0001463101-22-000119.txt : 20221213 0001463101-22-000119.hdr.sgml : 20221213 20221213190023 ACCESSION NUMBER: 0001463101-22-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221209 FILED AS OF DATE: 20221213 DATE AS OF CHANGE: 20221213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kothandaraman Badrinarayanan CENTRAL INDEX KEY: 0001543777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 221460840 MAIL ADDRESS: STREET 1: ENPHASE ENERGY INC. STREET 2: 1420 NORTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_167097598996910.xml FORM 4 X0306 4 2022-12-09 0 0001463101 Enphase Energy, Inc. ENPH 0001543777 Kothandaraman Badrinarayanan C/O ENPHASE ENERGY, INC. 47281 BAYSIDE PARKWAY FREMONT CA 94538 1 1 0 0 President & CEO Common Stock 2022-12-09 4 M 0 89660 1.31 A 1184793 D Common Stock 2022-12-09 4 M 0 65340 1.29 A 1250133 D Common Stock 2022-12-09 4 S 0 5933 313.1904 D 1244200 D Common Stock 2022-12-09 4 S 0 5567 314.3145 D 1238633 D Common Stock 2022-12-09 4 S 0 6855 315.2726 D 1231778 D Common Stock 2022-12-09 4 S 0 13270 316.4835 D 1218508 D Common Stock 2022-12-09 4 S 0 5550 317.4823 D 1212958 D Common Stock 2022-12-09 4 S 0 21030 318.3642 D 1191928 D Common Stock 2022-12-09 4 S 0 16931 319.3779 D 1174997 D Common Stock 2022-12-09 4 S 0 7211 320.3256 D 1167786 D Stock Option (Right to Buy) 1.31 2022-12-09 4 M 0 89660 0 D 2024-04-15 Common Stock 89660.0 0 D Stock Option (Right to Buy) 1.29 2022-12-09 4 M 0 65340 0 D 2024-09-12 Common Stock 65340.0 934660 D Exercise and sale of shares pursuant to a cashless exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $312.85 to $313.50. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $313.89 to $314.69. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $314.96 to $315.95. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $315.96 to $316.95. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $316.98 to $317.81. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $317.98 to $318.90. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $319.00 to $319.99. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $320.00 to $320.97. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. This option is fully vested. /s/ Lisan Hung, Attorney-in-Fact for Badri Kothandaraman 2022-12-13