President

0001461790-19-000023.txt : 20190514 0001461790-19-000023.hdr.sgml : 20190514 20190514161637 ACCESSION NUMBER: 0001461790-19-000023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P. CENTRAL INDEX KEY: 0001461790 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16812 FILM NUMBER: 19822930 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-365-2155 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001461790 XXXXXXXX 03-31-2019 03-31-2019 K2 PRINCIPAL FUND, L.P.

2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2

13F HOLDINGS REPORT 028-16812 N Daniel Gosselin President 416-365-2155 /s/Daniel Gosselin TORONTO A6 05-14-2019 0 286 784683 false INFORMATION TABLE 2 informationtable.xml 8I ENTERPRISES ACQUISITIN CO UNIT 99/99/9999 G2956M138 2008 200000 SH SOLE 200000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1148 45000 SH Call SOLE 45000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 383 15000 SH SOLE 15000 0 0 AEROJET ROCKETDYNE HLDGS INC NOTE 2.250 12/1 007800AB1 7375 5000 PRN SOLE 5000 0 0 ALBERTON ACQUISITION CORP UNIT 04/22/2020 G35006116 3249 322020 SH SOLE 322020 0 0 ALBERTON ACQUISITION CORP ORD SH G35006108 746 75000 SH SOLE 75000 0 0 ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 12 70000 SH Call SOLE 70000 0 0 ALBERTON ACQUISITION CORP W EXP 04/26/202 G35006124 5 58800 SH Call SOLE 58800 0 0 ALITHYA GROUP INC CL A SUB VTG 01643B106 1109 346677 SH SOLE 346677 0 0 ALPHABET INC CAP STK CL A 02079K305 4119 3500 SH SOLE 3500 0 0 ALTA MESA RES INC W EXP 03/28/202 02133L117 4 107166 SH 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