQUARE, 3RD FLOOR CITY: CONCORD STATE: NH ZIP: 03301 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001464586 XXXXXXXX 03-31-2016 03-31-2016 Granite Investment Advisors, Inc.

6 EAGLE SQUARE, 3RD FLOOR CONCORD NH 03301

13F HOLDINGS REPORT 028-13546 N Debra A. Wentworth Principal, CCO, VP Operations 603-226-6600 Debra A. Wentworth Concord NH 04-26-2016 0 125 494693 false INFORMATION TABLE 2 inftable.xml 3M Co. Common Stock 88579Y101 897 5384 SH SOLE 5384 0 0 AT&T Corp. Common Stock 00206R102 7989 203954 SH SOLE 203954 0 0 AbbVie, Inc. Common Stock 00287Y109 217 3800 SH SOLE 3800 0 0 Abbott Labs Common Stock 002824100 3899 93203 SH SOLE 93203 0 0 Accenture PLC - Cl.A Common Stock G1151C101 289 2500 SH SOLE 2500 0 0 Agrium Inc. Common Stock 008916108 5717 64747 SH SOLE 64747 0 0 Alexanders, Inc. Common Stock 014752109 2055 5400 SH SOLE 5400 0 0 Alibaba Group Hldgs Limited RS Common Stock 01609W102 1295 16390 SH SOLE 16390 0 0 Alleghany Corp. Common Stock 017175100 11034 22236 SH SOLE 22236 0 0 American Express Common Stock 025816109 247 4028 SH SOLE 4028 0 0 American Intl Grp Common Stock 026874784 10696 197891 SH SOLE 197891 0 0 Amgen Common Stock 031162100 275 1834 SH SOLE 1834 0 0 Apache Corp. Common Stock 037411105 2685 55010 SH SOLE 55010 0 0 Apple Inc. Common Stock 037833100 10836 99418 SH SOLE 99418 0 0 Aqua America Common Stock 03836W103 217 6820 SH SOLE 6820 0 0 Automatic Data Processing Common Stock 053015103 306 3415 SH SOLE 3415 0 0 Banco Latinoamericano Decomerc Common Stock p16994132 3293 135951 SH SOLE 135951 0 0 Bank of Nova Scotia Common Stock 064149107 5526 113107 SH SOLE 113107 0 0 Berkshire Hathaway Cl. B Common Stock 084670702 15538 109512 SH SOLE 109512 0 0 Biogen Inc. Common Stock 09062X103 259 995 SH SOLE 995 0 0 Boeing Co. Common Stock 097023105 9036 71183 SH SOLE 71183 0 0 C.R. Bard Inc. Common Stock 067383109 6335 31256 SH SOLE 31256 0 0 Calpine Corporation Common Stock 131347304 5508 363061 SH SOLE 363061 0 0 Carnival Cruise Common Stock 143658300 5789 109695 SH SOLE 109695 0 0 Caterpillar Common Stock 149123101 5969 77985 SH SOLE 77985 0 0 Celgene Corp. Common Stock 151020104 305 3050 SH SOLE 3050 0 0 Chevron Corp. Common Stock 166764100 412 4320 SH SOLE 4320 0 0 China Mobile Ltd Spn ADR Common Stock 16941m109 5479 98808 SH SOLE 98808 0 0 Cigna Corp Common Stock 125509109 274 2000 SH SOLE 2000 0 0 Cimarex Energy Common Stock 171798101 2973 30560 SH SOLE 30560 0 0 Cisco Systems Inc. Common Stock 17275R102 751 26365 SH SOLE 26365 0 0 Citigroup Common Stock 172967424 7817 187225 SH SOLE 187225 0 0 Coca-Cola Common Stock 191216100 10712 230920 SH SOLE 230920 0 0 Comcast Corporation Class A Common Stock 20030N101 10556 172828 SH SOLE 172828 0 0 Corning, Inc. Common Stock 219350105 9086 434942 SH SOLE 434942 0 0 Diageo PLC Common Stock 25243Q205 5432 50355 SH SOLE 50355 0 0 Disney, Walt & Co. Common Stock 254687106 458 4615 SH SOLE 4615 0 0 E.I. DuPont Common Stock 263534109 343 5412 SH SOLE 5412 0 0 Exxon Mobil Corp. Common Stock 30231G102 19692 235581 SH SOLE 235581 0 0 FEDEX Corporation Common Stock 