0001463101-18-000061.txt : 20180531 0001463101-18-000061.hdr.sgml : 20180531 20180531160343 ACCESSION NUMBER: 0001463101-18-000061 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20171231 1.02 20171231 FILED AS OF DATE: 20180531 DATE AS OF CHANGE: 20180531 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 18871566 BUSINESS ADDRESS: STREET 1: 1420 NORTH MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 1420 NORTH MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 SD 1 a2018formsdcoverpage.htm SD Document


 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM SD

Specialized Disclosure Report

ENPHASE ENERGY, INC.
(Exact name of registrant as specified in its charter)

 
 
 
 
 
Delaware
 
001-35480
 
20-4645388
(State of incorporation)
 
(Commission File No.)
 
(IRS Employer Identification No.)

1420 N. McDowell Blvd
Petaluma, CA 94954
(Address of principal executive offices and zip code)


Denis Quinlan, Vice President and General Counsel                                                                          (707) 763-4784
 

(Name and telephone number, including area code, of the person to contact in connection with this report)


Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2017. 


 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
 
 
 
Date: May 31, 2018
ENPHASE ENERGY, INC.
  
 
 
By:
/s/ Denis Quinlan
 
 
 
Denis Quinlan
 
 
 
VP, General Counsel and Secretary
 
 




Section 1 - Conflict Minerals Disclosure

Item 1.01 and 1.02 Conflict Minerals Disclosure and Report

Enphase Energy, Inc. (the “Company”) evaluated its current products and determined that certain products it contracts to manufacture contain conflict minerals originating in the Democratic Republic of the Congo or adjoining countries. As a result, the Company has prepared, and is filing with this Form, a Conflict Minerals Report. A copy of the Company’s Conflict Minerals Report for the calendar year ended December 31, 2017 is provided as Exhibit 1.01 to the Specialized Disclosure Report and is publicly available on the Company’s corporate website at http://investor.enphase.com/sec.cfm.

Section 2 - Exhibits

Item 2.01 Exhibits



 EX-1.01 2 a2018conflictmineralsrepor.htm EXHIBIT 1.01 Exhibit
    

ENPHASE ENERGY, INC.
CONFLICT MINERALS REPORT
FOR THE YEAR JANUARY 1, 2017 THROUGH DECEMBER 31, 2017

1.
INTRODUCTION

This report for the year January 1, 2017 through December 31, 2017 (the Reporting Period) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. Conflict minerals are defined as tin, tantalum, tungsten, and gold (3TG or Conflict Minerals) for the purposes of this assessment. These requirements apply to registrants whatever the geographic origin of the Conflict Minerals and whether they fund armed conflict.

If a registrant can establish that the Conflict Minerals originated from sources other than the Democratic Republic of the Congo or an adjoining country (the Covered Countries), or from recycled and scrap sources, it must submit a Form SD that describes the Reasonable Country of Origin Inquiry (the RCOI) completed.

If a registrant has reason to believe that any of the Conflict Minerals in its supply chain may have originated in the Covered Countries, or if it is unable to determine the country of origin of those Conflict Minerals, then the registrant must perform due diligence on the Conflict Minerals’ source and chain of custody. The registrant must annually submit a Conflict Minerals Report (CMR) to the SEC that includes a description of those due diligence measures.

2.
COMPANY OVERVIEW

This report has been prepared by management of Enphase Energy, Inc. (herein referred to as Enphase Energy, the Company, we, us, or our). The information includes the activities of all majority-owned subsidiaries.

Enphase Energy delivers simple, innovative and reliable energy management solutions that advance the worldwide potential of renewable energy. Our semiconductor-based microinverter system converts direct current (DC) electricity to alternating current (AC) electricity at the individual solar module level, and brings a system-based, high technology approach to solar energy generation leveraging our design expertise across power electronics, semiconductors, networking, and cloud-based software technologies. We were founded in March 2006 and have grown rapidly to become the market leader in the microinverter category. Since our first commercial shipment in mid-2008, we have shipped approximately 16.0 million microinverters representing over 3 gigawatts of solar photovoltaic generating capacity, and more than 739,000 Enphase residential and commercial systems have been deployed in over 110 countries. Our sales efforts are focused in the United States, Australia, New Zealand, Europe, and Latin America. We sell our microinverter systems primarily to distributors who resell them to solar installers. We also sell directly to large installers, through original equipment manufacturers and strategic partners. We have approximately 360 employees located in the United States, Australia, New Zealand, India, and Europe. Our principal executive offices are located at 1420 N. McDowell Blvd., Petaluma, CA 94954.

3.
PRODUCTS OVERVIEW

Enphase Energy designs, develops, and sells microinverter systems for the solar photovoltaic industry. The Company’s microinverter system consists of: (i) an Enphase microinverter and related accessories that convert direct current (DC) power to grid-compliant alternating current (AC) power; (ii) an Envoy communications gateway device that collects and transmits performance information from each solar module to the Company’s hosted data center; (iii) an Enphase AC Battery that stores energy that the photovoltaic system generates; and (iv) the Enlighten web-based software platform that collects and processes this information to enable customers to monitor and manage their solar power systems.

Based upon Enphase Energy’s internal assessment, the Enphase microinverter products, certain related microinverter accessories, the Enphase Envoy and the Enphase AC Battery contain Conflict Minerals that are necessary to the functionality or production of those products. Accordingly, for the purposes of this assessment, only Enphase Energy’s microinverter products, certain related accessories, the Enphase Envoy and the Enphase AC Battery (the Covered Products) were considered.

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4.
REASONABLE COUNTRY OF ORIGIN INQUIRY

Enphase Energy relies upon its suppliers to provide information on the origin of 3TG contained in components and materials supplied to it, including sources of 3TG that are supplied to them from sub-tier suppliers. Our suppliers are expected to provide the 3TG sourcing information to us per our Conflict Minerals Policy and Supplier Code of Conduct.

