0001461564-16-000007.txt : 20160512 0001461564-16-000007.hdr.sgml : 20160512 20160512160727 ACCESSION NUMBER: 0001461564-16-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cypress Wealth Advisors LLC CENTRAL INDEX KEY: 0001461564 IRS NUMBER: 342006581 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16991 FILM NUMBER: 161643757 BUSINESS ADDRESS: STREET 1: 101 CALIFORNIA STREET STREET 2: SUITE 1025 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-489-2100 MAIL ADDRESS: STREET 1: 101 CALIFORNIA STREET STREET 2: SUITE 1025 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001461564 XXXXXXXX 03-31-2016 03-31-2016 Cypress Wealth Advisors LLC

101 CALIFORNIA STREET SUITE 1025 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-16991 N James Longinotti 4154892100 James Longinotti San Francisco CA 05-12-2016 2 202 218492 false 1 0001364615 028-11964 Aperio Group, LLC 2 0001276460 028-10607 CHICKASAW CAPITAL MANAGEMENT LLC INFORMATION TABLE 2 3.31.16Form13F.xml APPLE INC COM 037833100 3505 32157 SH DFND 1 23086 9071 0 ABBVIE INC COM 00287Y109 275 4822 SH DFND 1 3440 1382 0 AMERISOURCEBERGEN CORP COM 03073E105 216 2501 SH DFND 1 34 2467 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 613 5309 SH DFND 1 491 4818 0 ADOBE SYS INC COM 00724F101 231 2464 SH DFND 1 425 2039 0 AUTODESK INC COM 052769106 266 4555 SH DFND 1 4000 555 0 AFLAC INC COM 001055102 274 4340 SH DFND 1 1800 2540 0 ALASKA AIR GROUP INC COM 011659109 289 3526 SH DFND 1 16 3510 0 AMGEN INC COM 031162100 340 2269 SH DFND 1 1516 753 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 550 20295 SH SOLE 20295 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 610 55847 SH SOLE 55847 0 0 AMAZON COM INC COM 023135106 864 1455 SH DFND 1 1147 308 0 AVIVA PLC ADR 05382A104 191 14629 SH DFND 1 155 14474 0 AMERICAN EXPRESS CO COM 025816109 494 8049 SH DFND 1 5152 2897 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 131 20096 SH DFND 1 341 19755 0 BECTON DICKINSON & CO COM 075887109 262 1724 SH DFND 1 168 1556 0 BAIDU INC COM 056752108 738 3868 SH DFND 1 3858 10 0 ROYAL BK CDA MONTREAL QUE COM 780087102 308 5074 SH DFND 1 190 4884 0 BRISTOL MYERS SQUIBB CO COM 110122108 2129 33324 SH DFND 1 32581 743 0 BERKSHIRE HATHAWAY INC DEL COM 084670108 640 300 SH SOLE 300 0 0 BERKSHIRE HATHAWAY INC DEL COM 084670702 1279 9014 SH DFND 1 8367 647 0 BT GROUP PLC ADR 05577E101 217 6769 SH DFND 1 70 6699 0 CHUBB LIMITED COM H1467J104 599 5024 SH DFND 1 240 4784 0 CELGENE CORP COM 151020104 222 2222 SH DFND 1 1638 584 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 298 5373 SH DFND 1 79 5294 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 637 18868 SH DFND 1 2565 16303 0 COMCAST CORP NEW COM 20030N101 404 6613 SH DFND 1 5778 835 0 COSTCO WHSL CORP NEW COM 22160K105 705 4474 SH DFND 1 3400 1074 0 CALIFORNIA RES CORP COM 13057Q107 33 32369 SH DFND 1 588 31781 0 CISCO SYS INC COM 17275R102 1308 45930 SH DFND 1 25141 20789 0 ISHARES 1-3 YR CR BD ETF 464288646 15677 148710 SH SOLE 148710 0 0 PROSHARES TR COM 74347R248 3388 66994 SH SOLE 66994 0 0 CVS HEALTH CORP COM 126650100 384 3698 SH DFND 1 934 2764 0 CHEVRON CORP NEW COM 166764100 2072 21715 SH DFND 1 18287 3428 0 DU PONT E I DE NEMOURS & CO COM 263534109 454 7172 SH DFND 1 6768 404 0 DANAHER CORP DEL COM 235851102 434 4580 SH DFND 1 638 3942 0 DISNEY WALT CO COM 254687106 1356 13657 SH DFND 1 12934 723 0 DST SYS INC DEL COM 233326107 204 1812 SH DFND 1 661 1151 0 ECOLAB INC COM 278865100 249 2231 SH DFND 1 494 1737 0 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 414 18320 SH SOLE 18320 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 10872 317437 SH SOLE 