-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oa8mvXqV4nfBMHfr4U2dYlpRZJa6NBEjZxslNqHJWYxpd3tZqf4CKywPvqkuF/Ah J/oppSZQtZ9Yyldv+EYxDg== 0001398344-10-000698.txt : 20100511 0001398344-10-000698.hdr.sgml : 20100511 20100511135151 ACCESSION NUMBER: 0001398344-10-000698 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100511 DATE AS OF CHANGE: 20100511 EFFECTIVENESS DATE: 20100511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ipswich Investment Management Co., Inc. CENTRAL INDEX KEY: 0001463753 IRS NUMBER: 042904257 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13506 FILM NUMBER: 10820200 BUSINESS ADDRESS: STREET 1: 53 SOUTH MAIN STREET CITY: IPSWICH STATE: MA ZIP: 01938 BUSINESS PHONE: 978-356-6333 MAIL ADDRESS: STREET 1: 53 SOUTH MAIN STREET CITY: IPSWICH STATE: MA ZIP: 01938 13F-HR 1 fp0001687_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ipswich Investment Management Co., Inc. Address: 53 South Main Street Ipswich, MA 01938 Form 13F File Number: 028-13506 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: A. Cushing Titcomb Title: President, CEO & CCO Phone: 978-356-6333 Signature, Place, and Date of Signing: /s/ A. Cushing Titcomb Ipswich, MA May 11, 2010 ---------------------- ------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-______________ _______________________________ [Repeat as necessary. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 318 Form 13F Information Table Value Total: $ 164,001 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name - --- -------------------- ---- 02 A. Cushing Titcomb 03 Eric H. Jostrom 04 Alexander Colby 05 Patricia A. Bowlin
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------- -------------- --------- -------- ------------------- ---------- -------- ------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED OTHER - ----------------------------- -------------- --------- -------- ------- ---- ---- ---------- -------- ---- ------ ----- 3M COMPANY COM COM 88579Y101 66 790 SH Defined 02 790 209 2,500 SH Defined 05 2,500 A T & T INC COM 00206R102 293 11,332 SH Defined 05 11,332 63 2,450 SH Defined 02 2,450 207 8,026 SH Defined 03 8,026 ABBOTT LABORATORIES COM 002824100 200 3,800 SH Defined 05 3,800 32 600 SH Defined 03 600 ACE LTD ORD COM h0023r105 1,137 21,745 SH Defined 02 21,745 349 6,675 SH Defined 04 6,675 1,291 24,685 SH Defined 03 24,685 APPLE COMPUTER INC COM 037833100 248 1,054 SH Defined 04 1,054 14 58 SH Defined 02 58 49 210 SH Defined 05 210 23 100 SH Defined 03 100 APPLIED MATLS INC COM COM 038222105 522 38,755 SH Defined 02 38,755 51 3,800 SH Defined 04 3,800 24 1,800 SH Defined 03 1,800 ARTESIAN RES CORP CL A COM 043113208 53 3,000 SH Defined 02 3,000 192 10,850 SH Defined 03 10,850 AUSTRALIA&NEW ZEALAND BKG GRSP COM 052528304 1,342 58,000 SH Defined 03 58,000 BANCO BILBOA VIZCAYA ARG SA SP COM 05946K101 234 17,070 SH Defined 03 17,070 BANCO SANTANDER ADR COM 05964h105 1,381 104,050 SH Defined 02 104,050 410 30,900 SH Defined 04 30,900 1,137 85,716 SH Defined 03 85,716 46 3,460 SH Defined 05 3,460 BANK AMER CORP COM COM 060505104 134 7,494 SH Defined 05 7,494 173 9,675 SH Defined 03 9,675 51 2,850 SH Defined 04 2,850 2 118 SH Defined 02 118 BARRICK GOLD CORP