We performed a comprehensive analysis of our product components and the role that suppliers play throughout our manufacturing and product delivery processes. We defined the scope of our Conflict Minerals RCOI by identifying and reaching out to suppliers that provided components or engaged in manufacturing activities that are likely to contain 3TG during the Reporting Period. During the process of our review, we identified 130 suppliers who were within the scope of RCOI.

We, through our outside agent Flextronics International Ltd. who is assisting us in our RCOI and due diligence efforts, conducted a survey of our active suppliers and sub-suppliers using the template developed jointly by the companies of Electronic Industry Citizenship Coalition® (EICC®) and The Global e-Sustainability Initiative (GeSI), known as the Conflict Free Sourcing Initiative (CFSI) Reporting Template (the Template). The Template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. It includes questions regarding a company’s conflict-free policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the Template contains questions about the origin of Conflict Minerals included in their products, as well as supplier due diligence. Written instructions and recorded training illustrating the use of the tool is available on CFSI’s website. The Template is widely adopted by many companies in their due diligence processes related to Conflict Minerals.

We continued to seek supply chain responses through May 21, 2018, and were able to determine the country of origin of most of the Conflict Minerals in our supply chain. We received valid Templates from 117 of the 130 suppliers surveyed. The responses were reviewed against criteria developed to determine which suppliers required further engagement.

Due to the breadth, complexity and constant evolution of Enphase Energy’s products and supply chain, it will take time for all remaining suppliers to verify the origin of all of the Conflict Minerals. In addition, the information provided by suppliers may be inaccurate, incomplete or subject to other irregularities. Moreover, because of the Company’s relative location within the supply chain in relation to the actual extraction and transport of Conflict Minerals, its ability to verify the accuracy of information reported by suppliers is limited. By using our supply chain due diligence processes, driving accountability within the supply chain by leveraging the CFSI’s Conflict-Free Smelter Program (CFSP), and continuing our outreach efforts, we hope to further develop transparency into our supply chain.

5.
CONFLICT MINERALS STATUS ANALYSIS AND CONFLICT STATUS CONCLUSION
Enphase Energy has been unable to reasonably determine whether all of the 3TG used in our Covered Products either originated in the Covered Countries, came from recycled or scrap sources, or whether they were used directly or indirectly to finance or benefit armed groups in the Covered Countries.

6.
DUE DILIGENCE PROCESS

6.1
Design of Due Diligence

Enphase Energy’s due diligence processes have been designed in conformity with, in all material respects, The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold, tin, tantalum and tungsten (OECD Guidance), consistent with our position as a downstream company. Our Conflict Minerals due diligence process includes: the development of a Conflict Minerals Policy, establishment of governance structures with cross-functional team members and senior executives, communication to, and engagement of, suppliers, due diligence compliance process and measurement on the supplier source and chain of custody, record-keeping and escalation procedures.

a.
Management Systems – Conflict Minerals Policy

Enphase Energy’s Conflict Minerals Policy is as follows:


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There has been increased awareness regarding the human rights violations in the mining of certain minerals from an area known as the “Conflict Region”: The Democratic Republic of the Congo (“DRC”) and the surrounding countries. Through the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”), publicly traded companies have been chartered to practice reasonable due diligence with their supply chain to determine if tin, tantalum, tungsten and gold (“Conflict Minerals”) used in their products are being sourced from mines controlled by non-government or unlawful military groups within the Conflict Region. Enphase Energy, Inc. (“Enphase”) is committed to taking all steps to comply with the legislation and is committed to sourcing components and materials from companies that share our values around human rights, ethics and environmental responsibility.
Tracing materials back to their mine of origin is a complex endeavor but an important aspect of responsible sourcing. Enphase Energy looks to industry guidelines to help establish its programs such as the Organization for Economic Co-operation and Development’s (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas, the joint Electronic Industry Citizen Coalition and the Global e-Sustainability Initiative, which is taking action to address responsible sourcing through the development of the Conflict-Free Smelter program aiming to enable companies to source conflict-free minerals. Given the complexity of Enphase’s and its suppliers’ respective supply chains, it will take time for many suppliers and sub-suppliers to verify the origin of conflict minerals. We intend to use our supply chain due diligence process to drive accountability within the supply chain to further our goal of conflict-free sourcing.
We are in the process of developing and implementing a strategy to support the objectives of the U.S. regulations on the supply of Conflict Minerals. Our commitment includes:
•
Developing policies and processes toward preventing the use of Conflict Minerals or derivative metals necessary to the functionality or production of our product(s) that finance or benefit armed groups in the Conflict Region.
•
Not knowingly procuring specified minerals that originate from facilities in the Conflict Region that are not certified as conflict free.
•
Expecting our suppliers to: (i) provide Enphase with Conflict Mineral content and country of origin information on the products it supplies to Enphase; (ii) cooperate with Enphase (or an independent third party auditor) in any review of its supply chain and procurement process, Conflict Mineral audits, and due diligence on its suppliers as required for Enphase’s annual SEC disclosure in compliance with the Dodd-Frank Act; and (iii) collaborate with Enphase in developing a chain of custody for these Conflict Minerals in the supply chain and identifying and sourcing conflict-free sources for the minerals used in Enphase products.
•
Expecting suppliers whose products contain conflict minerals to establish policies, due diligence frameworks, and management systems consistent with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict- Affected and High Risk-Areas that are designed to accomplish this goal, and requiring their suppliers to do the same.
Enphase believes in establishing and maintaining long-term relationships with suppliers whenever possible. However, if we determine that any supplier is, or a reasonable risk exists that it may be, violating this Policy, then we will require the supplier to commit to devise and undertake suitable corrective action to move to a conflict free source. If suitable action is not taken, we will look for alternative sources for the product. Enphase’s efforts are not to ban procurement of minerals from the Conflict Region, but to assure procurement from responsible sources in the region. If we determine that any of the components of our products contain minerals from a mine or facility that is “non-conflict free,” we will work towards transitioning to products that are “conflict free.”
This policy is publicly available on our website at http://enphase.com/en-us/conflict-minerals-policy.

b.
Internal Team

Enphase Energy has established a management system for complying with the applicable rules. Our management system includes a task force led by our VP & General Counsel and our Vice President of Operations, with oversight by our Chief Financial Officer and our Audit Committee. They are supported by a team of subject matter experts from relevant functions such as, purchasing, quality assurance, manufacturing and environmental health and safety. The VP & General Counsel and our Vice President of Operations are responsible for implementing our Conflict Minerals compliance strategy.