317437 0 0 ISHARES TR EM MK MINVOL ETF 464286533 475 10727 SH SOLE 10727 0 0 ISHARES TR MSCI EAFE ETF 464287465 4009 70140 SH SOLE 70140 0 0 ISHARES TR EAFE MIN VOL ETF 46429B689 783 11791 SH SOLE 11791 0 0 ISHARES TR EM HGHYL BD ETF 464286285 644 14758 SH SOLE 14758 0 0 ENERSIS AMERICAS S A SPONSORED ADR 29274F104 144 10375 SH DFND 1 167 10208 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 755 67100 SH DFND 2 1225 65875 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1522 61835 SH DFND 2 5135 56700 0 ERICSSON L M TEL CO ADR B SEK 10 ADR B SEK 10 294821608 131 13056 SH DFND 1 6698 6358 0 FACEBOOK INC COM 30303M102 8039 70454 SH DFND 1 68174 2280 0 AGL RES INC COM 001204106 271 4160 SH DFND 1 36 4124 0 GENERAL ELECTRIC CO COM 369604103 1521 47845 SH DFND 1 39588 8257 0 GILEAD SCIENCES INC COM 375558103 356 3875 SH DFND 1 1316 2559 0 RANDGOLD RES LTD ADR 752344309 204 2244 SH DFND 1 35 2209 0 GOOGLE INC COM 38259P706 1273 1709 SH DFND 1 836 873 0 GOOGLE INC COM 38259P508 918 1203 SH DFND 1 878 325 0 GAP INC DEL COM 364760108 10231 348001 SH SOLE 348001 0 0 INDEXIQ ETF TR IQ GLB RES ETF 45409B883 445 18871 SH SOLE 18871 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 321 7927 SH DFND 1 5108 2819 0 GRAINGER W W INC COM 384802104 225 962 SH DFND 1 498 464 0 HOME DEPOT INC COM 437076102 540 4044 SH DFND 1 2157 1887 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 299 16852 SH DFND 1 14625 2227 0 HEWLETT PACKARD CO COM 428236103 207 16768 SH DFND 1 14625 2143 0 HSBC HLDGS PLC SPON ADR NEW 404280406 239 7665 SH DFND 1 1715 5950 0 ISHARES GOLD TRUST ISHARES 464285105 877 73826 SH SOLE 73826 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 865 5710 SH DFND 1 5399 311 0 ISHARES TR CORE MSCI EAFE 46432F842 1788 33650 SH SOLE 33650 0 0 ISHARES TR CORE MSCI EMKT 46434G103 2237 53757 SH SOLE 53757 0 0 ISHARES TR CORE S&P SCP ETF 464287804 547 4856 SH SOLE 4856 0 0 INTEL CORP COM 458140100 1348 41679 SH DFND 1 32445 9234 0 ISHARES TR CORE S&P500 ETF 464287200 5584 27020 SH SOLE 27020 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 296 2992 SH SOLE 2992 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 562 5631 SH SOLE 5631 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2599 23490 SH SOLE 23490 0 0 ISHARES TR US HLTHCARE ETF 464287762 260 1875 SH SOLE 1875 0 0 JOHNSON & JOHNSON COM 478160104 2958 27338 SH DFND 1 20469 6869 0 JPMORGAN CHASE & CO COM 46625H100 534 9021 SH DFND 1 5037 3984 0 KRAFT HEINZ CO COM 500754106 636 8097 SH DFND 1 7136 961 0 KIMBERLY CLARK CORP COM 494368103 663 4932 SH DFND 1 4316 616 0 COCA COLA CO COM 191216100 454 9783 SH DFND 1 8852 931 0 LANCASTER COLONY CORP COM 513847103 296 2681 SH DFND 1 1300 1381 0 LINKEDIN CORP COM 53578A108 322 2817 SH SOLE 2817 0 0 MASTERCARD INC CL A 57636Q104 563 5958 SH DFND 1 2018 3940 0 ISHARES MBS ETF 464288588 694 6382 SH SOLE 6382 0 0 MCDONALDS CORP COM 580135101 409 3251 SH DFND 1 2324 927 0 MONDELEZ INTL INC COM 609207105 841 20974 SH DFND 1 16078 4896 0 MFA FINL INC COM 55272X102 457 66691 SH DFND 1 167 66524 0 3M CO COM 88579Y101 1463 8778 SH DFND 1 6143 2635 0 ALTRIA GROUP INC COM 02209S103 2260 36061 SH DFND 1 35742 319 0 MERCK & CO INC NEW COM 58933Y105 1495 28248 SH DFND 1 19312 8936 0 MICROSOFT CORP COM 594918104 2851 51620 SH DFND 1 38069 13551 0 ANNALY CAP MGMT INC COM 35710409 114 11106 SH SOLE 11106 0 0 NOVARTIS A G SPONSORED ADR 66987V109 789 10889 SH DFND 1 825 10064 0 ORACLE CORP COM 68389X105 1543 37726 SH DFND 1 36258 1468 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 211 771 SH DFND 1 81 690 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 599 28557 SH DFND 2 457 28100 0 PALO