0001104659-12-081919.txt : 20121204 0001104659-12-081919.hdr.sgml : 20121204 20121204203145 ACCESSION NUMBER: 0001104659-12-081919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121203 FILED AS OF DATE: 20121204 DATE AS OF CHANGE: 20121204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JK&B CAPITAL IV LP CENTRAL INDEX KEY: 0001136567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 121242074 BUSINESS ADDRESS: STREET 1: 180 NORTH STETSON AVENUE STREET 2: SUITE 4500 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-946-1200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JK&B CAPITAL IV QIP LP CENTRAL INDEX KEY: 0001157586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 121242073 BUSINESS ADDRESS: STREET 1: 180 NORTH STETSON AVENUE STREET 2: SUITE 4500 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-946-1200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRONFELD DAVID CENTRAL INDEX KEY: 0001084311 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 121242072 MAIL ADDRESS: STREET 1: 1601 DRY CREEK DRIVE CITY: LONGMONT STATE: CO ZIP: 80503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JK&B Management IV, L.P. CENTRAL INDEX KEY: 0001464257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 121242075 BUSINESS ADDRESS: BUSINESS PHONE: 312-946-1200 MAIL ADDRESS: STREET 1: TWO PRUDENTIAL PLAZA, 180 N. STETSON AVE STREET 2: SUITE 4500 CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JK&B Capital IV, L.L.C. CENTRAL INDEX KEY: 0001464258 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 121242076 BUSINESS ADDRESS: BUSINESS PHONE: 312-946-1200 MAIL ADDRESS: STREET 1: TWO PRUDENTIAL PLAZA, 180 N. STETSON AVE STREET 2: SUITE 4500 CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 a4.xml 4 X0306 4 2012-12-03 1 0001353283 SPLUNK INC SPLK 0001464258 JK&B Capital IV, L.L.C. C/O JK&B CAPITAL, TWO PRUDENTIAL PLAZA 180 N. STETSON AVENUE, SUITE 4500 CHICAGO IL 60601 0 0 1 0 0001464257 JK&B Management IV, L.P. C/O JK&B CAPITAL, TWO PRUDENTIAL PLAZA 180 N. STETSON AVENUE, SUITE 4500 CHICAGO IL 60601 0 0 1 0 0001136567 JK&B CAPITAL IV LP C/O JK&B CAPITAL, TWO PRUDENTIAL PLAZA 180 N. STETSON AVENUE, SUITE 4500 CHICAGO IL 60601 0 0 1 0 0001157586 JK&B CAPITAL IV QIP LP C/O JK&B CAPITAL, TWO PRUDENTIAL PLAZA 180 N. STETSON AVENUE, SUITE 4500 CHICAGO IL 60601 0 0 1 0 0001084311 KRONFELD DAVID C/O JK&B CAPITAL, TWO PRUDENTIAL PLAZA 180 N. STETSON AVENUE, SUITE 4500 CHICAGO IL 60601 0 0 1 0 Common Stock 2012-12-03 4 J 0 50240 0 D 0 I See footnote Common Stock 2012-12-03 4 J 0 32571 0 A 32571 I See footnote Common Stock 6498896 I See footnote Common Stock 565122 I See footnote Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to its partners. Shares are held directly by JK&B Management IV, L.P. ("JK&B Management"). David Kronfeld ("Kronfeld") is the managing member of JK&B Capital IV, L.L.C. ("JK&B Capital"), the general partner of JK&B Management. Each of JK&B Management, JK&B Capital and Kronfeld may be deemed to have sole voting and dispositive power over the shares which are held directly by JK&B Management, but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distribution described in footnote (2) above. Shares are held directly by Kronfeld. Shares are held directly by JK&B Capital IV, L.P. ("JK&B"). JK&B Management is the general partner of JK&B. Kronfeld is the managing member of JK&B Capital, the general partner of JK&B Management. Each of JK&B Management, JK&B Capital and Kronfeld may be deemed to have sole voting and dispositive power over the shares which are held directly by JK&B, but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Shares are held directly by JK&B Capital IV QIP, L.P. ("JK&B QIP"). JK&B Management is the general partner of JK&B QIP. Kronfeld is the managing member of JK&B Capital, the general partner of JK&B Management. Each of JK&B Management, JK&B Capital and Kronfeld may be deemed to have sole voting and dispositive power over the shares which are held directly by JK&B QIP, but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. /s/ JK&B Capital IV, L.L.C., by Nancy O'Leary, by power of attorney for David Kronfeld, its Managing Member 2012-12-04 /s/ JK&B Management IV, L.P., by JK&B Capital IV, L.L.C., its General Partner, by Nancy O'Leary, by power of attorney for David Kronfeld, its Managing Member 2012-12-04 /s/ JK&B Capital IV, L.P., by JK&B Management IV, L.P., its General Partner, by JK&B Capital IV, L.L.C., its General Partner, by Nancy O'Leary, by power of attorney for David Kronfeld, its Managing Member 2012-12-04 /s/ JK&B Capital IV QIP, L.P., by JK&B Management IV, L.P., its General Partner, by JK&B Capital IV, L.L.C., its General Partner, by Nancy O'Leary, by power of attorney for David Kronfeld, its Managing Member 2012-12-04 /s/ Nancy O'Leary, by power of attorney for David Kronfeld 2012-12-04