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c.
Supply Chain Controls

As we do not have a direct relationship with 3TG smelters and refiners, we utilize industry-wide initiatives such as the EICC-GeSI and CFSI to disclose upstream actors in the supply chain.

Controls include our Code of Conduct, which outlines expected behaviors for all Enphase employees and our Supplier Code of Conduct, which outlines expected behaviors for all Enphase Energy suppliers.

d.
Supplier Engagement

Enphase Energy has reached out, and will continue to reach out, to suppliers and sub-suppliers who have yet to participate in CFSP’s audit program or have been audited, but are not yet completely certified conflict free. We encourage these suppliers to participate in CFSP’s audit program and move towards a conflict free designation as soon as possible. We will endeavor to continually improve our supply chain due diligence by seeking from our material suppliers annual acknowledgments of our Supplier Code of Conduct and other corporate policies, and, to the extent practicable, incorporating Conflict Minerals language in supplier agreements, as they arise.

e.
Grievance Mechanism

Enphase Energy has established a Conflict Minerals Policy and a Supplier Code of Conduct in addition to multiple longstanding mechanisms whereby employees and suppliers can report violations of our policies.

f.
Records Maintenance

Enphase Energy has established our due diligence compliance process and set forth a documentation and record maintenance mechanism to ensure the retention of relevant documentation in a secured electronic database.

6.2 Identification and Assessment of Risk in the Supply Chain

Because of the complexity of our products, and the depth, breadth, and constant evolution of our supply chain, it is difficult to identify sources upstream from our direct suppliers. Accordingly, we stay abreast of several industry-wide initiatives as described above. Some of the largest suppliers are also SEC registrants and subject to the Rule. We compare the CFSP validated smelter list against those smelters identified by our suppliers and, as described in our Conflict Minerals Policy, we intend to engage any of our suppliers that we have reason to believe are supplying us with 3TG from sources that may support conflict in the Covered Countries to request that they establish an alternative source of 3TG that does not support such conflict, as provided in the OECD guidance.

6.3
Design and Implementation of a Strategy to Respond to Risks

As we move towards further developing our due diligence program, we intend to further enhance supplier communication, training and escalation processes to improve due diligence data accuracy and completion and continue to influence additional smelters to be designated as “conflict-free” through an independent third-party audit program such as the CFSP through our supply chain, where possible. To the extent we are able to determine in the future that we are sourcing from non-conflict free smelters, we plan to move toward using conflict free smelters within a reasonable time frame.

6.4
Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

Enphase Energy does not have a direct relationship with 3TG smelters and refiners, nor do we perform direct audits of these entities that provide 3TG to our supply chain. However, we do rely upon the industry initiatives (for example, the CFSI), as well as industry efforts to influence smelters and refiners to be certified through independent third-party audit programs, such as the CFSP.

7.
DUE DILIGENCE RESULTS

7.1
Survey Response


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We received 128 completed Templates from the 130 suppliers surveyed (a 98.46% completion rate). Of the 128 suppliers that provided complete responses to our survey, 27 indicated that they do not source Conflict Minerals at all, and 32 confirmed that the Conflict Minerals they sourced did not originate in the Covered Countries. Of the remaining 56 suppliers who indicated that Conflict Minerals originated from the Covered Countries, 36 of them reported that their Conflict Minerals were sourced solely from smelters and refiners that are certified conflict free. 20 suppliers reported that they are still in the process of completing due diligence or that the origin of the smelters and refiners is unknown.

Supplier Response
2017
2016
2015
2014
2013
Supplier Template Completion Rate
98.46% (128 of 130)
93.75% (105 of 112)
94.05% (79 of 84)
92.86% (91 of 98)
70.63% (89 of 126)

Status of Suppliers
2017
2016
2015
2014
Conflict Minerals Not Originating in Covered Countries or Certified Conflict Free
73.08% (95 of 130)
75.89% (85 of 112)
72.62 % (61 of 84)
70.41% (69 of 98)
Still Completing Due Diligence/Origins Unknown
15.38% (20 of 130)
17.86% (20 of 112)
21.43% (18 of 84)
22.45% (22 of 98)
Invalid or No Information Provided
10.77% (14 of 130)
6.25% (7 of 112)
5.95% (5 of 84)
7.14% (7 of 98)


Of the 56 suppliers who required due diligence, 23 provided responses on a product basis that was specifically applicable to components or types of components furnished to Enphase Energy. 61 of the suppliers that responded to our survey provided responses on a company-wide or user defined basis that was not specifically applicable to components or types of components furnished to the Company. That is, they were unable to represent to us that 3TG from the smelters or refiners they identified had actually been included in the components they supplied to us or our direct suppliers. Of the 56 suppliers who reported on a company-wide basis, 36 of those confirm that they are certified conflict free.

7.2
Efforts to Determine Country of Origin of Mine or 3TG

Tracing materials back to the mine of origin is a complex aspect of responsible sourcing in our supply chain. By adopting methodology outlined by the CFSI’s joint industry programs and outreach initiatives and requiring that our suppliers conform with standards that meets the OECD guidelines and report to us using the Template, we have determined that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or location of origin of the 3TG in our supply chain and responses to such inquiries represents the most reasonable known mine of origin information available. Through this industry joint effort, we have made reasonable efforts to make a reasonable determination of the mines or locations of origin of the 3TG in our supply chain.