ALTO NETWORKS INC COM 697435105 496 3041 SH SOLE 3041 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 476 10098 SH SOLE 3066 7032 0 PEPSICO INC COM 713448108 1757 17145 SH DFND 1 14009 3136 0 PFIZER INC COM 717081103 1481 49970 SH DFND 1 37693 12277 0 PROCTER & GAMBLE CO COM 742718109 1124 13651 SH DFND 1 4512 9139 0 PHILIP MORRIS INTL INC COM 718172109 3209 32705 SH DFND 1 31992 713 0 PINNACLE WEST CAP CORP COM 723484101 263 3498 SH DFND 1 275 3223 0 PPG INDS INC COM 693506107 217 1948 SH DFND 1 1904 44 0 PROSPECT CAPITAL CORPORATION COM 74348T102 240 33000 SH SOLE 33000 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 726 11600 SH DFND 2 500 11100 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 945 33828 SH SOLE 33828 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 523 4786 SH SOLE 4786 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 675 13922 SH DFND 1 1044 12878 0 ISHARES TR GLOBAL REIT ETF 46434V647 886 33487 SH SOLE 33487 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 280 6749 SH SOLE 6749 0 0 US DIVIDEND EQ SCHWAB STRATEGIC TR 808524797 731 18244 SH SOLE 18244 0 0 SCHWAB CHARLES CORP NEW COM 808513105 509 18183 SH DFND 1 16793 1390 0 ISHARES EAFE SML CP ETF 464288273 279 6165 SH SOLE 6165 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 285 3561 SH SOLE 3561 0 0 SOUFUN HLDGS LTD ADR 836034108 105 17500 SH SOLE 17500 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 1492 40761 SH DFND 2 450 40311 0 SHIRE PLC SPONSORED ADR 82481R106 277 1614 SH DFND 1 12 1602 0 ISHARES TR 0-5YR HI YL CP 46434V407 625 14285 SH SOLE 14285 0 0 SMUCKER J M CO COM 832696405 268 2062 SH DFND 1 16 2046 0 SCHLUMBERGER LTD COM 806857108 631 8555 SH DFND 1 7699 856 0 SMITH & NEPHEW PLC SPDN ADR 83175M205 264 7934 SH DFND 1 68 7866 0 SYNOPSYS INC COM 871607107 227 4682 SH DFND 1 2000 2682 0 SANOFI SPONSORED ADR 80105N105 247 6147 SH DFND 1 94 6053 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2725 13260 SH SOLE 13260 0 0 SYSCO CORP COM 871829107 263 5627 SH DFND 1 2714 2913 0 AT&T INC COM 00206R102 667 17016 SH DFND 1 7667 9349 0 TARGET CORP COM 87612E106 242 2940 SH DFND 1 2518 422 0 TJX COS INC NEW COM 872540109 308 3927 SH DFND 1 1599 2328 0 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 253 6900 SH SOLE 6900 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 321 3017 SH DFND 1 155 2862 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 9893 200339 SH SOLE 200339 0 0 TRAVELERS COMPANIES INC COM 89417E109 510 4373 SH DFND 1 1654 2719 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 374 14266 SH DFND 1 4985 9281 0 TIME WARNER INC COM 887317303 299 4117 SH DFND 1 1662 2455 0 TEXAS INSTRS INC COM 882508104 341 5940 SH DFND 1 973 4967 0 UNILEVER N V N Y SHS NEW 904784709 408 9136 SH DFND 1 65 9071 0 UNITEDHEALTH GROUP INC COM 91324P102 1437 11149 SH DFND 1 7234 3915 0 ISHARES TR USA MIN VOL ETF 46429B697 5100 116104 SH SOLE 116104 0 0 VISA INC COM CL A 92826C839 223 2918 SH DFND 1 1829 1089 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 206 2096 SH SOLE 2096 0 0 VANGUARD INTL EQUITY INDEX FDS ALLWRLD EX US 922042775 2220 51441 SH SOLE 51441 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 2335 21320 SH SOLE 21320 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 15193 186994 SH SOLE 186994 0 0 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 99 10262 SH SOLE 10262 0 0 VANGUARD INDEX FDS REIT ETF 922908553 5402 64459 SH SOLE 64459 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1334 12724 SH SOLE 12724 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 221 6378 SH SOLE 6378 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 