0001463101-21-000126.txt : 20211029 0001463101-21-000126.hdr.sgml : 20211029 20211029194457 ACCESSION NUMBER: 0001463101-21-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211029 FILED AS OF DATE: 20211029 DATE AS OF CHANGE: 20211029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORA RICHARD CENTRAL INDEX KEY: 0001599770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 211364884 MAIL ADDRESS: STREET 1: C/O LANDIS+GYR STREET 2: 30000 MILL CREEK AVE, SUITE 3022 CITY: ALPHARETTA STATE: GA ZIP: 30022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_163555108198187.xml FORM 4 X0306 4 2021-10-29 0 0001463101 Enphase Energy, Inc. ENPH 0001599770 MORA RICHARD C/O ENPHASE ENERGY, INC. 47281 BAYSIDE PARKWAY FREMONT CA 94538 1 0 0 0 Common Stock 2021-10-29 4 M 0 19000 0.70 A 21825 D Common Stock 2021-10-29 4 S 0 5603 227.7763 D 16222 D Common Stock 2021-10-29 4 S 0 4231 228.6043 D 11991 D Common Stock 2021-10-29 4 S 0 3642 229.6303 D 8349 D Common Stock 2021-10-29 4 S 0 5524 230.7156 D 2825 D Stock Option (Right to Buy) 0.7 2021-10-29 4 M 0 19000 0 D 2018-05-18 2024-05-17 Common Stock 19000.0 11840 D Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $227.23 to $228.21. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $228.23 to $229.22. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $229.23 to $230.22. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $230.26 to $231.10. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Issued pursuant to the 2011 Equity Incentive Plan. Such option will vest in twelve (12) equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). /s/ Lisan Hung, Attorney-in-Fact for Richard Mora 2021-10-29