-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jf64dYvEutOXjeE8Q8JckoKKgg8+LMVhHHd5jV2csA7lh33zmS/J84doGrJuRQg3 80Q3c2NUHW+JQup49ORdwg== 0001140361-10-006371.txt : 20100216 0001140361-10-006371.hdr.sgml : 20100215 20100216110514 ACCESSION NUMBER: 0001140361-10-006371 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAM Offshore Management, LLC CENTRAL INDEX KEY: 0001463540 IRS NUMBER: 204408486 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13505 FILM NUMBER: 10603369 BUSINESS ADDRESS: STREET 1: 44 WALL STREET STREET 2: SUITE 1603 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-307-4503 MAIL ADDRESS: STREET 1: 44 WALL STREET STREET 2: SUITE 1603 CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAM Offshore Management, LLC Address: 44 Wall Street, Suite 1603 New York, NY 10005 Form 13F File Number: 028-13505 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Hal Mintz Title: Managing Member Phone: (646) 307-4500 Signature, Place, and Date of Signing: /s/ Hal Mintz New York, NY 2/16/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 60 Form 13F Information Table Value Total: $ 24,164 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-13503 Ross Berman - ---- -------------------- ---------------------------------------------------- 2. 028-13502 Hal Mintz - ---- -------------------- ---------------------------------------------------- Notes on Information Table: (1) Information provided in Column 2 refers in each case to the underlying instrument. (2) Number of shares provided in Column 5 refers, in the case of options, to the number of shares underlying the options. (3) Voting authority in Column 8 refers, in the case of options, to the number of shares underlying the options. It should be noted that unexercised options, and exercised put options, confer no voting authority.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------------- -------------- --------- -------- ------------------ ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- ---- --------- ---- AGNICO EAGLE MINES LTD COM COM 008474108 2 25,000 CALL DEFINED 1,2 0 25,000 0 AMAG PHARMACEUTICALS INC COM COM 00163U106 48 65,600 CALL DEFINED 1,2 0 65,600 0 AMAZON COM INC COM COM 023135106 429 3,191 SH DEFINED 1,2 0 3,191 0 AMAZON COM INC COM COM 023135106 6 30,000 PUT DEFINED 1,2 0 30,000 0 AMERICAN INTL GROUP INC COM NEW COM 026874784 4,128 137,686 SH DEFINED 1,2 0 137,686 0 AMERICAN INTL GROUP INC COM NEW COM 026874784 93 107,800 CALL DEFINED 1,2 0 107,800 0 AMERICAN INTL GROUP INC COM NEW COM 026874784 3,187 210,400 PUT DEFINED 1,2 0 210,400 0 AMYLIN PHARMACEUTICALS INC COM COM 032346108 123 61,300 CALL DEFINED 1,2 0 61,300 0 BIOMIMETIC THERAPEUTICS INC COM COM 09064X101 890 74,600 SH DEFINED 1,2 0 74,600 0 BIOMIMETIC THERAPEUTICS INC COM COM 09064X101 386 75,000 PUT DEFINED 1,2 0 75,000 0 BOISE INC COM COM 09746Y105 282 455,000 CALL DEFINED 1,2 0 455,000 0 CON-WAY INC COM COM 205944101 79 66,600 CALL DEFINED 1,2 0 66,600 0 CON-WAY INC COM COM 205944101 137 33,300 PUT DEFINED 1,2 0 33,300 0 E TRADE FINANCIAL CORP COM COM 269246104 276 156,723 SH DEFINED 1,2 0 156,723 0 E TRADE FINANCIAL CORP COM COM 269246104 73 1,146,100 CALL DEFINED 1,2 0 1,146,100 0 E TRADE FINANCIAL CORP COM COM 269246104 2 434,000 PUT DEFINED 1,2 0 434,000 0 ELAN PLC ADR 284131208 161 178,500 CALL