0001127602-17-020798.txt : 20170607 0001127602-17-020798.hdr.sgml : 20170607 20170607163539 ACCESSION NUMBER: 0001127602-17-020798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170605 FILED AS OF DATE: 20170607 DATE AS OF CHANGE: 20170607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennyMac Mortgage Investment Trust CENTRAL INDEX KEY: 0001464423 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270186273 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bailey Steven Richard CENTRAL INDEX KEY: 0001571945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34416 FILM NUMBER: 17897626 MAIL ADDRESS: STREET 1: C/O PENNYMAC STREET 2: 6101 CONDOR DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-06-05 0001464423 PennyMac Mortgage Investment Trust PMT 0001571945 Bailey Steven Richard C/O PENNYMAC 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361 1 Chief Mortgage Ops Officer Common Shares of Beneficial Interest 2017-06-05 2017-06-05 4 S 0 3725 17.6297 D 22467 D These common shares of beneficial interest were sold pursuant to a 10b5-1 plan. The price reported is the weighted average price of multiple transactions ranging from $17.57 to $17.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. The reported amount consists of 22,467 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. /s/ Derek W. Stark, attorney-in-fact for Mr. Bailey 2017-06-07