-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U3baVXTy5UGUTEeXFFquyjomrfGHPpKSkM0G8vylG6MbyeBI3Grz1K654Q03sEJ8 1b5FP386lZhtZmF+lLXZHQ== 0001463217-09-000015.txt : 20091113 0001463217-09-000015.hdr.sgml : 20091113 20091113132747 ACCESSION NUMBER: 0001463217-09-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED CAPITAL FINANCIAL ADVISERS,INC. CENTRAL INDEX KEY: 0001463217 IRS NUMBER: 201847610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13508 FILM NUMBER: 091180492 BUSINESS ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: 2ND FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-999-8500 MAIL ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: 2ND FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 ucfafiling0909.txt 13F HOLDINGS REPORT - SEPTEMBER 30, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30,2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds a new holdings entries. Institutional Investment Manager Filing this report: Name: United Capital Financial Advisers Address: 500 Newport Center Drive 2nd Floor Newport Beach, CA 92660 13F File Number: 028-13508 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understand that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Herman Title: Chief Compliance Officer Phone: 949-999-8500 Signature, Place and Date of Signing Michael Herman Newport Beach, CA November 13, 2009 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: (None) I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 09/30/09 REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 ----------- FORM 13F INFORMATION TABLE ENTRY TOTAL: 397 ----------- FORM 13F INFORMATION TABLE VALUE TOTAL: $419,919 ----------- (thousands)
LIST OF OTHER INCLUDED MANAGERS: Form 13F File Number Name - ---------------------- ----------------------- 028-10562 ALLIANCEBERNSTEIN LP 028-01162 ATALANTA/SOSNOFF MANAGEMENT,LLC 028-05620 BRANDES INVESTMENT PARTNERS LP 028-03434 CONGRESS ASSET MANAGEMENT CO 028-05923 CORNERSTONE CAPITAL MANAGEMENT INC 028-04121 DAVIS SELECTED ADVISORS LP 028-05267 DELAWARE MANAGEMENT BUSINESS TRUST 028-13411 ENVESTNET ASSET MANAGEMENT 028-06487 FIRST TRUST ADVISERS 028-11091 HILLMAN CAPITAL MANAGEMENT, INC 028-06419 LOTSOFF CAPITAL MANAGEMENT 028-04869 MARKSTON INTERNATIONAL, LLC 028-13466 NORTHCOAST ASSET MANAGEMENT LLC 028-00290 NORTHERN TRUST CORPORATION 028-01474 NWQ INVESTMENT MANAGEMENT CO LLC 028-12966 OSHAUGHNESSY ASSET MANAGEMENT, LLC 028-11107 PLACEMARK INVESTMENTS INC 028-02634 REED CONNOR BIRDWELL 028-04691 SCHAFER CULLEN CAPITAL MANAGEMENT INC 028-12572 TRADEWINDS GLOBAL INVESTORS LLC
