President

0001461790-24-000005.txt : 20240214 0001461790-24-000005.hdr.sgml : 20240214 20240214163853 ACCESSION NUMBER: 0001461790-24-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P. CENTRAL INDEX KEY: 0001461790 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16812 FILM NUMBER: 24639444 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-365-2155 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false true 0001461790 XXXXXXXX 12-31-2023 12-31-2023 K2 PRINCIPAL FUND, L.P.

2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2

13F HOLDINGS REPORT 028-16812 N Todd Sikorski President 416-365-2155 /s/Todd Sikorski TORONTO A6 02-14-2024 0 230 785207133 false INFORMATION TABLE 2 informationtable.xml A SPAC I ACQUISITION CORP CLASS A ORD SHS G0542S106 622739 57132 SH SOLE 57132 0 0 AFRICAN AGRICULTURE HOLDINGS W EXP 12/06/202 00792J118 1883 94169 SH SOLE 94169 0 0 AGRICULTURE NAT SOL ACQ CO UNIT 99/99/9999 G0131Y126 1533817 151115 SH SOLE 151115 0 0 AKERNA CORP COM NEW 00973W300 129462 294231 SH SOLE 294231 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 4370000 190000 SH SOLE 190000 0 0 ALPHATIME ACQUISITION CORP W EXP 03/01/202 G0223V121 4248 141606 SH SOLE 141606 0 0 ALPHAVEST ACQUISITION CORP RIGHT 06/19/2024 G0283A116 6118 50984 SH SOLE 50984 0 0 ALPHAVEST ACQUISITION CORP ORDINARY SHARES G0283A108 1589321 148396 SH SOLE 148396 0 0 ALTERYX INC NOTE 1.000 8/0 02156BAF0 6815200 7000 PRN SOLE 7000 0 0 ALTERYX INC NOTE 0.500 8/0 02156BAD5 10516510 10815 PRN SOLE 10815 0 0 APARTMENT INVT MGMT CO CL A 03748R747 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