President

0001461790-20-000016.txt : 20200813 0001461790-20-000016.hdr.sgml : 20200813 20200813165813 ACCESSION NUMBER: 0001461790-20-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P. CENTRAL INDEX KEY: 0001461790 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16812 FILM NUMBER: 201100057 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-365-2155 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001461790 XXXXXXXX 06-30-2020 06-30-2020 K2 PRINCIPAL FUND, L.P.

2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2

13F HOLDINGS REPORT 028-16812 N Daniel Gosselin President 416-365-2155 /s/Daniel Gosselin TORONTO A6 08-13-2020 0 252 629240 false INFORMATION TABLE 2 informationtable.xml 3M CO COM 88579Y101 312 2000 SH Put SOLE 2000 0 0 3M CO COM 88579Y101 1266 8119 SH SOLE 8119 0 0 8I ENTERPRISES ACQUISITION C RIGHT 10/29/2020 G2956M120 161 492715 SH Call SOLE 492715 0 0 8I ENTERPRISES ACQUISITION C SH G2956M104 3696 365569 SH SOLE 365569 0 0 8I ENTERPRISES ACQUISITION C W EXP 10/29/202 G2956M112 44 96093 SH Call SOLE 96093 0 0 AECOM COM 00766T100 3194 85000 SH Call SOLE 85000 0 0 AGNICO EAGLE MINES LTD COM 008474108 1602 25000 SH Call SOLE 25000 0 0 ALBERTON ACQUISITION CORP ORD SHS G35006108 1891 176736 SH SOLE 176736 0 0 ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 200 768739 SH Call SOLE 768739 0 0 ALBERTON ACQUISITION CORP W EXP 04/26/202 G35006124 117 450727 SH Call SOLE 450727 0 0 ALIO GOLD INC COM 01627X108 1591 925200 SH SOLE 925200 0 0 ALLY FINL INC COM 02005N100 3569 180000 SH 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