FORM 13F INFORMATION TABLE AS OF DATE: 03/31/09 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 3COM CORP COM COM 885535104 219 41904 SH SOLE 41904 0 0 3M CO. COM 88579Y101 2611 35381 SH SOLE 35381 0 0 A T & T INC (NEW) COM 00206R102 4086 151261 SH SOLE 151261 0 0 ABB LTD SPONSORED ADR COM 000375204 763 38063 SH SOLE 38063 0 0 ABBOTT LABS COM 002824100 3031 61264 SH SOLE 61264 0 0 ACM MANAGED DLR INCOME FD COM MUTUAL FUNDS 000949107 0 44623 SH SOLE 44623 0 0 ACTIVISION BLIZZARD INC COM COM 00507V109 232 18761 SH SOLE 18761 0 0 ADOBE SYS INC COM 00724F101 532 16115 SH SOLE 16115 0 0 ADUDDELL INDS INC COM COM 007391105 1 175000 SH SOLE 175000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 124 21987 SH SOLE 21987 0 0 AECOM TECHNOLOGY CORP COM 00766T100 1413 52054 SH SOLE 52054 0 0 AEGON N V ORD AMER REG COM 007924103 160 18961 SH SOLE 18961 0 0 AEROPOSTALE COM COM 007865108 3000 69003 SH SOLE 69003 0 0 AFFILIATED MANAGERS GROUP COM 008252108 298 4581 SH SOLE 4581 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 274 9841 SH SOLE 9841 0 0 AIR PRODS & CHEMS INC COM 009158106 346 4455 SH SOLE 4455 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 399 20296 SH SOLE 20296 0 0 ALABAMA PWR CO NT JJ 061546 PREFERRED STOCKS 010392520 278 10600 SH SOLE 10600 0 0 ALCATEL-LUCENT SPNSD ADR COM 013904305 85 18864 SH SOLE 18864 0 0 ALIGN TECHNOLOGY INC COM 016255101 2497 175597 SH SOLE 175597 0 0 ALLERGAN INC COM 018490102 433 7637 SH SOLE 7637 0 0 ALLIANCEBERNSTEIN GBL HGH INCO MUTUAL FUNDS 01879R106 627 49750 SH SOLE 49750 0 0 ALLIANCEBERNSTEIN INCOME FUNCO COM 01881E101 1569 189232 SH SOLE 189232 0 0 ALLIANT TECHSYSTEMS INC COM 018804104 341 4376 SH SOLE 4376 0 0 ALLIED CAP CORP COM 01903Q108 67 21715 SH SOLE 21715 0 0 ALLSTATE CORP COM 020002101 219 7157 SH SOLE 7157 0 0 ALTERA CORP COM COM 021441100 236 11497 SH SOLE 11497 0 0 ALTRIA GROUP INC COM 02209S103 737 41362 SH SOLE 41362 0 0 AMAZON COM INC COM 023135106 732 7841 SH SOLE 7841 0 0 AMBAC FINL GROUP INC DEB 5.875 PREFERRED STOCKS 023139603 93 12000 SH SOLE 12000 0 0 AMERICAN CAPITAL LTD. COM 02503Y103 199 61609 SH SOLE 61609 0 0 AMERICAN ELECTRIC POWER COM 025537101 575 18548 SH SOLE 18548 0 0 AMERICAN EXPRESS COMPANY COM 025816109 3166 93386 SH SOLE 93386 0 0 AMERICAN PUBLIC EDUCATION INCO COM 02913V103 1257 36197 SH SOLE 36197 0 0 AMGEN INC COM 031162100 739 12276 SH SOLE 12276 0 0 ANADARKO PETE CORP COM 032511107 732 11676 SH SOLE 11676 0 0 ANNALY CAP MGMT INC COM 035710409 212 11680 SH SOLE 11680 0 0 APACHE CORP COM 037411105 303 3297 SH SOLE 3297 0 0 APOLLO GROUP INC CL A COM 037604105 522 7092 SH SOLE 7092 0 0 APOLLO