31428X106 338 2075 SH SOLE 2075 0 0 Foot Locker Common Stock 344849104 5517 85528 SH SOLE 85528 0 0 General Electric Common Stock 369604103 14599 459235 SH SOLE 459235 0 0 General Mills Common Stock 370334104 8486 133957 SH SOLE 133957 0 0 General Motors Common Stock 37045V100 10170 323582 SH SOLE 323582 0 0 Gentex Corp Common Stock 371901109 4328 275875 SH SOLE 275875 0 0 Gilead Sciences, Inc. Common Stock 375558103 5820 63361 SH SOLE 63361 0 0 Goldman Sachs Group Common Stock 38141G104 235 1500 SH SOLE 1500 0 0 Honeywell Intl Common Stock 438516106 7009 62548 SH SOLE 62548 0 0 Huaneng Power Int'l. Inc.-ADR Common Stock 443304100 4647 130684 SH SOLE 130684 0 0 Hubbell, Inc. Common Stock 443510607 3569 33694 SH SOLE 33694 0 0 Humana Corp. Common Stock 444859102 412 2250 SH SOLE 2250 0 0 IBM Common Stock 459200101 924 6100 SH SOLE 6100 0 0 IR BioSciences Holdings, Inc. Common Stock 46264M303 0 71468 SH SOLE 71468 0 0 JPMorgan Chase & Co. Common Stock 46625H100 686 11586 SH SOLE 11586 0 0 Johnson & Johnson Common Stock 478160104 20019 185022 SH SOLE 185022 0 0 Lockheed-Martin Common Stock 539830109 581 2625 SH SOLE 2625 0 0 Manulife Financial Corp. Common Stock 56501R106 5145 364102 SH SOLE 364102 0 0 Mattel, Inc. Common Stock 577081102 8621 256430 SH SOLE 256430 0 0 McDonalds Corp. Common Stock 580135101 808 6428 SH SOLE 6428 0 0 Merck Common Stock 58933Y105 5832 110220 SH SOLE 110220 0 0 Met Life Common Stock 59156R108 10766 245023 SH SOLE 245023 0 0 Microsoft Corp Common Stock 594918104 8207 148592 SH SOLE 148592 0 0 National Grid PLC ADS Common Stock 636274300 6009 84139 SH SOLE 84139 0 0 Nestle S.A. Sp ADR Common Stock 641069406 6795 91076 SH SOLE 91076 0 0 Noble Energy, Inc. Common Stock 655044105 203 6450 SH SOLE 6450 0 0 Oracle Corp. Common Stock 68389X105 6665 162919 SH SOLE 162919 0 0 Pembina Pipeline Corp Shs Common Stock 706327103 4859 180104 SH SOLE 180104 0 0 Pfizer Inc. Common Stock 717081103 247 8341 SH SOLE 8341 0 0 Proctor & Gamble Common Stock 742718109 531 6450 SH SOLE 6450 0 0 Royal Dutch Shell PLC - Class Common Stock 780259107 2034 41355 SH SOLE 41355 0 0 Royal Dutch Shell PLC-AD Common Stock 780259206 3421 70604 SH SOLE 70604 0 0 Sanofi-Aventis-ADR Common Stock 80105N105 234 5835 SH SOLE 5835 0 0 Schlumberger Common Stock 806857108 5853 79362 SH SOLE 79362 0 0 Southwestern Energy Co. Common Stock 845467109 3410 422517 SH SOLE 422517 0 0 Starz Common Stock 85571Q102 6269 238077 SH SOLE 238077 0 0 TJX Co., Inc.(New) Common Stock 872540109 7083 90397 SH SOLE 90397 0 0 TelUS Corp Common Stock 87971m103 7132 219254 SH SOLE 219254 0 0 Tiffany & Co. Common Stock 886547108 3237 44110 SH SOLE 44110 0 0 Total SA France Spons. ADR Common Stock 89151E109 6017 132484 SH SOLE 132484 0 0 Unilever ADR Common Stock 904767704 15120 334670 SH SOLE 334670 0 0 Unilever NV Common Stock 904784709 2520 56400 SH SOLE 56400 0 0 Union Pacific Common Stock 907818108 231 2900 SH SOLE 2900 0 0 Unit Corporation Common Stock 909218109 266 30144 SH SOLE 30144 0 0 United Parcel Service Inc. Cl Common Stock 911312106 5186 49170 SH SOLE 