-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QT55tP7E3t4HHtLVAxnc8o3zZNorM7we933Yk2C4DYvQab+DwlxOFpC7nciyKIiq nqotqBbcif5QsQ4ynLiQ7w== 0001140361-11-008667.txt : 20110214 0001140361-11-008667.hdr.sgml : 20110214 20110214120709 ACCESSION NUMBER: 0001140361-11-008667 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAM Offshore Management, LLC CENTRAL INDEX KEY: 0001463540 IRS NUMBER: 204408486 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13505 FILM NUMBER: 11603880 BUSINESS ADDRESS: STREET 1: 44 WALL STREET STREET 2: SUITE 1603 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-307-4503 MAIL ADDRESS: STREET 1: 44 WALL STREET STREET 2: SUITE 1603 CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAM Offshore Management, LLC Address: 1 Liberty Plaza 27th Floor New York, NY 10006 Form 13F File Number: 028-13505 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Hal Mintz Title: Managing Member Phone: (646) 307-4500 Signature, Place, and Date of Signing: /s/ Hal Mintz New York, NY 2/14/2011 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 20 Form 13F Information Table Value Total: $ 16,743 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-13503 Ross Berman - ---- -------------------- ---------------------------------------------------- 2 028-13502 Hal Mintz - ---- -------------------- ---------------------------------------------------- Notes on Information Table: (1) Information provided in Column 2 refers in each case to the underlying instrument. (2) The value of shares provided in Column 4 refers, in the case of options, to the value of shares underlying the options. (3) Number of shares provided in Column 5 refers, in the case of options, to the number of shares underlying the options. (4) Voting authority in Column 8 refers, in the case of options, to the number of shares underlying the options. It should be noted that unexercised options, and exercised put options, confer no voting authority.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ----------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------- ---- AMYLIN PHARMACEUTICALS INC COM 032346108 491 33,400 PUT DEFINED 1,2 0 33,400 0 AMYLIN PHARMACEUTICALS INC COM 032346108 491 33,400 SH DEFINED 1,2 0 33,400 0 ARENA PHARMACEUTICALS INC COM 040047102 93 54,000 SH DEFINED 1,2 0 54,000 0 ARENA PHARMACEUTICALS INC COM 040047102 127 73,600 CALL DEFINED 1,2 0 73,600 0 ARENA PHARMACEUTICALS INC COM 040047102 93 54,000 PUT DEFINED 1,2 0 54,000 0 ASSURED GUARANTY LTD COM G0585R106 506 28,600 CALL DEFINED 1,2 0 28,600 0 BMC SOFTWARE INC COM 055921100 2,470 52,400 CALL DEFINED 1,2 0 52,400 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 555 105,000 CALL DEFINED 1,2 0 105,000 0 CF INDS HLDGS INC COM 125269100 1,622 12,000 PUT DEFINED 1,2 0 12,000 0 CREE INC COM 225447101 329 5,000 SH DEFINED 1,2 0 5,000 0 ISHARES TR BARCLYS 20+ YR 464287432 2,824 30,000 CALL DEFINED 1,2 0 30,000 0 MANNKIND CORP COM 56400P201 105 13,000 PUT DEFINED 1,2 0 13,000 0 MYRIAD GENETICS INC COM 62855J104 313 13,700 CALL DEFINED 1,2 0 13,700 0 TIVO INC COM 888706108 1,796 208,100 CALL DEFINED 1,2 0 208,100 0 TIVO INC COM 888706108 260 30,100 PUT DEFINED 1,2 0 30,100 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 1,555 24,600 CALL DEFINED 1,2 0 24,600 0 VEECO INSTRS INC DEL COM 922417100 1,461 34,000 CALL DEFINED 1,2 0 34,000 0 WESTERN DIGITAL CORP COM 958102105 509 15,000 PUT DEFINED 1,2 0 15,000 0 WESTERN DIGITAL CORP COM 958102105 509 15,000 SH DEFINED 1,2 0 15,000 0 YAHOO INC COM 984332106 634 38,100 CALL DEFINED 1,2 0 38,100 0
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