INVT CORP COM 03761U106 198 20737 SH SOLE 20737 0 0 APPLE INC COM 037833100 4052 21860 SH SOLE 21860 0 0 ASBC CAP TR I TOPRS 7.625 32 PREFERRED STOCKS 00209E207 594 28200 SH SOLE 28200 0 0 ASTRAZENECA PLC SPONSORED ADR COM 046353108 508 11307 SH SOLE 11307 0 0 AT&T INC SR NT 6.375 PREFERRED STOCKS 00211G208 401 14994 SH SOLE 14994 0 0 AUTOMATIC DATA PROCESSING COM 053015103 231 5884 SH SOLE 5884 0 0 BAC CAP TR V GTD CAP SEC 6% COM 055184204 369 19784 SH SOLE 19784 0 0 BAIDU.COM INC SPON ADR REP A COM 056752108 2918 7461 SH SOLE 7461 0 0 BALLARD PWR SYS INC NEW COM COM 058586108 54 20400 SH SOLE 20400 0 0 BANCO SANTANDER CENT HISPANO A COM 05964H105 620 38376 SH SOLE 38376 0 0 BANK AMERICA CORP COM 060505104 1903 112493 SH SOLE 112493 0 0 BANK OF AMERICA INTERNOTE PREF PREFERRED STOCKS 060505401 283 12000 SH SOLE 12000 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 491 16953 SH SOLE 16953 0 0 BARRICK GOLD CORP COM 067901108 231 6101 SH SOLE 6101 0 0 BAXTER INTL INC COM 071813109 348 6099 SH SOLE 6099 0 0 BERKSHIRE HATHAWAY INC DEL COM 084670108 707 7 SH SOLE 7 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670207 2456 739 SH SOLE 739 0 0 BEST BUY INC COM 086516101 426 11342 SH SOLE 11342 0 0 BHP BILLITON LTD SPONSORED ADR COM 088606108 227 3435 SH SOLE 3435 0 0 BIO RAD LABS INC CL A COM 090572207 551 6000 SH SOLE 6000 0 0 BIOCLINICA INC COM COM 09071B100 56 13750 SH SOLE 13750 0 0 BLACKSTONE GROUP L P COM UNIT COM 09253U108 283 19938 SH SOLE 19938 0 0 BLOCK H & R INC COM 093671105 621 33771 SH SOLE 33771 0 0 BOEING CO. COM 097023105 563 10404 SH SOLE 10404 0 0 BOSWELL J G CO COM COM 101205102 301 625 SH SOLE 625 0 0 BP PLC ADR COM 055622104 1805 33901 SH SOLE 33901 0 0 BP PRUDHOE BAY RTY TR UNIT BEN COM 055630107 560 7508 SH SOLE 7508 0 0 BRISTOL MYERS SQUIBB CO. COM 110122108 809 35911 SH SOLE 35911 0 0 BRITISH AMERN TOB PLC SPONSORE COM 110448107 240 3801 SH SOLE 3801 0 0 BROCADE COMMUNICATIONS SYS INC COM 111621306 238 30271 SH SOLE 30271 0 0 BUCKEYE PARTNERS L P COM 118230101 769 15880 SH SOLE 15880 0 0 BUCYRUS INTL INC NEW COM 118759109 3039 85353 SH SOLE 85353 0 0 BURLINGTON NORTHN SANTA FE COM 12189T104 632 7918 SH SOLE 7918 0 0 BURST COM INC COM COM 12284P106 2 16203 SH SOLE 16203 0 0 CALAVO GROWERS INC COM 128246105 7791 410498 SH SOLE 410498 0 0 CALIFORNIA CMNTY BK ESCONDI CO COM 13013E107 56 10000 SH SOLE 10000 0 0 CALYPTE BIOMEDICAL CORP COM NE COM 131722605 4 480769 SH SOLE 480769 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 348 9214 SH SOLE 9214 0 0 CAPITALSOURCE INC COM COM 14055X102 306 70564 SH SOLE 70564 0 0 CAPSTONE TURBINE CORP COM 