0001461564-15-000005.txt : 20151116 0001461564-15-000005.hdr.sgml : 20151116 20151113203508 ACCESSION NUMBER: 0001461564-15-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cypress Wealth Advisors LLC CENTRAL INDEX KEY: 0001461564 IRS NUMBER: 342006581 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16991 FILM NUMBER: 151230798 BUSINESS ADDRESS: STREET 1: 101 CALIFORNIA STREET STREET 2: SUITE 1025 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-489-2100 MAIL ADDRESS: STREET 1: 101 CALIFORNIA STREET STREET 2: SUITE 1025 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001461564 XXXXXXXX 09-30-2015 09-30-2015 Cypress Wealth Advisors LLC

101 CALIFORNIA STREET SUITE 1025 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-16991 N James Longinotti 415-489-2085 James Longinotti San Francisco CA 11-13-2015 2 183 184837 false 1 0001364615 028-11964 Aperio Group, LLC 2 0001276460 028-10607 CHICKASAW CAPITAL MANAGEMENT LLC INFORMATION TABLE 2 13FHR.xml BERKSHIRE HATHAWAY INC DEL COM 084670108 390 200 SH SOLE 200 0 0 3M CO COM 88579Y101 1224 8632 SH DFND 1 6016 2616 0 AGL RES INC COM 001204106 254 4160 SH DFND 1 36 4124 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 486 4951 SH DFND 1 231 4720 0 ACE LTD SHS H0023R105 432 4182 SH DFND 1 55 4127 0 AFLAC INC COM 001055102 243 4182 SH DFND 1 1800 2382 0 ALASKA AIR GROUP INC COM 011659109 280 3526 SH DFND 1 16 3510 0 ALPS ETF TR ALERIAN MLP 00162Q866 550 44053 SH SOLE 44053 0 0 ALTRIA GROUP INC COM 02209S103 2144 39405 SH DFND 1 39142 263 0 AMAZON COM INC COM 023135106 696 1360 SH DFND 1 1074 286 0 AMERICAN EXPRESS CO COM 025816109 695 9371 SH DFND 1 5117 4254 0 AMERISOURCEBERGEN CORP COM 03073E105 235 2478 SH DFND 1 11 2467 0 AMGEN INC COM 031162100 309 2237 SH DFND 1 1484 753 0 APPLE INC COM 037833100 3611 32740 SH DFND 1 23965 8775 0 AT&T INC COM 00206R102 594 18226 SH DFND 1 5625 12601 0 AUTODESK INC COM 052769106 201 4555 SH DFND 1 4000 555 0 BAIDU INC COM 056752108 530 3858 SH SOLE 3858 0 0 BANK AMER CORP COM 060505104 161 10331 SH DFND 1 1573 8758 0 BERKSHIRE HATHAWAY INC DEL COM 084670702 985 7554 SH DFND 1 7159 395 0 BOEING CO COM 097023105 257 1963 SH DFND 1 969 994 0 BRISTOL MYERS SQUIBB CO COM 110122108 1818 30712 SH DFND 1 30021 691 0 CELGENE CORP COM 151020104 225 2081 SH DFND 1 1602 479 0 CHEVRON CORP NEW COM 166764100 1703 21591 SH DFND 1 18223 3368 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 391 12949 SH DFND 1 2472 10477 0 CISCO SYS INC COM 17275R102 1166 44412 SH DFND 1 24173 20239 0 CITIGROUP INC COM 172967424 223 4500 SH DFND 1 1177 3323 0 COCA COLA CO COM 191216100 268 6681 SH DFND 1 6282 399 0 COMCAST CORP NEW COM 20030N101 294 5177 SH DFND 1 4918 259 0 CONOCOPHILLIPS COM 20825C104 247 5154 SH DFND 1 2452 2702 0 COSTCO WHSL CORP NEW COM 22160K105 643 4445 SH DFND 1 3385 1060 0 CVS HEALTH CORP COM 126650100 351 3635 SH DFND 1 900 2735 0 DANAHER CORP DEL COM 235851102 389 4569 SH DFND 1 638 3931 0 DISNEY WALT CO COM 254687106 996 9743 SH DFND 1 9070 673 0 DU PONT E I DE NEMOURS & CO COM 263534109 330 6852 