0001461564-16-000006.txt : 20160212
0001461564-16-000006.hdr.sgml : 20160212
20160211175305
ACCESSION NUMBER: 0001461564-16-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160212
DATE AS OF CHANGE: 20160211
EFFECTIVENESS DATE: 20160212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cypress Wealth Advisors LLC
CENTRAL INDEX KEY: 0001461564
IRS NUMBER: 342006581
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16991
FILM NUMBER: 161413193
BUSINESS ADDRESS:
STREET 1: 101 CALIFORNIA STREET
STREET 2: SUITE 1025
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-489-2100
MAIL ADDRESS:
STREET 1: 101 CALIFORNIA STREET
STREET 2: SUITE 1025
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
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12-31-2015
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Cypress Wealth Advisors LLC
101 CALIFORNIA STREET
SUITE 1025
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-16991
N
James Longinotti
Chief Compliance Officer
4154892100
James Longinotti
San Francisco
CA
02-11-2016
2
190
197387
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1
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Aperio Group, LLC
2
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028-10607
CHICKASAW CAPITAL MANAGEMENT LLC
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31817
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1
22882
8935
0
AMERISOURCEBERGEN CORP
COM
03073E105
260
2508
SH
DFND
1
26
2482
0
AMBEV SA
SPONSORED ADR
02319V103
56
12618
SH
DFND
1
283
12335
0
ACE LTD
SHS
H0023R105
491
4205
SH
DFND
1
55
4150
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
530
5071
SH
DFND
1
253
4818
0
AUTODESK INC
COM
052769106
278
4555
SH
DFND
1
4000
555
0
AFLAC INC
COM
001055102
253
4226
SH
DFND
1
1822
2404
0
ALASKA AIR GROUP INC
COM
011659109
284
3526
SH
DFND
1
16
3510
0
AMGEN INC
COM
031162100
371
2287
SH
DFND
1
1509
778
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
635
21902
SH
SOLE
21902
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
1112
92247
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DFND
2
55847
36400
0
AMAZON COM INC
COM
023135106
986
1459
SH
DFND
1
1086
373
0
AVIVA PLC
ADR
05382A104
246
16175
SH
DFND
1
73
16102
0
AMERICAN EXPRESS CO
COM
025816109
656
9439
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DFND
1
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4288
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BOEING CO
COM
097023105
290
2003
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DFND
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989
1014
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COM
060505104
184
10913
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DFND
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1864
9049
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COM
075887109
241
1565
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DFND
1
9
1556
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BAIDU INC
COM
056752108
733
3878
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DFND
1
3868
10
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2292
33316
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32573
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COM
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593
300
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SOLE
300
0
0
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635
4810
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DFND
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423
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BT GROUP PLC
ADR
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234
6758
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DFND
1
59
6699
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CITIGROUP INC
COM
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242
4682
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DFND
1
1268
3414
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CANON INC
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138006309
498
16531
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DFND
1
32
16499
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301
2516
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303
5380
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60
5320
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474
15768
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DFND
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2554
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COM
136069101
356
5407
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DFND
1
15
5392
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COMCAST CORP NEW
COM
20030N101
301
5327
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DFND
1
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334
0
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COM
22160K105
722
4473
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DFND
1
3399
1074
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CALIFORNIA RES CORP
COM
13057Q107
75
32224
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DFND
1
459
31765
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CISCO SYS INC
COM
17275R102
1206
44412
SH
DFND
1
24173
20239
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ISHARES
1-3 YR CR BD ETF
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13595
129973
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SOLE
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PROSHARES TR
COM
74347R248
3076
62309
SH
SOLE
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CVS HEALTH CORP
COM
126650100
355
3635
SH
DFND
1
900
2735
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CHEVRON CORP NEW
COM
166764100
1953
21711
SH
DFND
1
18283
3428
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DU PONT E I DE NEMOURS & CO
COM
263534109
461
6916
SH
DFND
1
6767
149
0
DANAHER CORP DEL
COM
235851102
426
4591
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DFND
1
649
3942
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DISNEY WALT CO
COM
254687106
1034
9837
SH
DFND
1
9117
720
0
DST SYS INC DEL
COM
233326107
207
1812
SH
DFND
1
661
1151
0
ECOLAB INC
COM
278865100
256
2237
SH
DFND
1
487
1750
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EGS EMKTCONS ETF
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389
18320
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SOLE
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10318
320537
SH
SOLE
320537
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EM MK MINVOL ETF
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522
10727
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SOLE
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0
0
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MSCI EAFE ETF
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3878
66039
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SOLE
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EAFE MIN VOL ETF
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954
14712
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SOLE
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EM HGHYL BD ETF