14067D102 24 18505 SH SOLE 18505 0 0 CARDINAL HEALTH INC COM 14149Y108 335 12495 SH SOLE 12495 0 0 CASH TECHNOLOGIES INC COM COM 147910103 2 20000 SH SOLE 20000 0 0 CATALYST HEALTH SOLUTIONS INCO COM 14888B103 233 8000 SH SOLE 8000 0 0 CATERPILLAR INC COM 149123101 326 6354 SH SOLE 6354 0 0 CELGENE CORP COM 151020104 621 11114 SH SOLE 11114 0 0 CERNER CORP COM 156782104 3036 40592 SH SOLE 40592 0 0 CHECK POINT SOFTWARE TECH COM M22465104 2674 94330 SH SOLE 94330 0 0 CHESAPEAKE ENERGY CORP COM 165167107 335 11813 SH SOLE 11813 0 0 CHEVRON TEXACO CORP COM 166764100 4299 61043 SH SOLE 61043 0 0 CHINA LIFE INSURANCE CO LTD SP COM 16939P106 2567 39061 SH SOLE 39061 0 0 CINTAS CORP COM 172908105 1100 36306 SH SOLE 36306 0 0 CISCO SYSTEMS INC COM 17275R102 2827 120081 SH SOLE 120081 0 0 CITIGROUP INC COM 172967101 497 102666 SH SOLE 102666 0 0 CITRIX SYS INC COM COM 177376100 343 8756 SH SOLE 8756 0 0 CITY NATL CORP COM 178566105 626 16080 SH SOLE 16080 0 0 CME GROUP INC COM 12572Q105 3087 10015 SH SOLE 10015 0 0 COACH INC COM 189754104 271 8227 SH SOLE 8227 0 0 COCA COLA CO. COM 191216100 4003 74540 SH SOLE 74540 0 0 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 493 12751 SH SOLE 12751 0 0 COLGATE PALMOLIVE CO. COM 194162103 684 8962 SH SOLE 8962 0 0 COLLECTORS UNIVERSE INC COM NE COM 19421R200 67 12000 SH SOLE 12000 0 0 COMCAST CORP CLASS A COM 20030N101 1093 64747 SH SOLE 64747 0 0 COMPUTER SCIENCES CORP COM 205363104 2128 40376 SH SOLE 40376 0 0 CONOCO PHILLIPS COM 20825C104 1143 25308 SH SOLE 25308 0 0 CONVERGYS CORP COM COM 212485106 224 22531 SH SOLE 22531 0 0 CORNING INC COM 219350105 292 19098 SH SOLE 19098 0 0 CORPORATE PPTY ASSOCS 15 INCCO COM 22002Y107 0 79595 SH SOLE 79595 0 0 CORPORATE PPTY ASSOCS INC SER COM 22002B305 0 106779 SH SOLE 106779 0 0 COSTCO WHSL CORP NEW COM 22160K105 586 10397 SH SOLE 10397 0 0 CREE INC COM COM 225447101 3071 83571 SH SOLE 83571 0 0 CRESTON RES LTD COM COM 226270106 0 10000 SH SOLE 10000 0 0 CVS CORP COM 126650100 899 25165 SH SOLE 25165 0 0 DECODE GENETICS INC COM COM 243586104 42 85909 SH SOLE 85909 0 0 DEERE & CO. COM 244199105 251 5850 SH SOLE 5850 0 0 DELL INC COM 24702R101 575 37660 SH SOLE 37660 0 0 DELPHI FINL GROUP INC NT SR 8% PREFERRED STOCKS 247131204 225 10000 SH SOLE 10000 0 0 DENTSPLY INTL INC NEW COM COM 249030107 1597 46229 SH SOLE 46229 0 0 DEUTSCHE BANK AG NAMEN AKT COM D18190898 2910 37908 SH SOLE 37908 0 0 DEVON ENERGY CORP COM 25179M103 727 10795 SH SOLE 10795 0 0 DIAGEO PLC ADR SPONSORED COM 25243Q205 1558 25340 SH SOLE 25340 0 0 DIATECT INTERNATIONAL CORP COM COM 25284B109 0 13000 SH SOLE 13000 0 0 DISNEY