7.3
Smelters or Refiners Identified

We were unable to ascertain the specific country of origin and/or chain of custody of all necessary Conflict Minerals processed by the facilities that contributed to our Covered Products because, for this Reporting Period, 2 suppliers (1.54% of total suppliers included in the RCOI scope) either did not complete the Template or provided invalid information and 20 suppliers indicated that they are still in the process of completing due diligence or that the origin of one or more of their smelters and refiners is unknown. From the data we were able to obtain from our suppliers, the countries of origin of the Conflict Minerals processed in facilities in our supply chain are believed to include: Andorra, Australia, Austria, Belgium, Bolivia, Brazil, Canada, Chile, China, Czech Republic, Estonia, France, Germany, India, Indonesia, Italy, Japan, Kazakhstan, the Republic of Korea, Kyrgyzstan, Macedonia, Malaysia, Mexico, the Netherlands, Peru, Philippines, Poland, Russia, Singapore, South Africa, Spain, Sweden, Switzerland, Taiwan, Thailand, Turkey, the United Arab Emirates, the United States of America, Uzbekistan, and Vietnam.

In total, 549 smelters and refiners were identified as potentially in our supply chain. Of those 549 smelter and refiners, 461 are currently certified conflict free, 18 are on the CFSP “Active List” and are currently in the process of becoming compliant, and 10 are in communication with CFSP. 70 of the smelters and refiners require outreach and are not currently certified conflict free or their status is unknown. Of the identified smelters, none are located in a Covered

5
    


Country. Enphase Energy found no reasonable basis for concluding that any of these smelters or refiners sourced Conflict Minerals that finance or benefit armed groups. Set forth in Annex 1 is the list of all known smelters and refiners identified as potentially being in our supply chain.

Status of All Identified Smelters and Refiners
2017
2016
2015
2014
Certified Conflict Free
83.97% (461 of 549)
76.40% (246 of 322)
74.29% (208 of 280)
54.47% (134 of 246)
Currently Participating, In Communication, or Agreed to Participate in Audit Process
3.28% (18 of 549)
7.45% (24 of 322)
16.43% (46 of 280)
23.17% (57 of 246)
Outreach Required
12.75% (70 of 549)
16.15% (52 of 322)
9.29% (26 of 280)
22.35% (55 0f 246)


CAUTIONARY NOTE ON FORWARD-LOOKING STATEMENTS

Forward-looking statements in this CMR are made pursuant to the safe harbor provisions of Section 21E of the Securities Exchange Act of 1934, as amended, and other federal securities laws. Investors are cautioned that statements in this CMR that are not strictly historical statements, including without limitation, the Company’s intentions and expectations regarding further supplier engagement and risk mitigation efforts and strategy, constitute forward-looking statements that involve risks and uncertainties. Actual results could differ materially from the forward-looking statements. Risks and uncertainties that could cause actual results to differ include, without limitation, risks and uncertainties associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete and detailed information and limitations on the Company’s ability to verify the accuracy or completeness of any supply chain information provided by suppliers or others.


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ANNEX 1
Mineral
Smelter Name
Smelter Country (*)
Smelter ID
Comments
Gold
Cendres + Métaux S.A.
SWITZERLAND
CID000189
Active
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
CID001236
Active
Gold
Geib Refining Corporation
UNITED STATES OF AMERICA
CID002459
Active
Gold
KGHM Polska MiedŸ Spó³ka Akcyjna
POLAND
CID002511
Active
Gold
Tony Goetz NV
BELGIUM
CID002587
Active
Gold
Modeltech Sdn Bhd
MALAYSIA
CID002857
Active
Gold
Bangalore Refinery
INDIA
CID002863
Active
Gold
Advanced Chemical Company
UNITED STATES OF AMERICA
CID000015
Compliant
Gold
Aida Chemical Industries Co., Ltd.
JAPAN
CID000019
Compliant
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
CID000035
Compliant
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
CID000041
Compliant
Gold
AngloGold Ashanti Córrego do Sítio Mineração
BRAZIL
CID000058
Compliant
Gold
Argor-Heraeus S.A.
SWITZERLAND
CID000077
Compliant
Gold
Asahi Pretec Corp.
JAPAN
CID000082
Compliant
Gold
Asaka Riken Co., Ltd.
JAPAN
CID000090
Compliant
Gold
Aurubis AG
GERMANY
CID000113
Compliant
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
CID000128
Compliant
Gold
Boliden AB
SWEDEN
CID000157
Compliant
Gold
C. Hafner GmbH + Co. KG
GERMANY
CID000176
Compliant
Gold
CCR Refinery - Glencore Canada Corporation
CANADA
CID000185
Compliant
Gold
Chimet S.p.A.
ITALY
CID000233
Compliant
Gold
Daejin Indus Co., Ltd.
KOREA (REPUBLIC OF)
CID000328
Compliant
Gold
DSC (Do Sung Corporation)
KOREA (REPUBLIC OF)
CID000359
Compliant
Gold
DODUCO GmbH
GERMANY
CID000362
Compliant
Gold
Dowa
JAPAN
CID000401
Compliant
Gold
Eco-System Recycling Co., Ltd.
JAPAN
CID000425
Compliant
Gold
OJSC Novosibirsk Refinery
RUSSIAN FEDERATION
CID000493
Compliant
Gold
Heimerle + Meule GmbH
GERMANY
CID000694
Compliant
Gold
Heraeus Ltd. Hong Kong
CHINA
CID000707
Compliant
Gold
Heraeus Precious Metals GmbH & Co. KG
GERMANY
CID000711
Compliant
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
CHINA
CID000801
Compliant
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
CID000807
Compliant
Gold
Istanbul Gold Refinery
TURKEY
CID000814
Compliant
Gold
Japan Mint
JAPAN
CID000823
Compliant