SH DFND 1 6735 117 0 ECOLAB INC COM 278865100 243 2211 SH DFND 1 474 1737 0 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 440 20269 SH SOLE 20269 0 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 939 51350 SH DFND 2 425 50925 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1433 57566 SH DFND 1 460 57106 0 EOG RES INC COM 26875P101 547 7518 SH DFND 2 7430 88 0 EXXON MOBIL CORP COM 30231G102 1370 18428 SH DFND 1 16720 1708 0 FACEBOOK INC COM 30303M102 6225 69240 SH DFND 1 67456 1784 0 GAP INC DEL COM 364760108 9958 349421 SH DFND 1 348363 1058 0 GENERAL ELECTRIC CO COM 369604103 921 36525 SH DFND 1 34079 2446 0 GILEAD SCIENCES INC COM 375558103 366 3729 SH DFND 1 1316 2413 0 GOOGLE INC COM 38259P706 1051 1728 SH DFND 1 855 873 0 GOOGLE INC COM 38259P508 732 1147 SH DFND 1 858 289 0 GRAINGER W W INC COM 384802104 207 962 SH DFND 1 498 464 0 HCC INS HLDGS INC COM 404132102 327 4227 SH DFND 1 155 4072 0 HEWLETT PACKARD CO COM 428236103 485 18928 SH DFND 1 14625 4303 0 HOME DEPOT INC COM 437076102 366 3165 SH DFND 1 1317 1848 0 INDEXIQ ETF TR IQ GLB RES ETF 45409B883 531 25299 SH SOLE 25299 0 0 INTEL CORP COM 458140100 918 30470 SH DFND 1 21236 9234 0 INTERNATIONAL BUSINESS MACHS COM 459200101 848 5851 SH DFND 1 5371 480 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 974 33828 SH SOLE 33828 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 654 14285 SH SOLE 14285 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1728 32725 SH SOLE 32725 0 0 ISHARES TR CORE MSCI EMKT 46434G103 6302 157991 SH SOLE 157991 0 0 ISHARES TR EM HGHYL BD ETF 464286285 667 14758 SH SOLE 14758 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 808 33487 SH SOLE 33487 0 0 ISHARES GOLD TRUST ISHARES 464285105 796 73826 SH SOLE 73826 0 0 ISHARES MBS ETF 464288588 700 6382 SH SOLE 6382 0 0 ISHARES TR EAFE MIN VOL ETF 46429B689 821 13167 SH SOLE 13167 0 0 ISHARES TR EM MK MINVOL ETF 464286533 441 8851 SH SOLE 8851 0 0 ISHARES TR USA MIN VOL ETF 46429B697 3495 88282 SH SOLE 88282 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 276 2962 SH SOLE 2962 0 0 ISHARES 1-3 YR CR BD ETF 464288646 12566 119526 SH SOLE 119526 0 0 ISHARES TR MSCI EAFE ETF 464287465 3917 68336 SH SOLE 68336 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 605 18450 SH SOLE 18450 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 524 5631 SH SOLE 5631 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2539 23252 SH SOLE 23252 0 0 ISHARES TR CORE S&P SCP ETF 464287804 518 4856 SH SOLE 4856 0 0 ISHARES EAFE SML CP ETF 464288273 295 6165 SH SOLE 6165 0 0 ISHARES TR CORE S&P500 ETF 464287200 5125 26597 SH SOLE 26597 0 0 ISHARES TR US HLTHCARE ETF 464287762 214 1528 SH SOLE 1528 0 0 JOHNSON & JOHNSON COM 478160104 2103 22533 SH DFND 1 15841 6692 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 432 14222 SH SOLE 14222 0 0 JPMORGAN CHASE & CO COM 46625H100 531 8709 SH DFND 1 4933 3776 0 KIMBERLY CLARK CORP COM 494368103 534 4900 SH DFND 1 4300 600 0 KRAFT HEINZ CO COM 500754106 571 8084 SH DFND 1 7136 948 0 LANCASTER