COM 067901108 752 19,625 SH Defined 02 19,625 BAXTER INTL INC COM COM 071813109 448 7,700 SH Defined 02 7,700 33 561 SH Defined 04 561 644 11,063 SH Defined 05 11,063 BHP BILLITON LTD SPONSORED ADR COM 088606108 823 10,245 SH Defined 02 10,245 1,819 22,650 SH Defined 03 22,650 219 2,725 SH Defined 04 2,725 BP AMOCO ADS COM 055622104 425 7,448 SH Defined 04 7,448 1,769 31,000 SH Defined 03 31,000 526 9,225 SH Defined 02 9,225 179 3,140 SH Defined 05 3,140 BRISTOL MYERS SQUIBB CO COM 110122108 88 3,300 SH Defined 02 3,300 389 14,557 SH Defined 03 14,557 193 7,224 SH Defined 05 7,224 CAMECO CORP COM COM 13321L108 999 36,450 SH Defined 02 36,450 1,006 36,700 SH Defined 03 36,700 215 7,850 SH Defined 04 7,850 CAMERON INTERNATIONAL CORP COM COM 13342B105 1,527 35,630 SH Defined 02 35,630 2,239 52,250 SH Defined 03 52,250 335 7,820 SH Defined 04 7,820 24 550 SH Defined 05 550 CANON INC ADR COM 138006309 347 7,500 SH Defined 03 7,500 CATERPILLAR INC COM 149123101 1,708 27,170 SH Defined 02 27,170 377 6,003 SH Defined 04 6,003 1,455 23,150 SH Defined 03 23,150 138 2,192 SH Defined 05 2,192 CHEVRONTEXACO CORP COM COM 166764100 1,417 18,682 SH Defined 02 18,682 1,161 15,309 SH Defined 03 15,309 659 8,694 SH Defined 05 8,694 224 2,956 SH Defined 04 2,956 CHUBB CORP COM COM 171232101 311 6,000 SH Defined 03 6,000 6 125 SH Defined 02 125 CIENA CORPORATION COM NEW COM 171779309 239 15,650 SH Defined 02 15,650 23 1,500 SH Defined 04 1,500 25 1,642 SH Defined 03 1,642 CIGNA CORP COM 125509109 223 6,086 SH Defined 05 6,086 CISCO SYS INC COM COM 17275R102 243 9,335 SH Defined 02 9,335 26 1,000 SH Defined 04 1,000 125 4,788 SH Defined 05 4,788 40 1,521 SH Defined 03 1,521 CITIGROUP INC COM COM 172967101 79 19,599 SH Defined 05 19,599 2 580 SH Defined 02 580 CLIFFS NATURAL RESOURCES COM 18683k101 284 4,000 SH Defined 05 4,000 COCA COLA CO COM COM 191216100 1,187 21,575 SH Defined 03 21,575 176 3,200 SH Defined 02 3,200 327 5,950 SH Defined 05 5,950 COLGATE PALMOLIVE CO COM COM 194162103 939 11,010 SH Defined 02 11,010 252 2,950 SH Defined 04 2,950 1,270 14,900 SH Defined 03 14,900 55 650 SH Defined 05 650 CONOCOPHILLIPS COM COM 20825C104 91 1,769 SH Defined 05 1,769 113 2,212 SH Defined 04 2,212 325 6,360 SH Defined 03 6,360 CORNING INC COM COM 219350105 552 27,295 SH Defined 02 27,295 1 48 SH Defined 05 48 CVS CORP COM COM 126650100 226 6,178 SH Defined 05 6,178 54 1,488 SH Defined 02 1,488 55 1,500 SH Defined 03 1,500 DOMINION RES INC VA NEW COM COM 25746U109 681 16,558 SH Defined 03 16,558 134 3,268 SH Defined 05 3,268 DU PONT E I DE NEMOURS & CO COM 263534109 272 7,303 SH Defined 05 7,303 27 726 SH Defined 03 726 DUKE ENERGY CORP COM 26441C105 956 58,590 SH Defined 02 58,590 162 9,948 SH Defined 03 9,948 279 17,120 SH Defined 05 17,120 278 17,050 SH Defined 04 17,050 E M C CORP MASS COM COM 268648102 110 6,125 SH Defined 02 6,125 22 1,200 SH Defined 03 1,200 49 2,700 SH Defined 05 2,700 EATON VANCE CORP COM NON VTG COM 278265103 310 9,250 SH Defined 04 9,250 923 27,530 SH Defined 02 27,530 2,218 66,120 SH Defined 03 66,120 EMERSON ELEC CO COM 291011104 1,844 36,632 SH Defined 02 36,632 1,261 25,050 SH Defined 03 25,050 298 5,928 SH Defined 05 5,928 427 8,475 SH Defined 04 8,475 ENCANA