0001464586-14-000008.txt : 20141016
0001464586-14-000008.hdr.sgml : 20141016
20141016084757
ACCESSION NUMBER: 0001464586-14-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141016
DATE AS OF CHANGE: 20141016
EFFECTIVENESS DATE: 20141016
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Granite Investment Advisors, Inc.
CENTRAL INDEX KEY: 0001464586
IRS NUMBER: 264203423
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13546
FILM NUMBER: 141158865
BUSINESS ADDRESS:
STREET 1: 11 SOUTH MAIN STREET
STREET 2: SUITE 501
CITY: CONCORD
STATE: NH
ZIP: 03301
BUSINESS PHONE: 603-226-6600
MAIL ADDRESS:
STREET 1: 11 SOUTH MAIN STREET
STREET 2: SUITE 501
CITY: CONCORD
STATE: NH
ZIP: 03301
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001464586
XXXXXXXX
09-30-2014
09-30-2014
Granite Investment Advisors, Inc.
11 SOUTH MAIN STREET
SUITE 501
CONCORD
NH
03301
13F HOLDINGS REPORT
028-13546
N
Debra Wentworth
Principal, CCO, VP Operations
603-226-6600
Debra A. Wentworth
Concord
NH
10-16-2014
0
100
431886
false
INFORMATION TABLE
2
inftable.xml
3M Co.
Common Stock
88579Y101
848
5984
SH
SOLE
5984
0
0
AbbVie, Inc.
Common Stock
00287Y109
243
4200
SH
SOLE
4200
0
0
Accenture PLC - Cl.A
Common Stock
G1151C101
317
3900
SH
SOLE
3900
0
0
Alexanders, Inc.
Common Stock
014752109
2070
5536
SH
SOLE
5536
0
0
Alibaba Group Hldgs Limited RS
Common Stock
016991994
0
16390
SH
SOLE
16390
0
0
Alleghany Corp.
Common Stock
017175100
11129
26615
SH
SOLE
26615
0
0
American Express
Common Stock
025816109
7429
84863
SH
SOLE
84863
0
0
American Intl Grp
Common Stock
026874784
15968
295595
SH
SOLE
295595
0
0
Amgen
Common Stock
031162100
295
2100
SH
SOLE
2100
0
0
Apache Corp.
Common Stock
037411105
11639
123994
SH
SOLE
123994
0
0
Apple Inc.
Common Stock
037833100
16665
165410
SH
SOLE
165410
0
0
Automatic Data Processing
Common Stock
053015103
249
3415
SH
SOLE
3415
0
0
Baxter International Inc.
Common Stock
071813109
12921
180030
SH
SOLE
180030
0
0
Bed, Bath & Beyond, Inc.
Common Stock
075896100
10729
162980
SH
SOLE
162980
0
0
Berkshire Hathaway Cl. B
Common Stock
084670702
17727
128325
SH
SOLE
128325
0
0
Biogen Idec Inc.
Common Stock
09062X103
444
1342
SH
SOLE
1342
0
0
Boeing Co.
Common Stock
097023105
12736
99982
SH
SOLE
99982
0
0
C.R. Bard Inc.
Common Stock
067383109
9068
63540
SH
SOLE
63540
0
0
Calpine Corporation
Common Stock
131347304
9654
444870
SH
SOLE
444870
0
0
Caterpillar
Common Stock
149123101
520
5250
SH
SOLE
5250
0
0
Chevron Corp.
Common Stock
166764100
609
5105
SH
SOLE
5105
0
0
Cisco Systems Inc.
Common Stock
17275R102
660
26215
SH
SOLE
26215
0
0
Citigroup
Common Stock
172967424
11546
222810
SH
SOLE
222810
0
0
Coca-Cola
Common Stock
191216100
10974
257245
SH
SOLE
257245
0
0
Comcast Corporation Class A
Common Stock
20030N101
11939
221995
SH
SOLE
221995
0
0
Cummins Inc.
