Chief Compliance Officer

0000870156-15-000045.txt : 20150828 0000870156-15-000045.hdr.sgml : 20150828 20150828135210 ACCESSION NUMBER: 0000870156-15-000045 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150828 DATE AS OF CHANGE: 20150828 EFFECTIVENESS DATE: 20150828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lenox Wealth Management, Inc. CENTRAL INDEX KEY: 0001464332 IRS NUMBER: 311445959 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16274 FILM NUMBER: 151081439 BUSINESS ADDRESS: STREET 1: 8044 MONTGOMERY ROAD STREET 2: SUITE 480 CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 513-618-7080 MAIL ADDRESS: STREET 1: 8044 MONTGOMERY ROAD STREET 2: SUITE 480 CITY: CINCINNATI STATE: OH ZIP: 45236 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001464332 XXXXXXXX 06-30-2015 06-30-2015 true 1 RESTATEMENT Lenox Wealth Management, Inc.

8044 MONTGOMERY ROAD SUITE 480 CINCINNATI OH 45236

13F HOLDINGS REPORT 028-16274 N Steven E. Reder Chief Compliance Officer 513-618-7080 Steven E. Reder Cincinnati OH 08-28-2015 0 159 135316 false INFORMATION TABLE 2 aci_13f.xml 3M COMPANY COM 88579Y101 124 805 SH SOLE 0 0 0 A T & T INC NEW COM 00206R102 68 1903 SH SOLE 0 0 0 ABBOTT LABORATORIES COM 2824100 112 2274 SH SOLE 0 0 0 ACTAVIS PLC F SHS G0083B108 0 0 SH SOLE 0 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 61 1592 SH SOLE 0 0 0 ALLEGHANY CORP DEL COM 17175100 3 7 SH SOLE 0 0 0 ALLSTATE CORPORATION COM 20002101 130 2006 SH SOLE 0 0 0 ALTRIA GROUP INC COM 02209S103 12 250 SH SOLE 0 0 0 AMAZON COM INC COM 23135106 20 45 SH SOLE 0 0 0 AMERICAN APPAREL INC COM 23850100 1 1613 SH SOLE 0 0 0 AMERICAN EXPRESS COMPANY COM 25816109 138 1774 SH SOLE 0 0 0 AMERICAN INTL GROUP NEW COM NEW 26874784 130 2098 SH SOLE 0 0 0 AMERISOURCEBERGEN CORP COM 03073E105 317 2984 SH SOLE 0 0 0 ANNALY CAPITAL MGMT REIT COM 35710409 3 300 SH SOLE 0 0 0 AOL INC COM 00184X105 0 0 SH SOLE 0 0 0 APACHE CORP COM 37411105 9 149 SH SOLE 0 0 0 APPLE INC COM 37833100 1589 12667 SH SOLE 0 0 0 BANK OF AMERICA CORP COM 60505104 46 2690 SH SOLE 0 0 0 BARRICK GOLD CORP F COM 67901108 11 1000 SH SOLE 0 0 0 BAXTER INTERNATIONAL INC COM 71813109 19 270 SH SOLE 0 0 0 BERKSHIRE HATHAWAY B NEW CLASS B COM NEW 84670702 36850 270738 SH SOLE 0 0 0 BEST BUY INC COM 86516101 0 0 SH SOLE 0 0 0 BIGLARI HOLDINGS INC COM 08986R101 0 1 SH SOLE 0 0 0 BOEING CO COM 97023105 106 767 SH SOLE 0 0 0 BORG WARNER INC COM 99724106 119 2097 SH SOLE 0 0 0 BROADRIDGE FINL SOLUTION COM 11133T103 1 10 SH SOLE 0 0 0 C S X CORP COM 126408103 18 560 SH SOLE 0 0 0 C V S CAREMARK CORP COM 126650100 13 