COLONY CORP COM 513847103 261 2681 SH DFND 1 1300 1381 0 LINKEDIN CORP COM 53578A108 536 2817 SH SOLE 2817 0 0 MASTERCARD INC CL A 57636Q104 534 5920 SH DFND 1 1980 3940 0 MCDONALDS CORP COM 580135101 291 2958 SH DFND 1 2294 664 0 MERCK & CO INC NEW COM 58933Y105 1064 21543 SH DFND 1 12953 8590 0 MFA FINL INC COM 55272X102 466 68471 SH DFND 1 167 68304 0 MICROSOFT CORP COM 594918104 1972 44548 SH DFND 1 31550 12998 0 MONDELEZ INTL INC COM 609207105 849 20281 SH DFND 1 15385 4896 0 NOVARTIS A G SPONSORED ADR 66987V109 1079 11742 SH DFND 1 738 11004 0 ORACLE CORP COM 68389X105 1322 36586 SH DFND 1 36161 425 0 PALO ALTO NETWORKS INC COM 697435105 523 3041 SH SOLE 3041 0 0 PEPSICO INC COM 713448108 1609 17062 SH DFND 1 13963 3099 0 PFIZER INC COM 717081103 1607 51155 SH DFND 1 35745 15410 0 PHILIP MORRIS INTL INC COM 718172109 2767 34882 SH DFND 1 34792 90 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 636 12910 SH DFND 2 300 12610 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1145 37677 SH DFND 2 457 37220 0 PNC FINL SVCS GROUP INC COM 693475105 207 2326 SH DFND 1 1491 835 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 486 4771 SH SOLE 4771 0 0 PROCTER & GAMBLE CO COM 742718109 777 10796 SH DFND 1 4439 6357 0 PROSHARES TR COM 74347R248 3093 66995 SH SOLE 66995 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 251 5962 SH DFND 1 23 5939 0 SLM CORP COM 78442P106 240 10500 SH SOLE 10500 0 0 SCHLUMBERGER LTD COM 806857108 566 8213 SH DFND 1 7699 514 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 733 20399 SH SOLE 20399 0 0 SOUFUN HLDGS LTD ADR 836034108 116 17500 SH SOLE 17500 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 266 6749 SH SOLE 6749 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 256 3544 SH SOLE 3544 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 6886 139055 SH SOLE 139055 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2623 13687 SH SOLE 13687 0 0 SYNOPSYS INC COM 871607107 216 4682 SH DFND 1 2000 2682 0 SYSCO CORP COM 871829107 212 5428 SH DFND 1 2714 2714 0 TARGET CORP COM 87612E106 221 2809 SH DFND 1 2491 318 0 TEXAS INSTRS INC COM 882508104 291 5869 SH DFND 1 925 4944 0 SCHWAB CHARLES CORP NEW COM 808513105 516 18052 SH DFND 1 16721 1331 0 TIME WARNER INC COM 887317303 280 4071 SH DFND 1 1633 2438 0 TJX COS INC NEW COM 872540109 277 3884 SH DFND 1 1570 2314 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 299 2551 SH DFND 1 95 2456 0 TRAVELERS COMPANIES INC COM 89417E109 434 4362 SH DFND 1 1654 2708 0 UNITEDHEALTH GROUP INC COM 91324P102 1275 10994 SH DFND 1 7202 3792 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 2125 21248 SH SOLE 21248 0 0 VANGUARD INTL EQUITY INDEX FDS ALLWRLD EX US 922042775 2193 51441 SH SOLE 51441 0 0 VANGUARD INDEX FDS REIT ETF 922908553 588 7778 SH SOLE 7778 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 16852 228530 SH SOLE 228530 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1256 12724 SH SOLE 12724 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 512 11758 SH DFND 1 8742 3016 