0001464586-14-000008.txt : 20141016 0001464586-14-000008.hdr.sgml : 20141016 20141016084757 ACCESSION NUMBER: 0001464586-14-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141016 DATE AS OF CHANGE: 20141016 EFFECTIVENESS DATE: 20141016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Granite Investment Advisors, Inc. CENTRAL INDEX KEY: 0001464586 IRS NUMBER: 264203423 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13546 FILM NUMBER: 141158865 BUSINESS ADDRESS: STREET 1: 11 SOUTH MAIN STREET STREET 2: SUITE 501 CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 603-226-6600 MAIL ADDRESS: STREET 1: 11 SOUTH MAIN STREET STREET 2: SUITE 501 CITY: CONCORD STATE: NH ZIP: 03301 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001464586 XXXXXXXX 09-30-2014 09-30-2014 Granite Investment Advisors, Inc.

11 SOUTH MAIN STREET SUITE 501 CONCORD NH 03301

13F HOLDINGS REPORT 028-13546 N Debra Wentworth 603-226-6600 Debra A. Wentworth Concord NH 10-16-2014 0 100 431886 false INFORMATION TABLE 2 inftable.xml 3M Co. Common Stock 88579Y101 848 5984 SH SOLE 5984 0 0 AbbVie, Inc. Common Stock 00287Y109 243 4200 SH SOLE 4200 0 0 Accenture PLC - Cl.A Common Stock G1151C101 317 3900 SH SOLE 3900 0 0 Alexanders, Inc. Common Stock 014752109 2070 5536 SH SOLE 5536 0 0 Alibaba Group Hldgs Limited RS Common Stock 016991994 0 16390 SH SOLE 16390 0 0 Alleghany Corp. Common Stock 017175100 11129 26615 SH SOLE 26615 0 0 American Express Common Stock 025816109 7429 84863 SH SOLE 84863 0 0 American Intl Grp Common Stock 026874784 15968 295595 SH SOLE 295595 0 0 Amgen Common Stock 031162100 295 2100 SH SOLE 2100 0 0 Apache Corp. Common Stock 037411105 11639 123994 SH SOLE 123994 0 0 Apple Inc. Common Stock 037833100 16665 165410 SH SOLE 165410 0 0 Automatic Data Processing Common Stock 053015103 249 3415 SH SOLE 3415 0 0 Baxter International Inc. Common Stock 071813109 12921 180030 SH SOLE 180030 0 0 Bed, Bath & Beyond, Inc. Common Stock 075896100 10729 162980 SH SOLE 162980 0 0 Berkshire Hathaway Cl. B Common Stock 084670702 17727 128325 SH SOLE 128325 0 0 Biogen Idec Inc. Common Stock 09062X103 444 1342 SH SOLE 1342 0 0 Boeing Co. Common Stock 097023105 12736 99982 SH SOLE 99982 0 0 C.R. Bard Inc. Common Stock 067383109 9068 63540 SH SOLE 63540 0 0 Calpine Corporation Common Stock 131347304 9654 444870 SH SOLE 444870 0 0 Caterpillar Common Stock 149123101 520 5250 SH SOLE 5250 0 0 Chevron Corp. Common Stock 166764100 609 5105 SH SOLE 5105 0 0 Cisco Systems Inc. Common Stock 17275R102 660 26215 SH SOLE 26215 0 0 Citigroup Common Stock 172967424 11546 222810 SH SOLE 222810 0 0 Coca-Cola Common Stock 191216100 10974 257245 SH SOLE 257245 0 0 Comcast Corporation Class A Common Stock 20030N101 11939 221995 SH SOLE 221995 0 0 Cummins Inc. Common Stock 231021106 9339 70760 SH SOLE 70760 0 0 Disney, Walt & Co. Common Stock 254687106 516 5800 SH SOLE 5800 0 0 E.I. DuPont Common Stock 263534109 269 3742 SH SOLE 3742 0 0 Emerson Electric Common Stock 291011104 532 8496 SH SOLE 8496 0 0 Exxon Mobil Corp. Common Stock 30231G102 14468 153828 SH SOLE 153828 0 0 FEDEX Corporation Common Stock 31428X106 985 6100 SH SOLE 6100 0 0 Foot Locker Common Stock 344849104 8598 154503 SH SOLE 154503 0 0 Ford Motor Common Stock 345370860 178 12050 SH SOLE 12050 0 0 Franklin Resources, Inc. Common Stock 354613101 11989 219535 SH SOLE 219535 0 0 Freeport McMoran, Inc. Common Stock 35671D857 261 8000 SH SOLE 8000 0 0 General Electric Common Stock 369604103 923 36010 SH SOLE 36010 0 0 General Motors Common Stock 37045V100 13370 418609 SH SOLE 418609 0 0 Goldman Sachs Group Common Stock 38141G104 418 2275 SH SOLE 2275 0 0 Hess Corp. Common Stock 42809H107 225 2390 SH SOLE 2390 0 0 Honeywell Intl Common Stock 438516106 266 2854 SH SOLE 2854 0 0 Humana Corp. Common Stock 444859102 461 3540 SH SOLE 3540 0 0 IBM Common Stock 459200101 1207 6360 SH SOLE 6360 0 0 IR BioSciences Holdings, Inc. Common Stock 46264M303 0 71468 SH SOLE 71468 0 0 JPMorgan Chase & Co. Common Stock 46625H100 980 16261 SH SOLE 16261 0 0 Johnson & Johnson Common