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665
14758
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SOLE
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COM UNIT REP LTD
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777
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ADR B SEK 10
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COM
30303M102
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DFND
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AGL RES INC
COM
001204106
265
4160
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DFND
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GENERAL ELECTRIC CO
COM
369604103
1334
42813
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DFND
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COM
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387
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GOOGLE INC
COM
38259P706
1311
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DFND
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GOOGLE INC
COM
38259P508
919
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DFND
1
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GAP INC DEL
COM
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SOLE
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INDEXIQ ETF TR
IQ GLB RES ETF
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393
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SOLE
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37733W105
218
5410
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DFND
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318
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HOME DEPOT INC
COM
437076102
429
3243
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DFND
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COM
42824C109
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COM
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199
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588
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DFND
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5034
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KRAFT HEINZ CO
COM
500754106
590
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DFND
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COM
494368103
626
4916
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DFND
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608
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COCA COLA CO
COM
191216100
296
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SH
DFND
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501
0
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COM
513847103
310
2681
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DFND
1
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COM
53578A108
634
2817
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SOLE
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MASTERCARD INC
CL A
57636Q104
583
5986
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DFND
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3973
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687
6382
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SOLE
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0
0
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COM
580135101
356
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DFND
1
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COM
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914
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DFND
1
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MEDIVATION INC
COM
58501N101
219
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SOLE
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MFA FINL INC
COM
55272X102
257
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DFND
1
167
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3M CO
COM
88579Y101
1306
8670
SH
DFND
1
6035
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ALTRIA GROUP INC
COM
02209S103
2300
39517
SH
DFND
1
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319
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MERCK & CO INC NEW
COM
58933Y105
1143
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MICROSOFT CORP
COM
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2495
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ANNALY CAP MGMT INC
COM
35710409
104
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SOLE
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507
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10930
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ORACLE CORP
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1344
36792
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DFND
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528
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UNIT LTD PARTN
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704
30457
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457
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697435105
536
3041
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SOLE
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273
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PEPSICO INC
COM
713448108
1712
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DFND
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PFIZER INC
COM
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1714
53111
SH
DFND
1
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PROCTER & GAMBLE CO
COM
742718109
1084
13646
SH
DFND
1
4507
9139
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PHILIP MORRIS INTL INC
COM
718172109
3074
34970
SH
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1
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134
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PNC FINL SVCS GROUP INC
COM
693475105
225
2358
SH
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PINNACLE WEST CAP CORP
COM
723484101
226
3498
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1
275
3223
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PROSPECT CAPITAL CORPORATION
COM
74348T102
230
33000
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SOLE
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PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
780
12700
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DFND
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500
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HEDGE MLTI ETF
45409B107
963
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534
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SPONS ADR A
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320
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SH
DFND
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6078
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GLOBAL REIT ETF
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846
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SOLE
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DJ INTL RL ETF
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264
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SOLE