WALT PRODUCTION COM 254687106 1072 39033 SH SOLE 39033 0 0 DOMINION RES INC VA COM 25746U109 221 6405 SH SOLE 6405 0 0 DU PONT EI DE NEMOURS CO. COM 263534109 521 16212 SH SOLE 16212 0 0 DUKE ENERGY CORP COM 26441C105 572 36317 SH SOLE 36317 0 0 DUNE ENERGY INC COM NEW COM 265338202 1 10000 SH SOLE 10000 0 0 E DIGITAL CORP COM COM 26841Y103 4 27000 SH SOLE 27000 0 0 E M C CORP MASS COM 268648102 231 13551 SH SOLE 13551 0 0 EMCOR GROUP INC COM COM 29084Q100 214 8433 SH SOLE 8433 0 0 EMERSON ELECTRIC CO. COM 291011104 2135 53265 SH SOLE 53265 0 0 ENDEAVOUR INTL CORP COM COM 29259G101 744 614594 SH SOLE 614594 0 0 ENERGY CONVRSN DEVICES INC COM 292659109 116 10000 SH SOLE 10000 0 0 ENERGY TRANSFER PRTNRS L P UNI COM 29273R109 807 18974 SH SOLE 18974 0 0 ENTERPRISE PRODS PARTNERS L CO COM 293792107 10932 386011 SH SOLE 386011 0 0 EVERGREEN INCOME ADVANTAGE FCO MUTUAL FUNDS 30023Y105 104 11250 SH SOLE 11250 0 0 EVERGREEN MULTI SECT INC FUNCO MUTUAL FUNDS 30024Y104 167 11714 SH SOLE 11714 0 0 EVOTEC AG SPONSORED ADS COM 30050E105 79 16027 SH SOLE 16027 0 0 EXELON CORP COM 30161N101 631 12717 SH SOLE 12717 0 0 EXXON MOBIL CORP COM 30231G102 15630 227804 SH SOLE 227804 0 0 FEDERAL NATL MTG ASSN PFD8.25% PREFERRED STOCKS 313586752 24 14800 SH SOLE 14800 0 0 FIDUCIARY CLAYMORE MLP OPP FD COM 31647Q106 2695 163654 SH SOLE 163654 0 0 FIRST CALIFORNIA FINANCIAL GCO COM 319395109 90 18785 SH SOLE 18785 0 0 FIRST HORIZON NATL CORP COM COM 320517105 231 17430 SH SOLE 17430 0 0 FISERV INC COM 337738108 699 14498 SH SOLE 14498 0 0 FLOWSERVE CORP COM COM 34354P105 290 2946 SH SOLE 2946 0 0 FLUOR CORP NEW COM 343412102 277 5444 SH SOLE 5444 0 0 FOCUS BUSINESS BANK CAL COM COM 34415X105 60 10000 SH SOLE 10000 0 0 FORD MTR CO DEL COM 345370860 163 22609 SH SOLE 22609 0 0 FPL GROUP INC COM 302571104 351 6353 SH SOLE 6353 0 0 FRANKLIN RES INC COM 354613101 300 2982 SH SOLE 2982 0 0 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 782 11397 SH SOLE 11397 0 0 GENERAL DYNAMICS CORP COM 369550108 747 11563 SH SOLE 11563 0 0 GENERAL ELECTRIC COM 369604103 4033 245601 SH SOLE 245601 0 0 GENERAL MLS INC COM 370334104 775 12038 SH SOLE 12038 0 0 GENEREX BIOTECHNOLOGY CP COM 371485103 85 120000 SH SOLE 120000 0 0 GENUINE PARTS CO. COM 372460105 342 8994 SH SOLE 8994 0 0 GEORGIA PWR CO NT SR O 5.90% PREFERRED STOCKS 373334531 228 9100 SH SOLE 9100 0 0 GEORGIA PWR CO PINES T5.75 44 PREFERRED STOCKS 373334515 201 8000 SH SOLE 8000 0 0 GILEAD SCIENCES INC COM 375558103 1261 27116 SH SOLE 27116 0 0 GLAXOSMITHKLINE PLC ADR SPONSO COM 37733W105 583 14751 SH SOLE 14751 0 0 GOLDMAN SACHS GROUP COM 38141G104 1001 