0000919574-11-006248.txt : 20111114
0000919574-11-006248.hdr.sgml : 20111111
20111114134958
ACCESSION NUMBER: 0000919574-11-006248
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAM Management LLC
CENTRAL INDEX KEY: 0001463541
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13504
FILM NUMBER: 111200669
BUSINESS ADDRESS:
STREET 1: 44 WALL STREET
STREET 2: SUITE 1603
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 646-307-4503
MAIL ADDRESS:
STREET 1: 44 WALL STREET
STREET 2: SUITE 1603
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
d1241314_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: BAM Management, LLC
Address: 10 Mountainview Road
Suite 205
Upper Saddle River, NJ 07458
13F File Number: 028-13504
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Hal Mintz
Title: Managing Member
Phone: (646) 307-4500
Signature, Place and Date of Signing:
/s/ Hal Mintz Upper Saddle River, NJ November 14, 2011
----------------------- ------------------------- --------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting managers(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-11852 BAM Capital, LLC
-------------------- ------------------------------------------
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 7
Form 13F Information Table Value Total: $12,947
(In Thousands)
List of Other Included Managers:
No. Form 13F File Number Name
1 028-13502 Hal Mintz
--- -------------------- -------------------------------------
FORM 13F INFORMATION TABLE
September 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHR VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE
BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 4,068 1,784,200 CALL DEFINED 1 1,784,200
BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 929 407,600 PUT DEFINED 1 407,600
GENVEC INC COM NEW 37246C307 313 109,024 SH DEFINED 1 109,024
ONCOTHYREON INC COM 682324108 3,999 668,700 CALL DEFINED 1 668,700
ONCOTHYREON INC COM 682324108 1,085 181,436 SH DEFINED 1 181,436
ONCOTHYREON INC COM 682324108 2,374 397,000 PUT DEFINED 1 397,000
RXI PHARMACEUTICALS CORP COM 74978T109 179 177,406 SH DEFINED 1 177,406
SK 27527 0001 1241314