0001462180-14-000001.txt : 20140102
0001462180-14-000001.hdr.sgml : 20140101
20140102152841
ACCESSION NUMBER: 0001462180-14-000001
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140102
DATE AS OF CHANGE: 20140102
GROUP MEMBERS: ANDREW DAKOS
GROUP MEMBERS: BULLDOG INVESTORS
GROUP MEMBERS: BULLDOG INVESTORS, LLC
GROUP MEMBERS: PHILLIP GOLDSTEIN
GROUP MEMBERS: STEVEN SAMUELS
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: GYRODYNE CO OF AMERICA INC
CENTRAL INDEX KEY: 0000044689
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 111688021
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-33650
FILM NUMBER: 14501586
BUSINESS ADDRESS:
STREET 1: 1 FLOWERFIELD
STREET 2: SUITE 24
CITY: ST JAMES
STATE: NY
ZIP: 11780
BUSINESS PHONE: 6315845400
MAIL ADDRESS:
STREET 1: 1 FLOWERFIELD
STREET 2: SUITE 24
CITY: ST JAMES
STATE: NY
ZIP: 11780
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors
CENTRAL INDEX KEY: 0001462180
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST PLAZA TWO
STREET 2: SUITE 750
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST PLAZA TWO
STREET 2: SUITE 750
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
SC 13D/A
1
thirda.txt
SCHEDULE 13D/A
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
12/31/12
1. NAME OF REPORTING PERSON
Bulldog Investors, Bulldog Investors LLC (F/K/A Brooklyn
Capital Management), Phillip Goldstein, Andrew Dakos,
and Steven Samuels
2. CHECK THE BOX IF MEMBER OF A GROUP a[X]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
0
8. SHARED VOTING POWER
0
9. SOLE DISPOSITIVE POWER
0
_______________________________________________________
10. SHARED DISPOSITIVE POWER
0
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
0
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
0%
14. TYPE OF REPORTING PERSON
IA
_______________________________________________________
Item 1. SECURITY AND ISSUER
This statement constitutes Amendment # 5 to the Schedule 13d
filed on April 2, 2012. Except as specifically set forth
herein, the Schedule 13d remains unmodified.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
As per the 10-Q filed on November 12, 2013 there were 1,482,680 shares of
common stock outstanding as of 11/12/2013 The percentage set forth in item 5
was derived using such number. Bulldog Investors, LLC Phillip Goldstein,
Andrew Dakos, and Steven Samules beneficially own an aggregate of 0
shares of GYRO or 0% of the outstanding shares.Power to dispose of and vote
securities resides either with Mr. Goldstein, Mr. Dakos, Mr. Samuels or with
clients.
c) During the last 60 days the following shares of GYRO were sold:
Date: Shares: Price:
01/02/14 (8,937) 11.7472
12/31/13 (121,312) 13.4689
12/31/13 (11,966) 13.1700
12/31/13 (8,512) 11.7472
12/30/13 (3,225) 67.5900
12/27/13 (11,113) 71.3913
d) Beneficiaries of managed accounts are entitled to receive any
dividends or sales proceeds.
e) NA
ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS
WITH RESPECT TO SECURITIES OF THE ISSUER.
None.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None.
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: 1/2/2014
By: /s/ Phillip Goldstein
Name: Phillip Goldstein
By: /S/ Andrew Dakos
Name: Andrew Dakos
By: /S/ Steven Samules
Name: Steven Samules
Bulldog Investors, LLC
By: /s/ Andrew Dakos
Andrew Dakos, Member