DEFINED 1,2 0 178,500 0 ENSCO INTL INC COM COM 26874Q100 1,285 32,174 SH DEFINED 1,2 0 32,174 0 ENSCO INTL INC COM COM 26874Q100 1,124 406,800 PUT DEFINED 1,2 0 406,800 0 FORD MTR CO DEL COM PAR $0.01 COM 345370860 198 94,600 CALL DEFINED 1,2 0 94,600 0 GENWORTH FINL INC COM CL A COM 37247D106 3 111,400 PUT DEFINED 1,2 0 111,400 0 GREEN MTN COFFEE ROASTERS IN COM COM 393122106 142 33,300 CALL DEFINED 1,2 0 33,300 0 HARTFORD FINL SVCS GROUP INC COM COM 416515104 30 139,600 CALL DEFINED 1,2 0 139,600 0 HUMAN GENOME SCIENCES INC COM COM 444903108 48 52,500 CALL DEFINED 1,2 0 52,500 0 HUMAN GENOME SCIENCES INC COM COM 444903108 3 52,500 PUT DEFINED 1,2 0 52,500 0 ISHARES SILVER TRUST ISHARES 46428Q109 10 650,000 CALL DEFINED 1,2 0 650,000 0 JPMORGAN CHASE & CO COM COM 46625H100 206 4,936 SH DEFINED 1,2 0 4,936 0 MCAFEE INC COM COM 579064106 63 49,800 CALL DEFINED 1,2 0 49,800 0 MEDIVATION INC COM COM 58501N101 3,031 230,500 CALL DEFINED 1,2 0 230,500 0 MEDIVATION INC COM COM 58501N101 448 274,900 PUT DEFINED 1,2 0 274,900 0 MGM MIRAGE COM COM 552953101 6 148,600 CALL DEFINED 1,2 0 148,600 0 MGM MIRAGE COM COM 552953101 0 700 PUT DEFINED 1,2 0 700 0 MICRON TECHNOLOGY INC COM COM 595112103 279 286,000 CALL DEFINED 1,2 0 286,000 0 MOTOROLA INC COM COM 620076109 4 91,400 CALL DEFINED 1,2 0 91,400 0 PALM INC NEW COM COM 696643105 3 114,000 CALL DEFINED 1,2 0 114,000 0 PALM INC NEW COM COM 696643105 2 61,600 PUT DEFINED 1,2 0 61,600 0 POTASH CORP SASK INC COM COM 73755L107 7 35,000 CALL DEFINED 1,2 0 35,000 0 POTASH CORP SASK INC COM COM 73755L107 554 153,700 PUT DEFINED 1,2 0 153,700 0 PRICELINE COM INC COM NEW COM 741503403 19 30,000 PUT DEFINED 1,2 0 30,000 0 RAMBUS INC DEL COM COM 750917106 2,521 506,900 CALL DEFINED 1,2 0 506,900 0 RAMBUS INC DEL COM COM 750917106 270 350,800 PUT DEFINED 1,2 0 350,800 0 RESEARCH IN MOTION LTD COM COM 760975102 490 7,252 SH DEFINED 1,2 0 7,252 0 RESEARCH IN MOTION LTD COM COM 760975102 19 2,500 CALL DEFINED 1,2 0 2,500 0 SAVIENT PHARMACEUTICALS INC COM COM 80517Q100 180 13,200 SH DEFINED 1,2 0 13,200 0 SAVIENT PHARMACEUTICALS INC COM COM 80517Q100 388 128,300 PUT DEFINED 1,2 0 128,300 0 SLM CORP COM COM 78442P106 69 324,600 CALL DEFINED 1,2 0 324,600 0 SLM CORP COM COM 78442P106 40 303,600 PUT DEFINED 1,2 0 303,600 0 SPDR TR UNIT SER 1 78462F103 9 30,000 PUT DEFINED 1,2 0 30,000 0 SYNOVUS FINL CORP COM COM 87161C105 686 334,805 SH DEFINED 1,2 0 334,805 0 SYNOVUS FINL CORP COM COM 87161C105 1 3,900 CALL DEFINED 1,2 0 3,900 0 SYNOVUS FINL CORP COM COM 87161C105 190 345,700 PUT DEFINED 1,2 0 345,700 0 TAKE-TWO INTERACTIVE SOFTWAR COM COM 874054109 811 80,672 SH DEFINED 1,2 0 80,672 0 TAKE-TWO INTERACTIVE SOFTWAR COM COM 874054109 2 85,000 CALL DEFINED 1,2 0 85,000 0 TAKE-TWO INTERACTIVE SOFTWAR COM COM 874054109 6 29,500 PUT DEFINED 1,2 0 29,500 0 TIBCO SOFTWARE INC COM COM 88632Q103 22 2,310 SH DEFINED 1,2 0 2,310 0 TIBCO SOFTWARE INC COM COM 88632Q103 200 276,300 CALL DEFINED 1,2 0 276,300 0 VALERO ENERGY CORP NEW COM COM 91913Y100 5 195,800 CALL DEFINED 1,2 0 195,800 0 YRC WORLDWIDE INC COM COM 984249102 1 1,547 SH DEFINED 1,2 0 1,547 0 YRC WORLDWIDE INC COM COM 984249102 12 125,000 CALL DEFINED 1,2 0 125,000 0 YRC WORLDWIDE INC COM COM 984249102 476 177,500 PUT DEFINED 1,2 0 177,500 0
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