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ADR
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246
50464
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DFND
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591
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808513105
597
18119
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DFND
1
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1364
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308
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262
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ADR
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129
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SOLE
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UNIT LTD INT
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1862
44838
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2
450
44388
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0-5YR HI YL CP
46434V407
636
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SH
SOLE
14285
0
0
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COM
806857108
553
7923
SH
DFND
1
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181
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SPDN ADR
83175M205
263
7380
SH
DFND
1
32
7348
0
SYNOPSYS INC
COM
871607107
214
4682
SH
DFND
1
2000
2682
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SPDR S&P 500 ETF TR
TR UNIT
78462F103
2790
13687
SH
SOLE
13687
0
0
SYSCO CORP
COM
871829107
223
5428
SH
DFND
1
2714
2714
0
AT&T INC
COM
00206R102
463
13449
SH
DFND
1
5755
7694
0
TARGET CORP
COM
87612E106
203
2797
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DFND
1
2504
293
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TJX COS INC NEW
COM
872540109
277
3912
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DFND
1
1584
2328
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TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
325
2643
SH
DFND
1
144
2499
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
7151
147144
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SOLE
147144
0
0
TRAVELERS COMPANIES INC
COM
89417E109
492
4362
SH
DFND
1
1654
2708
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TIME WARNER INC
COM
887317303
267
4133
SH
DFND
1
1664
2469
0
TEXAS INSTRS INC
COM
882508104
324
5915
SH
DFND
1
948
4967
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
91
48269
SH
DFND
1
807
47462
0
UNILEVER N V
N Y SHS NEW
904784709
387
8936
SH
DFND
1
62
8874
0
UNITEDHEALTH GROUP INC
COM
91324P102
1299
11041
SH
DFND
1
7233
3808
0
ISHARES TR
USA MIN VOL ETF
46429B697
3794
90718
SH
SOLE
90718
0
0
VANGUARD INTL EQUITY INDEX FDS
ALLWRLD EX US
922042775
2228
51318
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SOLE
51318
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0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
2301
21248
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SOLE
21248
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
14465
186025
SH
SOLE
186025
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
3902
48945
SH
SOLE
48945
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1327
12724
SH
SOLE
12724
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
432
9350
SH
DFND
1
8939
411
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WESTPAC BKG CORP
SPONSORED ADR
961214301
377
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SH
DFND
1
157
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0
WORKDAY INC
COM
98138H101
270
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SOLE
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0
WELLS FARGO & CO NEW
COM
949746101
610
11216
SH
DFND
1
7576
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0
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COMUNT LTD PT
95825R103
791
21800
SH
DFND
2
600
21200
0
WILLIAMS COS INC DEL
COM
969457100
690
26834
SH
DFND
1
3811
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0
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COM
92936U109
288
4874
SH
DFND
1
1624
3250
0
EXXON MOBIL CORP
COM
30231G102
1644
21094
SH
DFND
1
16837
4257
0
XEROX CORP
COM
984121103
112
10527
SH
DFND
1
10263
264
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
315
3070
SH
DFND
1
1200
1870
0
ZYNGA INC
CL A
98986T108
905
337738
SH
SOLE
337738
0
0
ANTERO MIDSTREAM PARTNERS LP
UNT LTD PARTN
03673L103
641
28100
SH
DFND
2
0
28100
0
BUCKEYE PARTNERS L P
UNT LTD PARTN
118230101
795
12050
SH
DFND
2
0
12050
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
814
59220
SH
DFND
2
0
59220
0
EQT GP HLDGS LP
COM UNIT REP
26885J103
309
14875
SH
DFND
2
0
14875
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
694
9200
SH
DFND
2
0
9200
0
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
1134
30865
SH
DFND
2
0
30865
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1044
15370
SH
DFND
2
0
15370
0
MPLX LP
COM UNIT REP LTD
55336V100
321
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DFND
2
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8150
0
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
142
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SH
DFND
2
0
15000
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
903
35140
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DFND
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35140
0
TARGA RES CORP
COM
87612G101
303
11200
SH
DFND
2
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11200
0
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
165
10000
SH
DFND
2
0
10000
0
VALERO ENERGY PARTNERS LP
COM UNT REP LP
91914J102
650
12600
SH
DFND
2
0
12600
0
VTTI ENERGY PARTNERS LP
COM UNIT RP LT
Y9384M101
502
24225
SH
DFND
2
0
24225
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
491
10330
SH
DFND
2
0
10330
0
AES CORP
COM
00130H105
99
10334
SH
DFND
1
0
10334
0
AK STL HLDG CORP
COM
001547108
24
10772
SH
DFND
1
0
10772
0
AMDOCS LTD
SHS
G02602103
448
8207
SH
DFND
1
0
8207
0
AMERICAN NATL INS CO
COM
028591105
459
4493
SH
DFND
1
0
4493
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
211
2931
SH
DFND
1
0
2931
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
96
22674
SH
DFND
1
0
22674
0
BARCLAYS PLC
ADR
06738C794
124
38560
SH
DFND
1
0
38560
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
470
5775
SH
DFND
1
0
5775
0
FIRST BANCORP INC ME
COM
31866P102
34
10439
SH
DFND
1
0
10439
0
HECLA MNG CO
COM
422704106
29
15222
SH
DFND
1
0
15222
0
ITC HLDGS CORP
COM
465685105
210
5343
SH
DFND
1
0
5343
0
JONES LANG LASALLE INC
COM
48020Q107
238
1489
SH
DFND
1
0
1489
0
MARKETAXESS HLDGS INC
COM
57060D108
385
3450
SH
DFND
1
0
3450
0
MIZUHO FINL GROUP INC
SPONSORED ADR
60687Y109
100
24748
SH
DFND
1
0
24748
0
NOMURA HLDGS INC
SPONSORED ADR
65535H208
101
18249
SH
DFND
1
0
18249
0
NTT DOCOMO INC
SPONSORED ADR
62942M201
556
27125
SH
DFND
1
0
27125
0
ORIX CORP
SPONSORED ADR
686330101
170
12100
SH
DFND
1
0
12100
0
RELX NV
SPONSORED ADR
75955B102
311
18456
SH
DFND
1
0
18456
0
SHIRE PLC
SPONSORED ADR
82481R106
331
1617
SH
DFND
1
0
1617
0
SILVER WHEATON CORP
COM
828336107
180
14479
SH
DFND
1
0
14479
0
SMUCKER J M CO
COM
832696405
251
2037
SH
DFND
1
0
2037
0
SYNAPTICS INC
COM
87157D109
232
2887
SH
DFND
1
0
2887
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
292
4847
SH
DFND
1
0
4847
0