49170 0 0 United Technologies Common Stock 913017109 7293 72862 SH SOLE 72862 0 0 UnitedHealth Group Inc. Common Stock 91324P102 7327 56842 SH SOLE 56842 0 0 Verizon Communications Common Stock 92343V104 508 9401 SH SOLE 9401 0 0 Vornado REIT Common Stock 929042109 992 10500 SH SOLE 10500 0 0 Wal Mart Stores Inc. Common Stock 931142103 10897 159103 SH SOLE 159103 0 0 Wells Fargo & Co. Common Stock 949746101 5241 108370 SH SOLE 108370 0 0 Western Union Common Stock 959802109 8604 446042 SH SOLE 446042 0 0 Weyerhaeuser Co. Common Stock 962166104 5645 182226 SH SOLE 182226 0 0 Whirlpool Common Stock 963320106 7799 43248 SH SOLE 43248 0 0 CEF Select Sector SPDR Fund He Index share 81369Y209 269 3965 SH SOLE 3965 0 0 Consumer Discretionary Select Index share 81369Y407 321 4060 SH SOLE 4060 0 0 Industrial Select Sect SPDR Index share 81369Y704 218 3930 SH SOLE 3930 0 0 Ishares Russell 2000 Index share 464287655 488 4415 SH SOLE 4415 0 0 Midcap SPDR Trust Ser 1 - S&P Index share 78467Y107 832 3167 SH SOLE 3167 0 0 SPDR S&P 500 ETF Trust Ser. 1 Index share 78462F103 358 1742 SH SOLE 1742 0 0 SPDR S&P Oil & Gas Exp & PR Index share 78464A730 259 8535 SH SOLE 8535 0 0 Technology Select Sector Index share 81369Y803 231 5203 SH SOLE 5203 0 0 Vanguard Financials ETF Index share 92204A405 357 7705 SH SOLE 7705 0 0 Vanguard Small-Cap Growth ETF Index share 922908595 365 3070 SH SOLE 3070 0 0 iShares Core S&P Mid-Cap ETF Index share 464287507 318 2205 SH SOLE 2205 0 0 Vanguard FTSE Developed Market Index share 921943858 390 10861 SH SOLE 10861 0 0 Vanguard FTSE Europe ETF Index share 922042874 362 7470 SH SOLE 7470 0 0 iShares MSCI EAFE Index share 464287465 588 10280 SH SOLE 10280 0 0 Vanguard FTSE Emerging Markets Index share 922042858 376 10880 SH SOLE 10880 0 0 Granite Value Fund Funds 92046L783 6777 531102 SH SOLE 531102 0 0 Aberdeen Asia-Pac Inc Fd-Close Funds 003009107 3693 738525 SH SOLE 738525 0 0 American Europacific Growth R3 Funds 298706854 1670 38470 SH SOLE 38470 0 0 Invesco Senior Income Trust Funds 46131H107 167 41300 SH SOLE 41300 0 0 Western Asset High Income Fund Funds 95766J102 93 14000 SH SOLE 14000 0 0 Western Asset Managed High Inc Funds 95766L107 128 28900 SH SOLE 28900 0 0 IShares Barclays 1-3 Year Cred Index share 464288646 1640 15560 SH SOLE 15560 0 0 IShares Barclays US TIPS Index share 464287176 829 7233 SH SOLE 7233 0 0 IShares Intermediate Credit Index share 464288638 964 8790 SH SOLE 8790 0 0 IShares iBoxx Investment Grade Index share 464287242 289 2435 SH SOLE 2435 0 0 PowerShares Emerg Mkts Soverei Index share 73936T573 226 8000 SH SOLE 8000 0 0 SPDR Barclays Conv. Secs. ETF Index share 78464A359 226 5225 SH SOLE 5225 0 0 Vanguard Interm- Corp Bnd Fund Index share 92206C870 280 3220 SH SOLE 3220 0 0 Vanguard Short-Term Corp. Bond Index share 92206C409 256 3200 SH SOLE 3200 0 0 Vanguard Short-Term Infl. Prot Index share 922020805 3023 61530 SH SOLE 61530 0 0 iShares Barclays 0-5 Year TIPS Index share 46429B747 201 2000 SH SOLE 2000 0 0 iShares Floating Rate Bond Index share 46429B655 3956 78453 SH SOLE 78453 0 0