-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FuQ67cd8CL3xR3hLSmd088GYHoh8XLDu9rB2XqUsDQJdKNl7XPCXznRNYn83sYmn gj2uk7YxjlkrAvQETYgIsQ== 0001462180-09-000072.txt : 20090925 0001462180-09-000072.hdr.sgml : 20090925 20090925145946 ACCESSION NUMBER: 0001462180-09-000072 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090925 DATE AS OF CHANGE: 20090925 GROUP MEMBERS: ANDREW DAKOS GROUP MEMBERS: BULLDOG INVESTORS GROUP MEMBERS: PHILLIP GOLDSTEIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC CENTRAL INDEX KEY: 0001276893 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81808 FILM NUMBER: 091087376 BUSINESS ADDRESS: STREET 1: 605 THIRD AVENUE 2ND FL CITY: NEW YORK STATE: NY ZIP: 10158 BUSINESS PHONE: 2124768800 MAIL ADDRESS: STREET 1: 605 THIRD AVENUE 2ND FL CITY: NEW YORK STATE: NY ZIP: 10158 FORMER COMPANY: FORMER CONFORMED NAME: NEUBERGER BERMAN DIVIDEND PLUS FUND INC DATE OF NAME CHANGE: 20040120 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Bulldog Investors CENTRAL INDEX KEY: 0001462180 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PARK 80 WEST PLAZA TWO STREET 2: SUITE 750 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST PLAZA TWO STREET 2: SUITE 750 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 SC 13D/A 1 thirda.txt DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 9/17/2009 1. NAME OF REPORTING PERSON Bulldog Investors, Phillip Goldstein and Andrew Dakos 2. CHECK THE BOX IF MEMBER OF A GROUP a[X] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 650,467 8. SHARED VOTING POWER 235,113 9. SOLE DISPOSITIVE POWER 885,580 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 885,580 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 16.95% 14. TYPE OF REPORTING PERSON IA _______________________________________________________ This statement constitutes Amendment # 5 to the schedule 13d filed April 22 2009. Except as specifically set forth herein, the Schedule 13d remains unmodified. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER According to the issuers June 5, 2009 press release regarding the results of its recent self-tender offer, it has 5,224,713 shares of common stock outstanding as of June 9, 2009. The percentage set forth in the next sentence was derived using such number. Bulldog Investors, Phillip Goldstein and Andrew Dakos beneficially own an aggregate of 885,580 shares of the issuers common stock or 16.95% of the outstanding shares. These figures reflect an increase in the number of shares held by the filing group resulting from the addition of several former members of the group. The power to dispose of and vote these shares resides jointly with Mr. Goldstein, Mr. Dakos and clients of their affiliates. c) During the last 60 days the following shares of NDD were bought: BUYS Date: Shares: Price: 07/27/09 600 $8.2300 07/28/09 3,880 $8.2264 07/30/09 200 $8.3800 08/03/09 300 $8.4700 08/06/09 4,000 $8.9980 08/10/09 7,000 $9.1896 08/11/09 1,600 $8.9830 08/12/09 1,067 $9.0964 08/14/09 1,627 $8.9651 08/17/09 10,043 $8.7147 08/20/09 3,780 $8.8816 08/21/09 7,900 $9.0601 08/24/09 10,000 $9.2176 08/25/09 2,596 $9.2185 08/26/09 4,529 $9.1812 08/27/09 604 $9.2000 08/28/09 5,014 $9.2195 09/01/09 9,200 $9.0053 09/08/09 9,300 $9.0740 09/09/09 700 $9.2257 09/10/09 1,100 $9.2732 09/15/09 13,800 $9.6146 09/17/09 2,742 $9.9700 09/21/09 11,500 $9.8833 09/22/09 2,233 $10.0023 09/23/09 9,300 $10.0066 09/24/09 3,924 $9.6630 d) Beneficiaries of managed accounts are entitled to receive any dividends or sales proceeds. e) NA ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 09/25/2009 By: /s/ Phillip Goldstein Name: Phillip Goldstein By: /S/ Andrew Dakos Name: Andrew Dakos -----END PRIVACY-ENHANCED MESSAGE-----