7
    


Gold
Jiangxi Copper Co., Ltd.
CHINA
CID000855
Compliant
Gold
Asahi Refining USA Inc.
UNITED STATES OF AMERICA
CID000920
Compliant
Gold
Asahi Refining Canada Ltd.
CANADA
CID000924
Compliant
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
CID000927
Compliant
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
CID000929
Compliant
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
CID000937
Compliant
Gold
Kazzinc
KAZAKHSTAN
CID000957
Compliant
Gold
Kennecott Utah Copper LLC
UNITED STATES OF AMERICA
CID000969
Compliant
Gold
Kojima Chemicals Co., Ltd.
JAPAN
CID000981
Compliant
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
CID001029
Compliant
Gold
LS-NIKKO Copper Inc.
KOREA (REPUBLIC OF)
CID001078
Compliant
Gold
Materion
UNITED STATES OF AMERICA
CID001113
Compliant
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
CID001119
Compliant
Gold
Metalor Technologies (Suzhou) Ltd.
CHINA
CID001147
Compliant
Gold
Metalor Technologies (Hong Kong) Ltd.
CHINA
CID001149
Compliant
Gold
Metalor Technologies (Singapore) Pte., Ltd.
SINGAPORE
CID001152
Compliant
Gold
Metalor Technologies S.A.
SWITZERLAND
CID001153
Compliant
Gold
Metalor USA Refining Corporation
UNITED STATES OF AMERICA
CID001157
Compliant
Gold
Metalúrgica Met-Mex Peñoles S.A. De C.V.
MEXICO
CID001161
Compliant
Gold
Mitsubishi Materials Corporation
JAPAN
CID001188
Compliant
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
CID001193
Compliant
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
CID001204
Compliant
Gold
Nadir Metal Rafineri San. Ve Tic. A.ª.
TURKEY
CID001220
Compliant
Gold
Nihon Material Co., Ltd.
JAPAN
CID001259
Compliant
Gold
Elemetal Refining, LLC
UNITED STATES OF AMERICA
CID001322
Compliant
Gold
Ohura Precious Metal Industry Co., Ltd.
JAPAN
CID001325
Compliant
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
RUSSIAN FEDERATION
CID001326
Compliant
Gold
PAMP S.A.
SWITZERLAND
CID001352
Compliant
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
CID001386
Compliant
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
CID001397
Compliant
Gold
PX Précinox S.A.
SWITZERLAND
CID001498
Compliant
Gold
Rand Refinery (Pty) Ltd.
SOUTH AFRICA
CID001512
Compliant

8
    


Gold
Royal Canadian Mint
CANADA
CID001534
Compliant
Gold
Samduck Precious Metals
KOREA (REPUBLIC OF)
CID001555
Compliant
Gold
Schone Edelmetaal B.V.
NETHERLANDS
CID001573
Compliant
Gold
SEMPSA Joyería Platería S.A.
SPAIN
CID001585
Compliant
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CHINA
CID001622
Compliant
Gold
Sichuan Tianze Precious Metals Co., Ltd.
CHINA
CID001736
Compliant
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
CID001756
Compliant
Gold
Solar Applied Materials Technology Corp.
TAIWAN, PROVINCE OF CHINA
CID001761
Compliant
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
CID001798
Compliant
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
CID001875
Compliant
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
CHINA
CID001916
Compliant
Gold
Tokuriki Honten Co., Ltd.
JAPAN
CID001938
Compliant
Gold
Torecom
KOREA (REPUBLIC OF)
CID001955
Compliant
Gold
Umicore Brasil Ltda.
BRAZIL
CID001977
Compliant
Gold
Umicore S.A. Business Unit Precious Metals Refining
BELGIUM
CID001980
Compliant
Gold
United Precious Metal Refining, Inc.
UNITED STATES OF AMERICA
CID001993
Compliant
Gold
Valcambi S.A.
SWITZERLAND
CID002003
Compliant
Gold
Western Australian Mint trading as The Perth Mint
AUSTRALIA
CID002030
Compliant
Gold
Yamamoto Precious Metal Co., Ltd.
JAPAN
CID002100
Compliant
Gold
Yokohama Metal Co., Ltd.
JAPAN
CID002129
Compliant
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
CID002224
Compliant
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
CHINA
CID002243
Compliant
Gold
Umicore Precious Metals Thailand
THAILAND
CID002314
Compliant
Gold
MMTC-PAMP India Pvt., Ltd.
INDIA
CID002509
Compliant
Gold
Republic Metals Corporation
UNITED STATES OF AMERICA
CID002510
Compliant
Gold
Singway Technology Co., Ltd.
TAIWAN, PROVINCE OF CHINA
CID002516
Compliant
Gold
Al Etihad Gold Refinery DMCC
UNITED ARAB EMIRATES
CID002560
Compliant
Gold
Emirates Gold DMCC
UNITED ARAB EMIRATES
CID002561
Compliant
Gold
T.C.A S.p.A
ITALY
CID002580
Compliant
Gold
Korea Zinc Co., Ltd.
KOREA (REPUBLIC OF)
CID002605
Compliant
Gold
SAXONIA Edelmetalle GmbH
GERMANY
CID002777
Compliant
Gold
WIELAND Edelmetalle GmbH
GERMANY
CID002778
Compliant
Gold
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
AUSTRIA
CID002779
Compliant