680 12565 SH DFND 1 9752 2813 0 WESTPAC BKG CORP SPONSORED ADR 961214301 305 13123 SH DFND 1 192 12931 0 WORKDAY INC COM 98138H101 260 3388 SH SOLE 3388 0 0 WELLS FARGO & CO NEW COM 949746101 755 15604 SH DFND 1 12082 3522 0 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 797 22350 SH DFND 2 600 21750 0 WILLIAMS COS INC DEL COM 969457100 558 34735 SH DFND 1,2 3811 30924 0 WAL-MART STORES INC COM 931142103 274 3995 SH DFND 1 2400 1595 0 W P CAREY INC COM 92936U109 366 5874 SH DFND 1 2624 3250 0 EXXON MOBIL CORP COM 30231G102 1979 23681 SH DFND 1 19053 4628 0 XEROX CORP COM 984121103 117 10527 SH DFND 1 10263 264 0 ZIMMER BIOMET HLDGS INC COM 98956P102 327 3070 SH DFND 1 1200 1870 0 ZYNGA INC CL A 98986T108 684 300000 SH SOLE 300000 0 0 ANTERO MIDSTREAM PARTNERS LP UNT LTD PARTN 03673L103 640 28950 SH DFND 2 0 28950 0 BUCKEYE PARTNERS L P UNT LTD PARTN 118230101 882 12975 SH DFND 2 0 12975 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 444 62275 SH DFND 2 0 62275 0 EQT GP HLDGS LP COM UNIT REP 26885J103 403 14925 SH DFND 2 0 14925 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 664 8925 SH DFND 2 0 8925 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 1055 33175 SH DFND 2 0 33175 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1121 16295 SH DFND 2 0 16295 0 MPLX LP COM UNIT REP LTD 55336V100 245 8250 SH DFND 2 0 8250 0 PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 890 102400 SH DFND 2 0 102400 0 SEMGROUP CORP CL A 81663A105 473 21100 SH DFND 2 0 21100 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 1022 40765 SH DFND 2 0 40765 0 TARGA RES CORP COM 87612G101 912 30550 SH DFND 2 0 30550 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 566 11950 SH DFND 2 0 11950 0 VTTI ENERGY PARTNERS LP COM UNIT RP LT Y9384M101 425 22950 SH DFND 2 0 22950 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 496 11430 SH DFND 2 0 11430 0 AES CORP COM 00130H105 122 10334 SH DFND 1 0 10334 0 AMDOCS LTD SHS G02602103 496 8207 SH DFND 1 0 8207 0 AMERICAN NATL INS CO COM 028591105 344 2976 SH DFND 1 0 2976 0 AMERICAN FINL GROUP INC OHIO COM 025932104 206 2931 SH DFND 1 0 2931 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 109 23763 SH DFND 1 0 23763 0 BANCO DE CHILE SPONSORED ADR 059520106 216 3346 SH DFND 1 0 3346 0 CANTEL MEDICAL CORP COM 138098108 210 2949 SH DFND 1 0 2949 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 488 5578 SH DFND 1 0 5578 0 COLUMBIA SPORTSWEAR CO COM 198516106 230 3834 SH DFND 1 0 3834 0 CORESITE RLTY CORP COM 21870Q105 216 3092 SH DFND 1 0 3092 0 FIRST BANCORP INC ME COM 31866P102 64 21999 SH DFND 1 0 21999 0 ITC HLDGS CORP COM 465685105 233 5343 SH DFND 1 0 5343 0 JARDEN CORP COM 471109108 202 3419 SH DFND 1 0 3419 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 50 12660 SH DFND 1 0 12660 0 MARKETAXESS HLDGS INC COM 57060D108 431 3450 SH DFND 1 0 3450 0 NEW JERSEY RES COM 646025106 206 5644 SH DFND 1 0 5644 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 513 11872 SH DFND 1 0 11872 0 NTT DOCOMO INC SPONSORED ADR 62942M201 619 27191 SH DFND 1 0 27191 0 ORIX CORP SPONSORED ADR 686330101 173 12100 SH DFND 1 0 12100 0 RELX NV SPONSORED ADR 75955B102 324 18456 SH DFND 1 0 18456 0 SILVER WHEATON CORP COM 828336107 240 14479 SH DFND 1 0 14479 0 STEPAN CO COM 858586100 202 3655 SH DFND 1 0 3655 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 66 10985 SH DFND 1 0 10985 0 SYNAPTICS INC COM 87157D109 230 2887 SH DFND 1 0 2887 0 SYNTEL INC COM 87162H103 209 4192 SH DFND 1 0 4192 0 ULTRA PETROLEUM CORP COM 903914109 6 11998 SH DFND 1 0 11998 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 336 4847 SH DFND 1 0 4847 0