CORP COM COM 292505104 228 7,360 SH Defined 03 7,360 21 675 SH Defined 05 675 33 1,050 SH Defined 04 1,050 103 3,325 SH Defined 02 3,325 EOG RESOURCES INC. COM 26875P101 339 3,650 SH Defined 02 3,650 EXXON MOBIL CORPORATION COM 30231G102 265 3,951 SH Defined 04 3,951 490 7,311 SH Defined 02 7,311 3,829 57,164 SH Defined 05 57,164 3,813 56,929 SH Defined 03 56,929 FIRST IPSWICH BANCORP COM 320637101 39 10,633 SH Defined 02 10,633 FLUOR CORP COM 343412102 1,178 25,325 SH Defined 02 25,325 377 8,100 SH Defined 04 8,100 753 16,200 SH Defined 03 16,200 FOSTER WHEELER AG COM h27178104 652 24,025 SH Defined 02 24,025 258 9,500 SH Defined 03 9,500 223 8,200 SH Defined 04 8,200 GENERAL ELEC CO COM 369604103 396 21,735 SH Defined 02 21,735 643 35,341 SH Defined 05 35,341 1,201 65,998 SH Defined 03 65,998 456 25,029 SH Defined 04 25,029 GENERAL MLS INC COM COM 370334104 80 1,133 SH Defined 03 1,133 156 2,200 SH Defined 05 2,200 64 900 SH Defined 04 900 GENZYME CORP COM-GEN DIV COM 372917104 593 11,450 SH Defined 02 11,450 16 300 SH Defined 05 300 GILEAD SCIENCES INC COM COM 375558103 860 18,920 SH Defined 02 18,920 365 8,020 SH Defined 04 8,020 688 15,128 SH Defined 03 15,128 HANOVER INS GROUP INC COM COM 410867105 415 9,525 SH Defined 02 9,525 HERSHEY CO COM COM 427866108 215 5,020 SH Defined 03 5,020 HEWLETT PACKARD CO COM 428236103 257 4,833 SH Defined 05 4,833 620 11,664 SH Defined 03 11,664 479 9,019 SH Defined 02 9,019 HSBC HLDGS PLC ORD COM G4634U169 838 82,680 SH Defined 03 82,680 HSBC HLDGS PLC SPON ADR NEW COM 404280406 1,692 33,385 SH Defined 02 33,385 442 8,712 SH Defined 04 8,712 1,071 21,136 SH Defined 03 21,136 22 430 SH Defined 05 430 ILLINOIS TOOL WKS INC COM COM 452308109 1,027 21,680 SH Defined 02 21,680 14 300 SH Defined 05 300 189 4,000 SH Defined 03 4,000 89 1,875 SH Defined 04 1,875 INGERSOLL RAND PLC COM G47791101 415 11,900 SH Defined 03 11,900 28 800 SH Defined 02 800 171 4,900 SH Defined 04 4,900 5 150 SH Defined 05 150 INTEL CORP COM 458140100 1,334 59,855 SH Defined 02 59,855 346 15,506 SH Defined 04 15,506 1,023 45,880 SH Defined 03 45,880 289 12,971 SH Defined 05 12,971 INTERNATIONAL BUSINESS MACHINE COM 459200101 2,144 16,719 SH Defined 02 16,719 135 1,052 SH Defined 05 1,052 128 1,000 SH Defined 03 1,000 67 525 SH Defined 04 525 J P MORGAN CHASE & CO COM COM 46625H100 868 19,405 SH Defined 05 19,405 186 4,167 SH Defined 02 4,167 178 3,984 SH Defined 03 3,984 JOHNSON & JOHNSON COM 478160104 903 13,850 SH Defined 02 13,850 562 8,622 SH Defined 05 8,622 1,934 29,656 SH Defined 03 29,656 314 4,820 SH Defined 04 4,820 KONINKLIJKE PHILIPS ELECTRS NY COM 500472303 373 11,640 SH Defined 03 11,640 71 2,211 SH Defined 05 2,211 LABORATORY CORP AMER HLDGS COM COM 50540R409 621 8,200 SH Defined 02 8,200 45 600 SH Defined 05 600 LAZARD LTD SHS A COM G54050102 396 11,090 SH Defined 04 11,090 771 21,600 SH Defined 02 21,600 839 23,500 SH Defined 03 23,500 LILLY ELI & CO COM COM 532457108 1,092 30,155 SH Defined 02 30,155 155 4,280 SH Defined 04 4,280 705 19,454 SH Defined 03 19,454 67 1,850 SH Defined 05 1,850 MARATHON OIL CORP COM COM 565849106 884 27,950 SH Defined 02 27,950 120 3,800 SH Defined 05 3,800 MCDONALDS CORP COM 580135101 467 7,002 SH Defined 05 7,002 