Common Stock
231021106
9339
70760
SH
SOLE
70760
0
0
Disney, Walt & Co.
Common Stock
254687106
516
5800
SH
SOLE
5800
0
0
E.I. DuPont
Common Stock
263534109
269
3742
SH
SOLE
3742
0
0
Emerson Electric
Common Stock
291011104
532
8496
SH
SOLE
8496
0
0
Exxon Mobil Corp.
Common Stock
30231G102
14468
153828
SH
SOLE
153828
0
0
FEDEX Corporation
Common Stock
31428X106
985
6100
SH
SOLE
6100
0
0
Foot Locker
Common Stock
344849104
8598
154503
SH
SOLE
154503
0
0
Ford Motor
Common Stock
345370860
178
12050
SH
SOLE
12050
0
0
Franklin Resources, Inc.
Common Stock
354613101
11989
219535
SH
SOLE
219535
0
0
Freeport McMoran, Inc.
Common Stock
35671D857
261
8000
SH
SOLE
8000
0
0
General Electric
Common Stock
369604103
923
36010
SH
SOLE
36010
0
0
General Motors
Common Stock
37045V100
13370
418609
SH
SOLE
418609
0
0
Goldman Sachs Group
Common Stock
38141G104
418
2275
SH
SOLE
2275
0
0
Hess Corp.
Common Stock
42809H107
225
2390
SH
SOLE
2390
0
0
Honeywell Intl
Common Stock
438516106
266
2854
SH
SOLE
2854
0
0
Humana Corp.
Common Stock
444859102
461
3540
SH
SOLE
3540
0
0
IBM
Common Stock
459200101
1207
6360
SH
SOLE
6360
0
0
IR BioSciences Holdings, Inc.
Common Stock
46264M303
0
71468
SH
SOLE
71468
0
0
JPMorgan Chase & Co.
Common Stock
46625H100
980
16261
SH
SOLE
16261
0
0
Johnson & Johnson
Common Stock
478160104
13652
128076
SH
SOLE
128076
0
0
Kinder Morgan Energy Partners
Common Stock
494550106
317
3400
SH
SOLE
3400
0
0
Lockheed-Martin
Common Stock
539830109
640
3500
SH
SOLE
3500
0
0
McDonalds Corp.
Common Stock
580135101
582
6135
SH
SOLE
6135
0
0
Microsoft Corp
Common Stock
594918104
14283
308090
SH
SOLE
308090
0
0
News Corp. Ltd. Class A
Common Stock
65249B109
9242
565254
SH
SOLE
565254
0
0
Noble Energy, Inc.
Common Stock
655044105
848
12410
SH
SOLE
12410
0
0
Oracle Corp.
Common Stock
68389X105
794
20750
SH
SOLE
20750
0
0
Pfizer Inc.
Common Stock
717081103
247
8341
SH
SOLE
8341
0
0
Proctor & Gamble
Common Stock
742718109
657
7850
SH
SOLE
7850
0
0
Qualcomm, Inc
Common Stock
747525103
10907
145875
SH
SOLE
145875
0
0
Royal Dutch Shell PLC-AD
Common Stock
780259206
330
4336
SH
SOLE
4336
0
0
Sanofi-Aventis-ADR
Common Stock
80105N105
12903
228652
SH
SOLE
228652
0
0
Sirius XM Holdings, Inc.
Common Stock
82968B103
81
23120
SH
SOLE
23120
0
0
Southwestern Energy Co.
Common Stock
845467109
9078
259745
SH
SOLE
259745
0
0
Starz
Common Stock
85571Q102
9478
286525
SH
SOLE
286525
0
0
Suncor Energy
Common Stock
867224107
222
6150
SH
SOLE
6150
0
0
Ultra Petroleum Corp.
Common Stock
903914109
10277
441845
SH
SOLE
441845
0
0
Unilever ADR
Common Stock
904767704
9458
225735
SH
SOLE
225735
0
0
Unilever NV
Common Stock
904784709
2292
57755
SH
SOLE
57755
0
0
Unit Corporation
Common Stock
909218109
10839
184810
SH
SOLE
184810
0
0
UnitedHealth Group Inc.