9
    


Gold
AU Traders and Refiners
SOUTH AFRICA
CID002850
Compliant
Gold
Chugai Mining
JAPAN
CID000264
In Communication
Gold
HwaSeong CJ Co., Ltd.
KOREA (REPUBLIC OF)
CID000778
In Communication
Gold
Kazakhmys Smelting LLC
KAZAKHSTAN
CID000956
In Communication
Gold
Samwon Metals Corp.
KOREA (REPUBLIC OF)
CID001562
In Communication
Gold
SAFINA A.S.
CZECH REPUBLIC
CID002290
In Communication
Gold
Remondis Argentia B.V.
NETHERLANDS
CID002582
In Communication
Gold
TOO Tau-Ken-Altyn
KAZAKHSTAN
CID002615
In Communication
Gold
SAAMP
FRANCE
CID002761
In Communication
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TURKEY
CID000103
Outreach Required
Gold
Caridad
MEXICO
CID000180
Outreach Required
Gold
Yunnan Copper Industry Co., Ltd.
CHINA
CID000197
Outreach Required
Gold
Daye Non-Ferrous Metals Mining Ltd.
CHINA
CID000343
Outreach Required
Gold
Gansu Seemine Material Hi-Tech Co., Ltd.
CHINA
CID000522
Outreach Required
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CHINA
CID000651
Outreach Required
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CHINA
CID000671
Outreach Required
Gold
Hunan Chenzhou Mining Co., Ltd.
CHINA
CID000767
Outreach Required
Gold
L'azurde Company For Jewelry
SAUDI ARABIA
CID001032
Outreach Required
Gold
Lingbao Gold Co., Ltd.
CHINA
CID001056
Outreach Required
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CHINA
CID001058
Outreach Required
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CHINA
CID001093
Outreach Required
Gold
Penglai Penggang Gold Industry Co., Ltd.
CHINA
CID001362
Outreach Required
Gold
Sabin Metal Corp.
UNITED STATES OF AMERICA
CID001546
Outreach Required
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CHINA
CID001619
Outreach Required
Gold
So Accurate Group, Inc.
UNITED STATES OF AMERICA
CID001754
Outreach Required
Gold
Great Wall Precious Metals Co., Ltd. of CBPM
CHINA
CID001909
Outreach Required
Gold
Tongling Nonferrous Metals Group Co., Ltd.
CHINA
CID001947
Outreach Required
Gold
Morris and Watson
NEW ZEALAND
CID002282
Outreach Required
Gold
Guangdong Jinding Gold Limited
CHINA
CID002312
Outreach Required
Gold
Faggi Enrico S.p.A.
ITALY
CID002355
Outreach Required
Gold
Kaloti Precious Metals
UNITED ARAB EMIRATES
CID002563
Outreach Required
Gold
AURA-II
UNITED STATES OF AMERICA
CID002851
Outreach Required
Gold
Gujarat Gold Centre
INDIA
CID002852
Outreach Required
Gold
Sai Refinery
INDIA
CID002853
Outreach Required

10
    


Gold
L'Orfebre S.A.
ANDORRA
CID002762
Unknown
Gold
Italpreziosi
ITALY
CID002765
Unknown
Gold
SungEel HiMetal Co., Ltd.
KOREA, REPUBLIC OF
CID002918
Unknown
Gold
Planta Recuperadora de Metales SpA
CHILE
CID002919
Unknown
Gold
Safimet S.p.A
ITALY
CID002973
Unknown
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
CID000211
Compliant
Tantalum
Conghua Tantalum and Niobium Smeltry
CHINA
CID000291
Compliant
Tantalum
Duoluoshan
CHINA
CID000410
Compliant
Tantalum
Exotech Inc.
UNITED STATES OF AMERICA
CID000456
Compliant
Tantalum
F&X Electro-Materials Ltd.
CHINA
CID000460
Compliant
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
CID000616
Compliant
Tantalum
Hi-Temp Specialty Metals, Inc.
UNITED STATES OF AMERICA
CID000731
Compliant
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
CID000914
Compliant
Tantalum
Jiujiang Tanbre Co., Ltd.
CHINA
CID000917
Compliant
Tantalum
King-Tan Tantalum Industry Ltd.
CHINA
CID000973
Compliant
Tantalum
LSM Brasil S.A.
BRAZIL
CID001076
Compliant
Tantalum
Metallurgical Products India Pvt., Ltd.
INDIA
CID001163
Compliant
Tantalum
Mineração Taboca S.A.
BRAZIL
CID001175
Compliant
Tantalum
Mitsui Mining and Smelting Co., Ltd.
JAPAN
CID001192
Compliant
Tantalum
Molycorp Silmet A.S.
ESTONIA
CID001200
Compliant
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
CID001277
Compliant
Tantalum
QuantumClean
UNITED STATES OF AMERICA
CID001508
Compliant
Tantalum
RFH Tantalum Smeltry Co., Ltd.
CHINA
CID001522
Compliant
Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
CID001769
Compliant
Tantalum
Taki Chemical Co., Ltd.
JAPAN
CID001869
Compliant
Tantalum
Telex Metals
UNITED STATES OF AMERICA
CID001891
Compliant
Tantalum
Ulba Metallurgical Plant JSC
KAZAKHSTAN
CID001969
Compliant
Tantalum
Zhuzhou Cemented Carbide Group Co., Ltd.
CHINA
CID002232
Compliant
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd.
CHINA
CID002307
Compliant
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
CID002492
Compliant
Tantalum
D Block Metals, LLC
UNITED STATES OF AMERICA
CID002504
Compliant
Tantalum
FIR Metals & Resource Ltd.
CHINA
CID002505
Compliant
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHINA
CID002506
Compliant