124 SH SOLE 0 0 0 CAMECO CORP F COM 13321L108 4 308 SH SOLE 0 0 0 CANADIAN NATURAL RES F COM 136385101 14 500 SH SOLE 0 0 0 CBS CORPORATION CL B NEW CL B 124857202 107 1936 SH SOLE 0 0 0 CHEVRON CORPORATION COM 166764100 214 2217 SH SOLE 0 0 0 CHIPOTLE MEXICAN GRILL COM 169656105 7 11 SH SOLE 0 0 0 CINCINNATI BELL INC COM 171871106 5 1300 SH SOLE 0 0 0 CINCINNATI FINANCIAL CP COM 172062101 72 1431 SH SOLE 0 0 0 CINTAS CORP COM 172908105 1 7 SH SOLE 0 0 0 CISCO SYSTEMS INC COM 17275R102 117 4254 SH SOLE 0 0 0 CITIGROUP INC NEW COM NEW 172967424 21 387 SH SOLE 0 0 0 COACH INC COM 189754104 233 6733 SH SOLE 0 0 0 COCA COLA COMPANY COM 191216100 80 2045 SH SOLE 0 0 0 COGNIZANT TECH SOL CL A CL A 192446102 361 5909 SH SOLE 0 0 0 COMCAST CORP NEW CL A CL A 20030N101 236 3936 SH SOLE 0 0 0 CONOCOPHILLIPS COM 20825C104 123 2008 SH SOLE 0 0 0 COSTAR GROUP INC COM 22160N109 60 300 SH SOLE 0 0 0 CULLEN/FROST 5.375% PFD PFD SER A DUE 02/12/99 COM 229899109 5 215 SH SOLE 0 0 0 CUMMINS INC COM 231021106 183 1396 SH SOLE 0 0 0 CYRUSONE INC COM 23283R100 59 2000 SH SOLE 0 0 0 CYTOKINETICS INC NEW COM NEW 23282W605 4 650 SH SOLE 0 0 0 DEERE & CO COM 244199105 113 1162 SH SOLE 0 0 0 DIRECTV COM 25490A309 141 1521 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY 254687106 70 611 SH SOLE 0 0 0 DOVER CORPORATION COM 260003108 133 1899 SH SOLE 0 0 0 DOW CHEMICAL COMPANY COM 260543103 0 0 SH SOLE 0 0 0 DU PONT E I DE NEMOUR&CO COM 263534109 27 415 SH SOLE 0 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 24 344 SH SOLE 0 0 0 E M C CORP MASS COM 268648102 272 10317 SH SOLE 0 0 0 EBAY INC COM 278642103 101 1683 SH SOLE 0 0 0 EXPEDITORS INTL WASH COM 302130109 11 229 SH SOLE 0 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 605 6803 SH SOLE 0 0 0 EXXON MOBIL CORPORATION COM 30231G102 174 2094 SH SOLE 0 0 0 FACEBOOK INC CLASS A CL A 30303M102 19 218 SH SOLE 0 0 0 FIFTH THIRD BANCORP COM 316773100 76 3636 SH SOLE 0 0 0 FIRST SOLAR INC COM 336433107 8 175 SH SOLE 0 0 0 FLAHERTY & CRUMRINE PFD SEC INCOME FUND COM 338478100 36 1950 SH SOLE 0 0 0 FLOWERS FOODS INC COM 343498101 24 1122 SH SOLE 0 0 0 FORD MOTOR COMPANY NEW COM PAR $0.01 345370860 38 2517 SH SOLE 0 0 0 FRANKLIN RESOURCES INC COM 354613101 19 390 SH SOLE 0 0 0 FREEPORT MCMORAN COPPER COM 35671D857 55 2958 SH SOLE 0 0 0 GENERAL ELECTRIC COMPANY COM 369604103 576 21677 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 97 831 SH SOLE 0 0 0 GLOBAL X SOCIAL MEDIA FD SOCIAL MEDIA INDEX ETF SOCIAL MED ETF 37950E416 4 196 SH SOLE 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 124 596 SH SOLE 0 0 0 