0001461790-16-000075.txt : 20160512 0001461790-16-000075.hdr.sgml : 20160512 20160512165758 ACCESSION NUMBER: 0001461790-16-000075 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P. CENTRAL INDEX KEY: 0001461790 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16812 FILM NUMBER: 161644734 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-365-2155 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001461790 XXXXXXXX 03-31-2016 03-31-2016 K2 PRINCIPAL FUND, L.P.

2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2

13F HOLDINGS REPORT 028-16812 N Shawn Kimel 416-365-2155 /s/Shawn Kimel TORONTO A6 05-12-2016 0 224 732891 false INFORMATION TABLE 2 informationtable.xml ALERE INC COM 01449J105 10047 198523 SH SOLE 198523 0 0 ALLERGAN PLC SHS G0177J108 9223 34410 SH SOLE 34410 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 1100 5000 SH Call SOLE 5000 0 0 ALPHABET INC CAP STK CAP STK CL A 02079K305 8774 11500 SH Call SOLE 11500 0 0 ALPHABET INC CAP STK CAP STK CL A 02079K305 17547 23000 SH Put SOLE 23000 0 0 ALPHABET INC CAP STK CAP STK CL A 02079K305 12712 16663 SH SOLE 16663 0 0 ALPHABET INC CAP STK CAP STK CL C 02079K107 2235 3000 SH Call SOLE 3000 0 0 AMAYA INC COM 02314M108 294 22000 SH Call SOLE 22000 0 0 AMERCO COM 023586100 3060 8565 SH SOLE 8565 0 0 AMERICAN CAP LTD COM 02503Y103 6714 440548 SH SOLE 440548 0 0 AMERICAN EXPRESS CO COM 025816109 2763 45000 SH Call SOLE 45000 0 0 ANCHOR BANCORP WIS INC DEL COM 03283P106 3741 83013 SH SOLE 83013 0 0 ANDINA ACQUISITION CORP II SHS G0441P104 338 34802 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