0001462180-12-000057.txt : 20120808
0001462180-12-000057.hdr.sgml : 20120808
20120808150843
ACCESSION NUMBER: 0001462180-12-000057
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120808
DATE AS OF CHANGE: 20120808
GROUP MEMBERS: ANDREW DAKOS
GROUP MEMBERS: BROOKLYN CAPITAL MANAGEMENT LLC
GROUP MEMBERS: BULLDOG INVESTORS
GROUP MEMBERS: PHILLIP GOLDSTEIN
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: LIBERTY ALL STAR GROWTH FUND INC.
CENTRAL INDEX KEY: 0000786035
IRS NUMBER: 521452208
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-84682
FILM NUMBER: 121016621
BUSINESS ADDRESS:
STREET 1: C/O ALPS FUND SERVICES, INC.
STREET 2: P.O. BOX 328
CITY: DENVER
STATE: CO
ZIP: 80201-0328
BUSINESS PHONE: 303.623.2577
MAIL ADDRESS:
STREET 1: C/O ALPS FUND SERVICES, INC.
STREET 2: P.O. BOX 328
CITY: DENVER
STATE: CO
ZIP: 80201-0328
FORMER COMPANY:
FORMER CONFORMED NAME: LIBERTY ALL STAR GROWTH FUND INC /MD/
DATE OF NAME CHANGE: 19960612
FORMER COMPANY:
FORMER CONFORMED NAME: ALLMON CHARLES TRUST INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: GROWTH STOCK OUTLOOK TRUST INC
DATE OF NAME CHANGE: 19910807
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors
CENTRAL INDEX KEY: 0001462180
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST PLAZA TWO
STREET 2: SUITE 750
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST PLAZA TWO
STREET 2: SUITE 750
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
SC 13D/A
1
thirda.txt
SCHEDULE 13D
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
7/30/12
1. NAME OF REPORTING PERSON
Bulldog Investors, Brooklyn Capital Management LLC., Phillip Goldstein
and Andrew Dakos
2. CHECK THE BOX IF MEMBER OF A GROUP a[X]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
0
8. SHARED VOTING POWER
21,827
9. SOLE DISPOSITIVE POWER
21,827
_______________________________________________________
10. SHARED DISPOSITIVE POWER
0
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
21,827
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
0.07%
14. TYPE OF REPORTING PERSON
IA
_______________________________________________________
Item 1. SECURITY AND ISSUER
This statement constitutes Amendment #10 to the schedule 13d
filed February 19, 2010. Except as specifically set forth
herein, the Schedule 13d remains unmodified.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
As per the Form N-Q filed on November 23,2009 there were 30,080,350 shares
of common stock outstanding as of 09/30/09.The 7/30/12 tender of 7,520,088
shares reduced the outstanding shares to 22,560,262. The percentage set
forth in item 5 was derived using such number. Bulldog Investors, Brooklyn
Capital Management LLC., Phillip Goldstein and Andrew Dakos beneficially
own an aggregate of 21,827 shares of ASG or 0.07% of the outstanding
shares. Power to dispose of and vote securities resides either with
Mr. Goldstein, Mr. Dakos or with clients.
c) Since the last filing on 7/23/12 the following shares of ASG were sold:
Date Shares Price
07/23/12 (6,510) 3.8721
07/24/12 (17,254) 3.8065
07/30/12 (1,515,352) 3.9500
07/31/12 (72,387) 3.9220
08/01/12 (113,290) 3.8623
08/02/12 (177,361) 3.7926
08/03/12 (10,351) 3.9000
d) Beneficiaries of managed accounts are entitled to receive any
dividends or sales proceeds.
e) NA
ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS
WITH RESPECT TO SECURITIES OF THE ISSUER.
None.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: 08/8/2011
By: /s/ Phillip Goldstein
Name: Phillip Goldstein
By: /S/ Andrew Dakos
Name: Andrew Dakos