53 800 SH Defined 03 800 MEDCO HEALTH SOLUTIONS INC COM COM 58405U102 241 3,727 SH Defined 05 3,727 MERCK & CO INC COM 58933Y105 1,172 31,382 SH Defined 03 31,382 86 2,300 SH Defined 04 2,300 516 13,825 SH Defined 05 13,825 MICROSOFT CORP COM 594918104 1,366 46,650 SH Defined 02 46,650 401 13,696 SH Defined 04 13,696 1,033 35,267 SH Defined 03 35,267 447 15,276 SH Defined 05 15,276 MILLIPORE CORP COM 601073109 238 2,250 SH Defined 02 2,250 NATIONAL AUSTRALIA BK LTD SPON COM 632525408 392 15,535 SH Defined 03 15,535 NESTLE S A SPONSORED ADR COM 641069406 1,725 33,628 SH Defined 02 33,628 586 11,425 SH Defined 04 11,425 1,890 36,832 SH Defined 03 36,832 51 1,000 SH Defined 05 1,000 NEWMONT MINING CORP COM COM 651639106 637 12,500 SH Defined 03 12,500 8 150 SH Defined 02 150 84 1,650 SH Defined 04 1,650 NOBLE CORP COM H5833N103 335 8,000 SH Defined 03 8,000 54 1,280 SH Defined 05 1,280 NORFOLK SOUTHERN CORP COM 655844108 554 9,915 SH Defined 02 9,915 8 150 SH Defined 05 150 89 1,600 SH Defined 04 1,600 NOVARTIS AG ADR COM 66987v109 1,371 25,340 SH Defined 02 25,340 426 7,875 SH Defined 04 7,875 1,228 22,700 SH Defined 03 22,700 22 400 SH Defined 05 400 OCCIDENTAL PETROLEUM CORP COM 674599105 384 4,539 SH Defined 05 4,539 ORACLE CORP COM COM 68389X105 396 15,400 SH Defined 02 15,400 458 17,800 SH Defined 03 17,800 117 4,538 SH Defined 05 4,538 248 9,630 SH Defined 04 9,630 PALL CORP COM 696429307 231 5,700 SH Defined 02 5,700 PENGROWTH ENERGY TR TR UNIT NE COM 706902509 546 46,850 SH Defined 04 46,850 564 48,380 SH Defined 03 48,380 519 44,500 SH Defined 02 44,500 PEPSICO INC COM 713448108 443 6,691 SH Defined 04 6,691 1,139 17,215 SH Defined 02 17,215 1,710 25,850 SH Defined 03 25,850 369 5,575 SH Defined 05 5,575 PFIZER INC COM 717081103 483 28,162 SH Defined 05 28,162 177 10,332 SH Defined 02 10,332 191 11,140 SH Defined 03 11,140 PROCTER & GAMBLE CO COM COM 742718109 343 5,420 SH Defined 04 5,420 952 15,046 SH Defined 03 15,046 502 7,942 SH Defined 02 7,942 530 8,375 SH Defined 05 8,375 PURPLE COMMUNICATIONS COM 746389105 9 40,000 SH Defined 05 40,000 RAYTHEON CO COM NEW COM 755111507 415 7,258 SH Defined 02 7,258 126 2,200 SH Defined 05 2,200 ROCHE HLDG LTD SPONSORED ADR COM 771195104 2,055 50,715 SH Defined 02 50,715 420 10,360 SH Defined 04 10,360 513 12,650 SH Defined 03 12,650 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 655 11,325 SH Defined 02 11,325 1,425 24,628 SH Defined 03 24,628 137 2,375 SH Defined 05 2,375 38 650 SH Defined 04 650 SCHLUMBERGER COM 806857108 1,935 30,492 SH Defined 02 30,492 2,282 35,953 SH Defined 03 35,953 601 9,477 SH Defined 04 9,477 98 1,550 SH Defined 05 1,550 SMITH INTL INC COM COM 832110100 385 9,000 SH Defined 03 9,000 SOUTHERN CO COM COM 842587107 93 2,800 SH Defined 03 2,800 231 6,969 SH Defined 05 6,969 SOUTHWESTERN ENERGY COMPANY COM 845467109 244 6,000 SH Defined 05 6,000 STANLEY BLACK & DECKER COM 854616109 277 4,824 SH Defined 05 4,824 STERIS CORP COM COM 859152100 330 9,800 SH Defined 02 9,800 SWISS REINS CO SPONSORED ADR COM 870887205 477 9,705 SH Defined 02 9,705 575 11,720 SH Defined 03 11,720 T. ROWE PRICE GROUP INC COM 74144T108 931 16,930 SH Defined 02 16,930 1,104 20,075 SH Defined 03 20,075 457 8,310 SH