11
    


Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
CHINA
CID002508
Compliant
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHINA
CID002512
Compliant
Tantalum
KEMET Blue Metals
MEXICO
CID002539
Compliant
Tantalum
H.C. Starck Co., Ltd.
THAILAND
CID002544
Compliant
Tantalum
H.C. Starck GmbH Goslar
GERMANY
CID002545
Compliant
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
CID002547
Compliant
Tantalum
H.C. Starck Inc.
UNITED STATES OF AMERICA
CID002548
Compliant
Tantalum
H.C. Starck Ltd.
JAPAN
CID002549
Compliant
Tantalum
H.C. Starck Smelting GmbH & Co. KG
GERMANY
CID002550
Compliant
Tantalum
Global Advanced Metals Boyertown
UNITED STATES OF AMERICA
CID002557
Compliant
Tantalum
Global Advanced Metals Aizu
JAPAN
CID002558
Compliant
Tantalum
KEMET Blue Powder
UNITED STATES OF AMERICA
CID002568
Compliant
Tantalum
Tranzact, Inc.
UNITED STATES OF AMERICA
CID002571
Compliant
Tantalum
Resind Indústria e Comércio Ltda.
BRAZIL
CID002707
Compliant
Tantalum
Jiangxi Tuohong New Raw Material
CHINA
CID002842
Compliant
Tantalum
Power Resources Ltd.
MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF)
CID002847
Compliant
Tantalum
Plansee SE Liezen
AUSTRIA
CID002540
Outreach Required
Tantalum
Plansee SE Reutte
AUSTRIA
CID002556
Outreach Required
Tantalum
E.S.R. Electronics
UNITED STATES OF AMERICA
CID002590
Outreach Required
Tantalum
H.C. Starck Inc.
UNITED STATES OF AMERICA
CID002548
Unknown
Tantalum
H.C. Starck Ltd.
JAPAN
CID002549
Unknown
Tantalum
H.C. Starck Smelting GmbH & Co. KG
GERMANY
CID002550
Unknown
Tantalum
Global Advanced Metals Boyertown
UNITED STATES OF AMERICA
CID002557
Unknown
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
CID000942
Active
Tin
Nankang Nanshan Tin Manufactory Co., Ltd.
CHINA
CID001231
Active
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
CID001908
Active
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
CID002158
Active
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
VIET NAM
CID002572
Active
Tin
An Vinh Joint Stock Mineral Processing Company
VIET NAM
CID002703
Active
Tin
Modeltech Sdn Bhd
MALAYSIA
CID002858
Active

12
    


Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CHINA
CID000228
Compliant
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
CHINA
CID000244
Compliant
Tin
Alpha
UNITED STATES OF AMERICA
CID000292
Compliant
Tin
Cooperativa Metalurgica de Rondônia Ltda.
BRAZIL
CID000295
Compliant
Tin
CV Gita Pesona
INDONESIA
CID000306
Compliant
Tin
PT Aries Kencana Sejahtera
INDONESIA
CID000309
Compliant
Tin
CV Serumpun Sebalai
INDONESIA
CID000313
Compliant
Tin
CV United Smelting
INDONESIA
CID000315
Compliant
Tin
Dowa
JAPAN
CID000402
Compliant
Tin
EM Vinto
BOLIVIA (PLURINATIONAL STATE OF)
CID000438
Compliant
Tin
Fenix Metals
POLAND
CID000468
Compliant
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CHINA
CID000538
Compliant
Tin
China Tin Group Co., Ltd.
CHINA
CID001070
Compliant
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
CID001105
Compliant
Tin
Metallic Resources, Inc.
UNITED STATES OF AMERICA
CID001142
Compliant
Tin
Mineração Taboca S.A.
BRAZIL
CID001173
Compliant
Tin
Minsur
PERU
CID001182
Compliant
Tin
Mitsubishi Materials Corporation
JAPAN
CID001191
Compliant
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
CID001314
Compliant
Tin
Operaciones Metalurgical S.A.
BOLIVIA (PLURINATIONAL STATE OF)
CID001337
Compliant
Tin
PT Artha Cipta Langgeng
INDONESIA
CID001399
Compliant
Tin
PT Babel Inti Perkasa
INDONESIA
CID001402
Compliant
Tin
PT Bangka Tin Industry
INDONESIA
CID001419
Compliant
Tin
PT Belitung Industri Sejahtera
INDONESIA
CID001421
Compliant
Tin
PT Bukit Timah
INDONESIA
CID001428
Compliant
Tin
PT DS Jaya Abadi
INDONESIA
CID001434
Compliant
Tin
PT Eunindo Usaha Mandiri
INDONESIA
CID001438
Compliant
Tin
PT Karimun Mining
INDONESIA
CID001448
Compliant
Tin
PT Mitra Stania Prima
INDONESIA
CID001453
Compliant
Tin
PT Panca Mega Persada
INDONESIA
CID001457
Compliant
Tin
PT Prima Timah Utama
INDONESIA
CID001458
Compliant
Tin
PT Refined Bangka Tin
INDONESIA
CID001460
Compliant
Tin
PT Sariwiguna Binasentosa
INDONESIA
CID001463
Compliant
Tin
PT Stanindo Inti Perkasa
INDONESIA
CID001468
Compliant
Tin
PT Sumber Jaya Indah
INDONESIA
CID001471
Compliant
Tin
PT Timah (Persero) Tbk Kundur
INDONESIA
CID001477
Compliant
Tin
PT Timah (Persero) Tbk Mentok
INDONESIA
CID001482
Compliant
Tin
PT Tinindo Inter Nusa
INDONESIA
CID001490
Compliant