5429 SH SOLE 5429 0 0 GOOGLE INC COM 38259P508 4353 8779 SH SOLE 8779 0 0 GRAINGER W W INC COM 384802104 248 2775 SH SOLE 2775 0 0 HARRIS & HARRIS GROUP INC COM COM 413833104 103 16502 SH SOLE 16502 0 0 HCP INC COM COM 40414L109 365 12685 SH SOLE 12685 0 0 HEALTH CARE REIT INC COM 42217K106 284 6814 SH SOLE 6814 0 0 HEALTHWAREHOUSE.COM COM COM 42227G103 7 50000 SH SOLE 50000 0 0 HEINZ H J CO. COM 423074103 311 7823 SH SOLE 7823 0 0 HESS CORP COM COM 42809H107 377 7047 SH SOLE 7047 0 0 HEWLETT PACKARD CO. COM 428236103 1884 39903 SH SOLE 39903 0 0 HIGHLAND CR STRATEGIES FD COM MUTUAL FUNDS 43005Q107 423 66673 SH SOLE 66673 0 0 HOME DEPOT INC COM 437076102 396 14853 SH SOLE 14853 0 0 HOMEOWNERS CHOICE INC COM COM 43741E103 403 49000 SH SOLE 49000 0 0 HONEYWELL INTL INC COM 438516106 915 24625 SH SOLE 24625 0 0 HSBC HOLDING PLC ORD COM 404280406 408 7108 SH SOLE 7108 0 0 I B M COM 459200101 1951 16308 SH SOLE 16308 0 0 ILLINOIS TOOL WKS INC COM 452308109 3893 91151 SH SOLE 91151 0 0 ILLUMINA INC COM COM 452327109 3191 75076 SH SOLE 75076 0 0 INSPIRE PHARMACEUTICALS INC CO COM 457733103 60 11498 SH SOLE 11498 0 0 INTEGRAL TECHNOLOGIES INC COM COM 45810J103 5 10000 SH SOLE 10000 0 0 INTEL CORP COM 458140100 2485 126959 SH SOLE 126959 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 243 2499 SH SOLE 2499 0 0 INTERNET CAP GROUP INC COM NEW COM 46059C205 110 13200 SH SOLE 13200 0 0 INTERVEST BANCSHARES CORP CL A COM 460927106 36 10299 SH SOLE 10299 0 0 INTESA SANPAOLO SPA SHS COM T55067101 49 11131 SH SOLE 11131 0 0 INTUITIVE SURGICAL INC COM 46120E602 238 908 SH SOLE 908 0 0 ISHARES MSCI EAFE INDEX COM 464287465 930 17013 SH SOLE 17013 0 0 ISHARES NASDAQ BIOTECH MUTUAL FUNDS 464287556 598 7354 SH SOLE 7354 0 0 ISHARES RUSSELL 2000 INDEX COM 464287655 610 10133 SH SOLE 10133 0 0 ISHARES RUSSELL 2000 VALUE FUN COM 464287630 880 15595 SH SOLE 15595 0 0 ISHARES RUSSELL MIDCAP COM 464287499 344 4400 SH SOLE 4400 0 0 ISHARES RUSSELL MIDCAP VALUE F MUTUAL FUNDS 464287473 369 10421 SH SOLE 10421 0 0 ISHARES SEL DIV INDEX MUTUAL FUNDS 464287168 533 12921 SH SOLE 12921 0 0 ISHARES SILVER TRUST COM 46428Q109 1081 65973 SH SOLE 65973 0 0 ISHARES S&P 500 INDEX FUND COM 464287200 4416 41660 SH SOLE 41660 0 0 ISHARES S&P MDP 400 COM 464287606 920 12470 SH SOLE 12470 0 0 ISHARES S&P MIDCAP 400 FUND MUTUAL FUNDS 464287507 11660 169110 SH SOLE 169110 0 0 ISHARES S&P SMALLCAP 600 FUND MUTUAL FUNDS 464287804 7404 141466 SH SOLE 141466 0 0 ISHARES TR FTSE XNHUA IDX MUTUAL FUNDS 464287184 802 19605 SH SOLE 19605 0 0 ISHARES TR MSCI EMERGING MKT COM 464287234 2482 63778 SH SOLE 63778 0 0 ISHARES TR