Stock 478160104 13652 128076 SH SOLE 128076 0 0 Kinder Morgan Energy Partners Common Stock 494550106 317 3400 SH SOLE 3400 0 0 Lockheed-Martin Common Stock 539830109 640 3500 SH SOLE 3500 0 0 McDonalds Corp. Common Stock 580135101 582 6135 SH SOLE 6135 0 0 Microsoft Corp Common Stock 594918104 14283 308090 SH SOLE 308090 0 0 News Corp. Ltd. Class A Common Stock 65249B109 9242 565254 SH SOLE 565254 0 0 Noble Energy, Inc. Common Stock 655044105 848 12410 SH SOLE 12410 0 0 Oracle Corp. Common Stock 68389X105 794 20750 SH SOLE 20750 0 0 Pfizer Inc. Common Stock 717081103 247 8341 SH SOLE 8341 0 0 Proctor & Gamble Common Stock 742718109 657 7850 SH SOLE 7850 0 0 Qualcomm, Inc Common Stock 747525103 10907 145875 SH SOLE 145875 0 0 Royal Dutch Shell PLC-AD Common Stock 780259206 330 4336 SH SOLE 4336 0 0 Sanofi-Aventis-ADR Common Stock 80105N105 12903 228652 SH SOLE 228652 0 0 Sirius XM Holdings, Inc. Common Stock 82968B103 81 23120 SH SOLE 23120 0 0 Southwestern Energy Co. Common Stock 845467109 9078 259745 SH SOLE 259745 0 0 Starz Common Stock 85571Q102 9478 286525 SH SOLE 286525 0 0 Suncor Energy Common Stock 867224107 222 6150 SH SOLE 6150 0 0 Ultra Petroleum Corp. Common Stock 903914109 10277 441845 SH SOLE 441845 0 0 Unilever ADR Common Stock 904767704 9458 225735 SH SOLE 225735 0 0 Unilever NV Common Stock 904784709 2292 57755 SH SOLE 57755 0 0 Unit Corporation Common Stock 909218109 10839 184810 SH SOLE 184810 0 0 UnitedHealth Group Inc. Common Stock 91324P102 12914 149725 SH SOLE 149725 0 0 Verizon Communications Common Stock 92343V104 473 9466 SH SOLE 9466 0 0 Vornado REIT Common Stock 929042109 1050 10500 SH SOLE 10500 0 0 W.P. Carey Inc. Common Stock 92936U109 1304 20448 SH SOLE 20448 0 0 Wal Mart Stores Inc. Common Stock 931142103 9786 127970 SH SOLE 127970 0 0 Western Union Common Stock 959802109 8907 555301 SH SOLE 555301 0 0 Whirlpool Common Stock 963320106 9235 63405 SH SOLE 63405 0 0 Ishares Russell 2000 Index share 464287655 512 4680 SH SOLE 4680 0 0 Midcap SPDR Trust Ser 1 - S&P Index share 78467Y107 833 3342 SH SOLE 3342 0 0 SPDR S&P 500 ETF Trust Ser. 1 Index share 78462F103 379 1922 SH SOLE 1922 0 0 Vanguard Financials ETF Index share 92204A405 329 7095 SH SOLE 7095 0 0 Vanguard Small-Cap Growth ETF Index share 922908595 379 3150 SH SOLE 3150 0 0 Vanguard Total Stock Market ET Index share 922908769 1007 9950 SH SOLE 9950 0 0 iShares Core S&P Mid-Cap ETF Index share 464287507 287 2100 SH SOLE 2100 0 0 Vanguard FTSE Developed Market Index share 921943858 432 10861 SH SOLE 10861 0 0 Vanguard FTSE Europe ETF Index share 922042874 342 6200 SH SOLE 6200 0 0 iShares MSCI EAFE Index share 464287465 598 9330 SH SOLE 9330 0 0 Ishares MSCI Emerging Markets Index share 464287234 268 6440 SH SOLE 6440 0 0 Vanguard FTSE Emerging Markets Index share 922042858 487 11675 SH SOLE 11675 0 0 Vanguard Federal Money Market Funds 922906300 50 49960 SH SOLE 49960 0 0 Granite Value Fund Funds 92046L783 9782 689854 SH SOLE 689854 0 0 American Europacific Growth R3 Funds 298706854 1763 37052 SH SOLE 37052 0 0 Invesco Senior Income Trust Funds 46131H107 196 41300 SH SOLE 41300 0 0 Western Asset High Income Fund Funds 95766J102 126 14000 SH SOLE 14000 0 0 Western Asset Managed High Inc Funds 95766L107 160 28900 SH SOLE 28900 0 0 IShares Barclays 1-3 Year Cred Index share 464288646 1848 17555 SH SOLE 17555 0 0 IShares Barclays US TIPS Index share 464287176 1209 10786 SH SOLE 10786 0 0 IShares Intermediate Credit Index share 464288638 706 6455 SH SOLE 6455 0 0 IShares iBoxx Investment Grade Index share 464287242 341 2885 SH SOLE 2885 0 0 PowerShares Emerg Mkts Soverei Index share 73936T573 228 8000 SH SOLE 8000 0 0 SPDR Barclays Conv. Secs. ETF Index share 78464A359 259 5225 SH SOLE 5225 0 0 Vanguard Short-Term Corp. Bond Index share 92206C409 256 3200 SH SOLE 3200 0 0 Vanguard Short-Term Infl. Prot Index share 922020805 2647 53620 SH SOLE 53620 0 0 iShares Barclays 0-5 Year TIPS Index share 46429B747 201 2000 SH SOLE 2000 0 0 iShares Floating Rate Bond Index share 46429B655 4104 80735 SH SOLE 80735 0 0