0001209191-14-070127.txt : 20141119 0001209191-14-070127.hdr.sgml : 20141119 20141119182955 ACCESSION NUMBER: 0001209191-14-070127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141117 FILED AS OF DATE: 20141119 DATE AS OF CHANGE: 20141119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 NORTH MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 1420 NORTH MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOEBBAKA JEFF CENTRAL INDEX KEY: 0001543879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 141236979 MAIL ADDRESS: STREET 1: 201 1ST STREET, SUITE 100 CITY: PETALUMA STATE: CA ZIP: 94952 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-17 0 0001463101 Enphase Energy, Inc. ENPH 0001543879 LOEBBAKA JEFF C/O ENPHASE ENERGY, INC. 1420 N. MCDOWELL BLVD. PETALUMA CA 94954 0 1 0 0 VP, Worldwide Sales Common Stock 2014-11-17 4 M 0 5320 1.6344 A 93445 D Common Stock 2014-11-17 4 S 0 5320 10.89 D 88125 D Common Stock 2014-11-17 4 S 0 625 10.89 D 87500 D Common Stock 2014-11-17 4 S 0 313 10.89 D 87187 D Common Stock 2014-10-31 4 P 0 2000 2.975 A 89187 D Common Stock 2014-11-17 4 S 0 2000 10.89 D 87187 D Option (right to buy) 1.63 2014-11-17 4 M 0 5320 0.00 D 2020-06-02 Common Stock 5320 191410 D The option exercises and shares sold as reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 29, 2014. Balance includes non-reportable acquisition of 2,000 shares through the Company's 2011 Employee Stock Purchase Plan. When both ISO and NQ Stock Options granted on 6/3/2010 are combined, they vest over 4 years of continuous service as follows: 1/4th of the shares vested on May 1, 2011, with the remainder vesting in 36 equal monthly installments on the first day of each succeeding calendar month thereafter. /s/ Taylor Browning, Attorney-in-fact for Jeff Loebbaka 2014-11-19