Defined 04 8,310 TARGET CORP COM COM 87612E106 231 4,400 SH Defined 05 4,400 TECO ENERGY INC COM COM 872375100 213 13,430 SH Defined 05 13,430 222 14,000 SH Defined 03 14,000 TEXAS INSTRUMENTS INC COM 882508104 37 1,494 SH Defined 05 1,494 237 9,690 SH Defined 02 9,690 THERMO FISHER SCIENTIFIC INC COM 883556102 320 6,225 SH Defined 02 6,225 28 550 SH Defined 05 550 TOTAL S A SPONSORED ADR COM 89151E109 1,671 28,795 SH Defined 02 28,795 444 7,660 SH Defined 04 7,660 2,105 36,275 SH Defined 03 36,275 33 566 SH Defined 05 566 TRANSOCEAN LTD COM h8817h100 303 3,505 SH Defined 04 3,505 796 9,215 SH Defined 02 9,215 725 8,388 SH Defined 03 8,388 15 170 SH Defined 05 170 UNION PAC CORP COM COM 907818108 367 5,001 SH Defined 04 5,001 1,157 15,790 SH Defined 02 15,790 1,390 18,959 SH Defined 03 18,959 UNITED TECHNOLOGIES CORP COM COM 913017109 1,307 17,750 SH Defined 02 17,750 416 5,646 SH Defined 04 5,646 876 11,900 SH Defined 03 11,900 28 380 SH Defined 05 380 VALE SA-SP ADR COM 91912E105 609 18,910 SH Defined 03 18,910 297 9,225 SH Defined 02 9,225 26 800 SH Defined 04 800 VERIZON COMMUNICATIONS COM 92343V104 228 7,337 SH Defined 05 7,337 31 1,000 SH Defined 03 1,000 WELLS FARGO & CO COM 949746101 448 14,404 SH Defined 05 14,404 BARRY CALLEBAUT AG 547692905 440 680 SH Defined 02 680 382 590 SH Defined 03 590 BAYERISCHE MOTOREN WERKE A GOR D12096109 370 8,000 SH Defined 03 8,000 CARLSBERG AS SER B K36628137 252 3,000 SH Defined 03 3,000 CREDIT SUISSE GROUP ORD CL D H3698D419 338 6,550 SH Defined 03 6,550 DEMAG CRANES AG D17567104 408 11,600 SH Defined 03 11,600 HAMBURGER HAFEN UND LOGISTIK D3211S103 280 7,500 SH Defined 03 7,500 HOLCIM LTD REG SHS H36940130 698 9,344 SH Defined 03 9,344 INVESTOR AB SHS B W48102128 414 21,500 SH Defined 03 21,500 KUEHNE & NAGEL INTL AG H4673L145 608 6,000 SH Defined 03 6,000 LI & FUNG LTD G5485F144 420 85,000 SH Defined 03 85,000 296 60,000 SH Defined 02 60,000 MUENCHENER RUECKVERSICHE- RUNG d55535104 564 3,465 SH Defined 02 3,465 675 4,150 SH Defined 03 4,150 33 200 SH Defined 04 200 NESTLE S A H57312466 1,231 24,000 SH Defined 03 24,000 ROCHE HLDG LTD BEARER SHS H69293225 1,011 6,050 SH Defined 03 6,050 ROCHE HOLDINGS AG GENUSSCHEINE 711038901 682 4,200 SH Defined 03 4,200 SONOVA HOLDING AG h8024w106 124 1,000 SH Defined 02 1,000 660 5,300 SH Defined 03 5,300 SWISS REINS CO ORDINARY SHARES H84046137 247 5,000 SH Defined 03 5,000 TEMENOS GROUP AG NAMEN AKT H8547Q107 416 14,100 SH Defined 02 14,100 369 12,500 SH Defined 03 12,500 ASIA PAC FD I COM 044901106 382 38,375 SH Defined 02 38,375 363 36,486 SH Defined 03 36,486 268 26,976 SH Defined 04 26,976 ISHARES TR FTSE XNHUA IDX 464287184 205 4,875 SH Defined 04 4,875 1 30 SH Defined 02 30 ISHARES TR MSCI EAFE IDX 464287465 57 1,010 SH Defined 05 1,010 553 9,883 SH Defined 04 9,883 230 4,103 SH Defined 02 4,103 ISHARES TR MSCI EMERG MKT 464287234 213 5,068 SH Defined 04 5,068 172 4,072 SH Defined 02 4,072 48 1,140 SH Defined 05 1,140 ISHARES TR RUSSELL 3000 IDX 464287689 958 13,921 SH Defined 04 13,921 829 12,046 SH Defined 02 12,046 GILEAD SCIENCES .5% 5/1/11 CONV 375558AG8 181 150,000 PRN Defined 03 150,000 241 200,000 PRN Defined 02 200,000
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