0001462180-11-000055.txt : 20110909
0001462180-11-000055.hdr.sgml : 20110909
20110909165124
ACCESSION NUMBER: 0001462180-11-000055
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20110909
DATE AS OF CHANGE: 20110909
GROUP MEMBERS: ANDREW DAKOS
GROUP MEMBERS: BROOKLYN CAPITAL MANAGEMENT
GROUP MEMBERS: BULLDOG INVESTORS
GROUP MEMBERS: PHILLIP GOLDSTEIN
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND
CENTRAL INDEX KEY: 0001280226
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-84468
FILM NUMBER: 111083993
BUSINESS ADDRESS:
STREET 1: 2455 CORPORATE WEST DRIVE
CITY: LISLE
STATE: IL
ZIP: 60532
BUSINESS PHONE: 630-505-3700
MAIL ADDRESS:
STREET 1: 2455 CORPORATE WEST DRIVE
CITY: LISLE
STATE: IL
ZIP: 60532
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors
CENTRAL INDEX KEY: 0001462180
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST PLAZA TWO
STREET 2: SUITE 750
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST PLAZA TWO
STREET 2: SUITE 750
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
SC 13D/A
1
thirda.txt
SCHEDULE 13D
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
09/01/2011
1. NAME OF REPORTING PERSON
Bulldog Investors, Brooklyn Capital Management,
Phillip Goldstein and Andrew Dakos
2. CHECK THE BOX IF MEMBER OF A GROUP a[X]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
812,637
8. SHARED VOTING POWER
276,143
9. SOLE DISPOSITIVE POWER
1,088,780
_______________________________________________________
10. SHARED DISPOSITIVE POWER
0
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
1,088,780
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
7.07%
14. TYPE OF REPORTING PERSON
IA
_______________________________________________________
Item 1. SECURITY AND ISSUER
This statement constitutes Amendment #2 to the schedule 13d
filed July 29, 2011. Except as specifically set forth
herein, the Schedule 13d remains unmodified.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
As per the N-CSR filed on March 9th, 2011 there were 15,407,000 shares of
common stock outstanding as of 12/31/2010 The percentage set forth in item 5
was derived using such number. Bulldog Investors, Brooklyn Capital Management,
Phillip Goldstein and Andrew Dakos beneficially own an aggregate of 1,088,780
shares of TYW or 7.07% of the outstanding shares.Power to dispose of and vote
securities resides either with Mr. Goldstein, Mr. Dakos or with clients.
c) Since the last filing on 8/8/11 the following shares of TYW were
purchased:
Date: Shares: Price:
08/08/11 22,949 10.5425
08/09/11 100 10.5500
08/10/11 9,429 10.5562
08/11/11 8,006 10.6607
08/12/11 9,950 10.9471
08/15/11 4,223 11.0700
08/16/11 11,783 11.0534
08/17/11 7,600 11.0499
08/18/11 4,500 10.8000
08/19/11 16,202 10.8917
08/22/11 19,107 10.9498
08/23/11 7,900 10.9108
08/24/11 7,790 10.9566
08/25/11 4,100 10.9475
08/26/11 4,893 10.9974
08/30/11 9,852 11.1400
08/31/11 1,000 11.1500
09/01/11 10,207 11.1921
09/02/11 432 11.0500
09/02/11 5,000 11.0700
09/06/11 2,400 10.8940
09/07/11 7,439 11.0500
d) Beneficiaries of managed accounts are entitled to receive any
dividends or sales proceeds.
e) NA
ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS
WITH RESPECT TO SECURITIES OF THE ISSUER.
None.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
none
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: 9/09/2011
By: /s/ Phillip Goldstein
Name: Phillip Goldstein
By: /S/ Andrew Dakos
Name: Andrew Dakos