GOOGLE INC CLASS A CL A 38259P508 262 486 SH SOLE 0 0 0 HALLIBURTON CO HLDG CO COM 406216101 12 283 SH SOLE 0 0 0 HESS CORPORATION COM 42809H107 16 240 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 23 207 SH SOLE 0 0 0 HONEYWELL INTERNATIONAL COM 438516106 164 1604 SH SOLE 0 0 0 HOSPIRA COM 441060100 5 60 SH SOLE 0 0 0 INTEL CORP COM 458140100 158 5187 SH SOLE 0 0 0 INTL BUSINESS MACHINES COM 459200101 2 15 SH SOLE 0 0 0 ISHARES SILVER TRUST INDEX FUND ISHARES 46428Q109 156 10383 SH SOLE 0 0 0 J M SMUCKER CO NEW COM NEW 832696405 205 1895 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 81 830 SH SOLE 0 0 0 JPMORGAN CHASE 18 WTS WARRANTS EXP 10/28/18 W EXP 10/28/201 46634E114 0 0 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 310 4573 SH SOLE 0 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 32 350 SH SOLE 0 0 0 KEYCORP INC NEW COM 493267108 165 11001 SH SOLE 0 0 0 KOHLS CORP COM 500255104 12 186 SH SOLE 0 0 0 KRISPY KREME DOUGHNUT CP COM 501014104 8 400 SH SOLE 0 0 0 KROGER COMPANY COM 501044101 1 15 SH SOLE 0 0 0 LEXICON PHARMACEUTICALS COM 528872104 8 1035 SH SOLE 0 0 0 M & T BANK CORPORATION COM 55261F104 311 2489 SH SOLE 0 0 0 MARATHON OIL CORP COM 565849106 16 614 SH SOLE 0 0 0 MARATHON PETE CORP COM 56585A102 128 2446 SH SOLE 0 0 0 MC DONALDS CORP COM 580135101 31 325 SH SOLE 0 0 0 MERCK & CO INC NEW COM 58933Y105 38 661 SH SOLE 0 0 0 METLIFE INC COM 59156R108 6 109 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 243 5511 SH SOLE 0 0 0 MOLYCORP INC COM 608753109 0 170 SH SOLE 0 0 0 MONSANTO CO NEW DEL COM 61166W101 12 115 SH SOLE 0 0 0 MORGAN STANLEY COM NEW 617446448 13 346 SH SOLE 0 0 0 MOSAIC CO NEW COM 61945C103 7 143 SH SOLE 0 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 283 4927 SH SOLE 0 0 0 MULTI COLOR CORP COM 625383104 64 1000 SH SOLE 0 0 0 NATIONAL OILWELL VARCO COM 637071101 227 4697 SH SOLE 0 0 0 NEUBERGER BERMAN INTER MUNI FD INC COM 64124P101 26 1750 SH SOLE 0 0 0 NEXTERA ENERGY INC COM 65339F101 148 1512 SH SOLE 0 0 0 NIKE INC CLASS B CL B 654106103 28 256 SH SOLE 0 0 0 OCCIDENTAL PETE CORP COM 674599105 6 75 SH SOLE 0 0 0 ORACLE CORPORATION COM 68389X105 213 5277 SH SOLE 0 0 0 PARK NATIONAL CORP COM 700658107 57 648 SH SOLE 0 0 0 PENNEY J C CO INC COM 708160106 10 1217 SH SOLE 0 0 0 PEPSICO INCORPORATED COM 713448108 15 161 SH SOLE 0 0 0 PERRIGO CO PLC F US SHARES COM 714290103 139 751 SH SOLE 0 0 0 PFIZER INCORPORATED COM 717081103 40 1190 SH SOLE 0 0 0 PHILIP MORRIS INTL INC COM 718172109 101 1262 SH SOLE 0 0 0 PHILLIPS 66 COM 718546104 6 80 SH SOLE 0 0 0 POTASH CORP SASK INC F COM 