13
    


Tin
PT Tommy Utama
INDONESIA
CID001493
Compliant
Tin
Rui Da Hung
TAIWAN, PROVINCE OF CHINA
CID001539
Compliant
Tin
Soft Metais Ltda.
BRAZIL
CID001758
Compliant
Tin
Thaisarco
THAILAND
CID001898
Compliant
Tin
VQB Mineral and Trading Group JSC
VIET NAM
CID002015
Compliant
Tin
White Solder Metalurgia e Mineração Ltda.
BRAZIL
CID002036
Compliant
Tin
Yunnan Tin Company Limited
CHINA
CID002180
Compliant
Tin
CV Venus Inti Perkasa
INDONESIA
CID002455
Compliant
Tin
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
CID002468
Compliant
Tin
PT Wahana Perkit Jaya
INDONESIA
CID002479
Compliant
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
CID002517
Compliant
Tin
PT Inti Stania Prima
INDONESIA
CID002530
Compliant
Tin
CV Ayi Jaya
INDONESIA
CID002570
Compliant
Tin
CV Dua Sekawan
INDONESIA
CID002592
Compliant
Tin
CV Tiga Sekawan
INDONESIA
CID002593
Compliant
Tin
PT Cipta Persada Mulia
INDONESIA
CID002696
Compliant
Tin
Resind Indústria e Comércio Ltda.
BRAZIL
CID002706
Compliant
Tin
PT O.M. Indonesia
INDONESIA
CID002757
Compliant
Tin
Metallo-Chimique N.V.
BELGIUM
CID002773
Compliant
Tin
Elmet S.L.U.
SPAIN
CID002774
Compliant
Tin
PT Bangka Prima Tin
INDONESIA
CID002776
Compliant
Tin
PT Sukses Inti Makmur
INDONESIA
CID002816
Compliant
Tin
PT Kijang Jaya Mandiri
INDONESIA
CID002829
Compliant
Tin
PT Menara Cipta Mulia
INDONESIA
CID002835
Compliant
Tin
HuiChang Hill Tin Industry Co., Ltd.
CHINA
CID002844
Compliant
Tin
Gejiu Fengming Metallurgy Chemical Plant
CHINA
CID002848
Compliant
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
CHINA
CID002849
Compliant
Tin
Gejiu Jinye Mineral Company
CHINA
CID002859
Compliant
Tin
PT Lautan Harmonis Sejahtera
INDONESIA
CID002870
Compliant
Tin
PT Justindo
INDONESIA
CID000307
In Communication
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
CHINA
CID000555
In Communication
Tin
CNMC (Guangxi) PGMA Co., Ltd.
CHINA
CID000278
Outreach Required
Tin
Estanho de Rondônia S.A.
BRAZIL
CID000448
Outreach Required
Tin
Huichang Jinshunda Tin Co., Ltd.
CHINA
CID000760
Outreach Required
Tin
Linwu Xianggui Ore Smelting Co., Ltd.
CHINA
CID001063
Outreach Required
Tin
PT BilliTin Makmur Lestari
INDONESIA
CID001424
Outreach Required
Tin
PT Fang Di MulTindo
INDONESIA
CID001442
Outreach Required
Tin
PT Pelat Timah Nusantara Tbk
INDONESIA
CID001486
Outreach Required

14
    


Tin
PT Tirus Putra Mandiri
INDONESIA
CID002478
Outreach Required
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
VIET NAM
CID002573
Outreach Required
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
VIET NAM
CID002574
Outreach Required
Tin
An Thai Minerals Co., Ltd.
VIET NAM
CID002825
Outreach Required
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
VIET NAM
CID002574
Outreach Required
Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
CHINA
CID003116
Unknown
Tungsten
A.L.M.T. TUNGSTEN Corp.
JAPAN
CID000004
Compliant
Tungsten
Kennametal Huntsville
UNITED STATES OF AMERICA
CID000105
Compliant
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
CID000218
Compliant
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
CID000258
Compliant
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CHINA
CID000499
Compliant
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES OF AMERICA
CID000568
Compliant
Tungsten
Hunan Chenzhou Mining Co., Ltd.
CHINA
CID000766
Compliant
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
CID000769
Compliant
Tungsten
Japan New Metals Co., Ltd.
JAPAN
CID000825
Compliant
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
CID000875
Compliant
Tungsten
Kennametal Fallon
UNITED STATES OF AMERICA
CID000966
Compliant
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
VIET NAM
CID001889
Compliant
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd.
VIET NAM
CID002011
Compliant
Tungsten
Wolfram Bergbau und Hütten AG
AUSTRIA
CID002044
Compliant
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
CID002082
Compliant
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA
CID002095
Compliant
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
CID002315
Compliant
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
CID002316
Compliant
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
CID002317
Compliant
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
CID002319
Compliant
Tungsten
Asia Tungsten Products Vietnam Ltd.
VIET NAM
CID002502
Compliant
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
CID002513
Compliant
Tungsten
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
CHINA
CID002535
Compliant
Tungsten
H.C. Starck GmbH
GERMANY
CID002541
Compliant

15
    


Tungsten
H.C. Starck Smelting GmbH & Co.KG
GERMANY
CID002542
Compliant
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIET NAM
CID002543
Compliant
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
CID002551
Compliant
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CHINA
CID002579
Compliant
Tungsten
Niagara Refining LLC
UNITED STATES OF AMERICA
CID002589
Compliant
Tungsten
Hydrometallurg, JSC
RUSSIAN FEDERATION
CID002649
Compliant
Tungsten
Unecha Refractory metals plant
RUSSIAN FEDERATION
CID002724
Compliant
Tungsten
South-East Nonferrous Metal Company Limited of Hengyang City
CHINA
CID002815
Compliant
Tungsten
Philippine Chuangxin Industrial Co., Inc.
PHILIPPINES
CID002827
Compliant
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CHINA
CID002830
Compliant
Tungsten
Woltech Korea Co., Ltd.
KOREA (REPUBLIC OF)
CID002843
Compliant
Tungsten
Moliren Ltd
RUSSIAN FEDERATION
CID002845
Compliant
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
CHINA
CID000345
Outreach Required
Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
CHINA
CID000868
Outreach Required
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CHINA
CID002313
Outreach Required
Tungsten
Dayu Jincheng Tungsten Industry Co., Ltd.
CHINA
CID002518
Outreach Required
Tungsten
Ganxian Shirui New Material Co., Ltd.
CHINA
CID002531
Outreach Required
Tungsten
Pobedit, JSC
RUSSIAN FEDERATION
CID002532
Outreach Required
Tungsten
Ganzhou Yatai Tungsten Co., Ltd.
CHINA
CID002536
Outreach Required
Tungsten
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
CHINA
CID002647
Outreach Required
Tungsten
ACL Metais Eireli
BRAZIL
CID002833
Outreach Required
Tungsten
ACL Metais Eireli
BRAZIL
CID002833
Outreach Required
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
CHINA
CID000345
Outreach Required
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
CID002320
Unknown
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
CID002321
Unknown
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
CID002551
Unknown
Tungsten
Ganzhou Haichuang Tungsten Co., Ltd.
CHINA
CID002645
Unknown
Tungsten
Hunan Litian Tungsten Industry Co., Ltd.
CHINA
CID003182
Unknown



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