Common Stock
91324P102
12914
149725
SH
SOLE
149725
0
0
Verizon Communications
Common Stock
92343V104
473
9466
SH
SOLE
9466
0
0
Vornado REIT
Common Stock
929042109
1050
10500
SH
SOLE
10500
0
0
W.P. Carey Inc.
Common Stock
92936U109
1304
20448
SH
SOLE
20448
0
0
Wal Mart Stores Inc.
Common Stock
931142103
9786
127970
SH
SOLE
127970
0
0
Western Union
Common Stock
959802109
8907
555301
SH
SOLE
555301
0
0
Whirlpool
Common Stock
963320106
9235
63405
SH
SOLE
63405
0
0
Ishares Russell 2000
Index share
464287655
512
4680
SH
SOLE
4680
0
0
Midcap SPDR Trust Ser 1 - S&P
Index share
78467Y107
833
3342
SH
SOLE
3342
0
0
SPDR S&P 500 ETF Trust Ser. 1
Index share
78462F103
379
1922
SH
SOLE
1922
0
0
Vanguard Financials ETF
Index share
92204A405
329
7095
SH
SOLE
7095
0
0
Vanguard Small-Cap Growth ETF
Index share
922908595
379
3150
SH
SOLE
3150
0
0
Vanguard Total Stock Market ET
Index share
922908769
1007
9950
SH
SOLE
9950
0
0
iShares Core S&P Mid-Cap ETF
Index share
464287507
287
2100
SH
SOLE
2100
0
0
Vanguard FTSE Developed Market
Index share
921943858
432
10861
SH
SOLE
10861
0
0
Vanguard FTSE Europe ETF
Index share
922042874
342
6200
SH
SOLE
6200
0
0
iShares MSCI EAFE
Index share
464287465
598
9330
SH
SOLE
9330
0
0
Ishares MSCI Emerging Markets
Index share
464287234
268
6440
SH
SOLE
6440
0
0
Vanguard FTSE Emerging Markets
Index share
922042858
487
11675
SH
SOLE
11675
0
0
Vanguard Federal Money Market
Funds
922906300
50
49960
SH
SOLE
49960
0
0
Granite Value Fund
Funds
92046L783
9782
689854
SH
SOLE
689854
0
0
American Europacific Growth R3
Funds
298706854
1763
37052
SH
SOLE
37052
0
0
Invesco Senior Income Trust
Funds
46131H107
196
41300
SH
SOLE
41300
0
0
Western Asset High Income Fund
Funds
95766J102
126
14000
SH
SOLE
14000
0
0
Western Asset Managed High Inc
Funds
95766L107
160
28900
SH
SOLE
28900
0
0
IShares Barclays 1-3 Year Cred
Index share
464288646
1848
17555
SH
SOLE
17555
0
0
IShares Barclays US TIPS
Index share
464287176
1209
10786
SH
SOLE
10786
0
0
IShares Intermediate Credit
Index share
464288638
706
6455
SH
SOLE
6455
0
0
IShares iBoxx Investment Grade
Index share
464287242
341
2885
SH
SOLE
2885
0
0
PowerShares Emerg Mkts Soverei
Index share
73936T573
228
8000
SH
SOLE
8000
0
0
SPDR Barclays Conv. Secs. ETF
Index share
78464A359
259
5225
SH
SOLE
5225
0
0
Vanguard Short-Term Corp. Bond
Index share
92206C409
256
3200
SH
SOLE
3200
0
0
Vanguard Short-Term Infl. Prot
Index share
922020805
2647
53620
SH
SOLE
53620
0
0
iShares Barclays 0-5 Year TIPS
Index share
46429B747
201
2000
SH
SOLE
2000
0
0
iShares Floating Rate Bond
Index share
46429B655
4104
80735
SH
SOLE
80735
0
0