73755L107 0 6 SH SOLE 0 0 0 POWERSHS QQQ TRUST SER 1 UNIT SER 1 73935A104 20 188 SH SOLE 0 0 0 PRECISION DRILLING CORPF COM 2010 74022D308 0 42 SH SOLE 0 0 0 PRICELINE.COM INC COM NEW 741503403 191 166 SH SOLE 0 0 0 PROCTER & GAMBLE COM 742718109 41516 530623 SH SOLE 0 0 0 PUB SVC ENT GROUP INC COM 744573106 109 2768 SH SOLE 0 0 0 PUBLIC STORAGE 6.5% PFD PFD COM 74460D109 5 200 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 443 7081 SH SOLE 0 0 0 QUEST DIAGNOSTIC INC COM 74834L100 8 108 SH SOLE 0 0 0 RIO TINTO PLC SPON ADR F SPONSORED ADR 1 ADR REPS 1 ORD SPONSORED ADR 767204100 3 64 SH SOLE 0 0 0 ROYAL BK CDA MONTREAL F COM 780087102 78 1270 SH SOLE 0 0 0 S P D R S&P 500 ETF TR EXPIRING 01/22/2118 TR UNIT 78462F103 69 337 SH SOLE 0 0 0 SANDISK CORP COM 80004C101 65 1124 SH SOLE 0 0 0 SCHLUMBERGER LTD F COM 806857108 266 3087 SH SOLE 0 0 0 SCRIPPS E W CO CL A NEW CLASS A CL A NEW 811054402 6908 302336 SH SOLE 0 0 0 SCRIPPS NTWK INTERACTIV CLASS A CL A COM 811065101 19839 303487 SH SOLE 0 0 0 SEARS HOLDINGS CORP COM 812350106 0 15 SH SOLE 0 0 0 SINA CORPORATION F ORD G81477104 4 70 SH SOLE 0 0 0 SPDR GOLD TRUST SPDR GOLD SHARES GOLD SHS 78463V107 12439 110696 SH SOLE 0 0 0 SPDR S&P DIVIDEND ETF S&P DIVID ETF 78464A763 2808 36844 SH SOLE 0 0 0 SPECTRA ENERGY CORP COM 847560109 33 1012 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 32 594 SH SOLE 0 0 0 STERICYCLE INC COM 858912108 168 1256 SH SOLE 0 0 0 TARGET CORPORATION COM 87612E106 37 450 SH SOLE 0 0 0 TEXAS INSTRUMENTS INC COM 882508104 9 175 SH SOLE 0 0 0 THE CHARLES SCHWAB CORP COM 808513105 62 1895 SH SOLE 0 0 0 TIME WARNER CABLE COM NEW 887317303 112 628 SH SOLE 0 0 0 TOOTSIE ROLL INDS INC COM 890516107 0 4 SH SOLE 0 0 0 TOYOTA MOTOR CP ADR NEWF SPONSORED ADR 1 ADR REP 2 ORD SP ADR REP2COM 892331307 19 140 SH SOLE 0 0 0 TUMI HOLDINGS INC COM 89969Q104 9 433 SH SOLE 0 0 0 TWITTER INC COM 90184L102 6 176 SH SOLE 0 0 0 U S BANCORP DEL NEW COM NEW 902973304 337 7758 SH SOLE 0 0 0 UNION PACIFIC CORP COM 907818108 17 176 SH SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 139 1251 SH SOLE 0 0 0 VANGUARD WHITEHALL FUNDS HIGH DIVIDEND YIELD HIGH DIV YLD 921946406 0 0 SH SOLE 0 0 0 VARIAN MEDICAL SYSTEMS COM 92220P105 161 1908 SH SOLE 0 0 0 VERISK ANALYTICS INC CLA CLASS A CL A 92345Y106 240 3302 SH SOLE 0 0 0 VERIZON COMMUNICATIONS COM 92343V104 40 848 SH SOLE 0 0 0 VISA INC CL A CLASS A COM CL A 92826C839 323 4804 SH SOLE 0 0 0 WAL-MART STORES INC COM 931142103 147 2079 SH SOLE 0 0 0 WELLS FARGO & CO NEW COM 949746101 309 5499 SH SOLE 0 0 0 YUM BRANDS INC COM 988498101 4 40 SH SOLE 0 0 0