RUSL 2000 GROW MUTUAL FUNDS 464287648 968 14798 SH SOLE 14798 0 0 ISHARES TR RUSSEL 1000 VALUE MUTUAL FUNDS 464287598 298 5363 SH SOLE 5363 0 0 ISHARES TR RUSSELL 1000 GRW COM 464287614 765 16518 SH SOLE 16518 0 0 ISHARES TR RUSSELL MCP GR MUTUAL FUNDS 464287481 4765 112046 SH SOLE 112046 0 0 ISHARES TR S&P LTN AM 40 COM 464287390 278 6474 SH SOLE 6474 0 0 ITV PLC SHS COM G4984A110 33 47436 SH SOLE 47436 0 0 J P MORGAN CHASE & CO COM 46625H100 2411 55013 SH SOLE 55013 0 0 JOHNSON CTLS INC COM 478366107 221 8635 SH SOLE 8635 0 0 JOHNSON & JOHNSON COM 478160104 2911 47800 SH SOLE 47800 0 0 JOY GLOBAL INC COM 481165108 213 4349 SH SOLE 4349 0 0 JUNIPER NETWORKS INC COM 48203R104 517 19140 SH SOLE 19140 0 0 KEPPEL LTD SPONSORED ADR FOREIGN COMMON S 492051305 179 15579 SH SOLE 15579 0 0 KIMBERLY CLARK CORP COM 494368103 904 15328 SH SOLE 15328 0 0 KINDER MORGAN EGY PTNS L P UT COM 494550106 646 11963 SH SOLE 11963 0 0 KINGFISHER PLC SPON ADR PAR FOREIGN COMMON S 495724403 85 12410 SH SOLE 12410 0 0 KONINKLIJKE PHILIPS ELECTRS SP COM 500472303 572 23470 SH SOLE 23470 0 0 KRAFT FOODS INC CL A COM 50075N104 694 26418 SH SOLE 26418 0 0 LAYNE CHRISTENSEN CO. COM 521050104 212 6620 SH SOLE 6620 0 0 LEUCADIA NATL CORP COM 527288104 222 8970 SH SOLE 8970 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 2732 58687 SH SOLE 58687 0 0 LILLY, ELI AND COMPANY COM 532457108 346 10466 SH SOLE 10466 0 0 LINCOLN NATL CORP IND CAP SECS PREFERRED STOCKS 534187802 361 16400 SH SOLE 16400 0 0 LOWES COS INC COM 548661107 247 11782 SH SOLE 11782 0 0 LYRIC JEANS INC COM COM 552351108 0 78444 SH SOLE 78444 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 233 2905 SH SOLE 2905 0 0 MARINER ENERGY INC COM COM 56845T305 333 23467 SH SOLE 23467 0 0 MARKEL CORP COM COM 570535104 834 2529 SH SOLE 2529 0 0 MARRIOTT INTL INC NEW CL A COM 571903202 534 19367 SH SOLE 19367 0 0 MASTERCARD INC CL A COM 57636Q104 1332 6590 SH SOLE 6590 0 0 MCAFEE INC COM COM 579064106 2892 66036 SH SOLE 66036 0 0 MCDONALDS CORP COM 580135101 1189 20839 SH SOLE 20839 0 0 MCGRAW-HILL COMPANIES INC COM 580645109 441 17552 SH SOLE 17552 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 2448 44261 SH SOLE 44261 0 0 MEDIABAY INC COM NEW COM 58446J207 0 68165 SH SOLE 68165 0 0 MERCK & COMPANY COM 58933Y105 0 18252 SH SOLE 18252 0 0 MERIDIAN RESOURCE CORP COM COM 58977Q109 6 14625 SH SOLE 14625 0 0 MERRILL LYNCH PFD CAP TR IIITR PREFERRED STOCKS 59021F206 689 35310 SH SOLE 35310 0 0 MESA OFFSHORE TR UNIT BEN INT COM 590650107 310 3098700 SH SOLE 3098700 0 0 METAVANTE HLDG CO. 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