0001140361-11-024139.txt : 20110429 0001140361-11-024139.hdr.sgml : 20110429 20110429202823 ACCESSION NUMBER: 0001140361-11-024139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110427 FILED AS OF DATE: 20110429 DATE AS OF CHANGE: 20110429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mahamedi Abdi CENTRAL INDEX KEY: 0001463988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31332 FILM NUMBER: 11797198 MAIL ADDRESS: STREET 1: 2 GANNETT DRIVE STREET 2: SUITE 201 CITY: WHITE PLAINS STATE: NY ZIP: 10604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001141240 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 330264467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30452 ESPERANZA CITY: RANCHO SANTA MARGARITA STATE: CA ZIP: 92688 BUSINESS PHONE: 800-511-3651 MAIL ADDRESS: STREET 1: 30452 ESPERANZA CITY: RANCHO SANTA MARGARITA STATE: CA ZIP: 92688 FORMER COMPANY: FORMER CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES DATE OF NAME CHANGE: 20010523 4 1 doc1.xml FORM 4 X0303 4 2011-04-27 0 0001141240 LIQUIDMETAL TECHNOLOGIES INC LQMT 0001463988 Mahamedi Abdi 2 GANETT DRIVE, SUITE 201 WHITE PLAINS NY 10604 1 0 0 0 Common Stock 2011-04-27 4 J 0 3873325 0.22 A 5221025 I Held indirectly through Carlyle Holdings, LLC. Series A-2 Preferred Stock 0.22 2011-04-27 4 M 0 144968 5.00 D Common Stock 3294717 144495 I See footnote Each share of Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Amended Certificate of Designations, Preferences and Rights for Series A Preferred Stock. The Series A Preferred Stock has no expiration date. 86,387 shares of Series A-2 Preferred Stock held indirectly through Carlyle Liquid Holdings, LLC; 58,108 shares of Series A-2 Preferred Stock held indirectly through Carlyle Holdings, LLC. Represents shares acquired upon the conversion of Series A-2 Preferred Stock by Carlyle Liquid, LLC and the subsequent distribution of such shares by Carlyle Liquid, LLC to its members in proportion to their respective percentages. Abdi Mahamedi 2011-04-29