0 W P CAREY INC COM 92936U109 282 4874 SH DFND 1 1624 3250 0 WELLS FARGO & CO NEW COM 949746101 564 10980 SH DFND 1 7458 3522 0 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 849 21525 SH DFND 2 325 21200 0 WILLIAMS COS INC DEL COM 969457100 1534 41631 SH DFND 2 461 41170 0 WORKDAY INC COM 98138H101 233 3388 SH SOLE 3388 0 0 XEROX CORP COM 984121103 102 10527 SH DFND 1 10263 264 0 ZIMMER BIOMET HLDGS INC COM 98956P102 288 3070 SH DFND 1 1200 1870 0 ANTERO MIDSTREAM PARTNERS LP UNT LTD PARTN 03673L103 527 29500 SH DFND 2 0 29500 0 BUCKEYE PARTNERS L P UNT LTD PARTN 118230101 714 12050 SH DFND 2 0 12050 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 1232 59220 SH DFND 2 0 59220 0 EQT GP HLDGS LP COM UNIT REP 26885J103 358 15725 SH DFND 2 0 15725 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 610 9200 SH DFND 2 0 9200 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 1183 30865 SH DFND 2 0 30865 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 924 15370 SH DFND 2 0 15370 0 MPLX LP COM UNIT REP LTD 55336V100 323 8450 SH DFND 2 0 8450 0 PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 347 19850 SH DFND 2 0 19850 0 SEMGROUP CORP CL A 81663A105 285 6600 SH DFND 2 0 6600 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 1234 41925 SH DFND 2 0 41925 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 1056 36840 SH DFND 2 0 36840 0 TARGA RES CORP COM 87612G101 762 14800 SH DFND 2 0 14800 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 290 10000 SH DFND 2 0 10000 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 570 12900 SH DFND 2 0 12900 0 VTTI ENERGY PARTNERS LP COM UNIT RP LT Y9384M101 488 24925 SH DFND 2 0 24925 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 484 10330 SH DFND 2 0 10330 0 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 375 9829 SH SOLE 9829 0 0 AMBEV SA SPONSORED ADR 02319V103 59 12052 SH SOLE 12052 0 0 AMDOCS LTD SHS G02602103 475 8351 SH SOLE 8351 0 0 AMERICAN NATL INS CO COM 028591105 291 2976 SH SOLE 2976 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 202 2931 SH SOLE 2931 0 0 AVIVA PLC ADR 05382A104 184 13437 SH SOLE 13437 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 436 52108 SH SOLE 52108 0 0 BARCLAYS PLC ADR 06738C794 143 38560 SH SOLE 38560 0 0 BECTON DICKINSON & CO COM 075887109 205 1547 SH SOLE 1547 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 321 10142 SH SOLE 10142 0 0 BT GROUP PLC ADR 05577E101 205 3219 SH SOLE 3219 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 387 5377 SH SOLE 5377 0 0 CANON INC SPONSORED ADR 138006309 465 16035 SH SOLE 16035 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 458 5775 SH SOLE 5775 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 313 5260 SH SOLE 5260 0 0 COLUMBIA SPORTSWEAR CO COM 198516106 225 3834 SH SOLE 3834 0 0 CUMULUS MEDIA INC CL A 231082108 11 15021 SH SOLE 15021 0 0 FORTINET INC COM 34959E109 214 5038 SH SOLE 5038 0 0 JONES LANG LASALLE INC COM 48020Q107 214 1489 SH SOLE 1489 0 0 MARKETAXESS HLDGS INC COM 57060D108 320 3450 SH SOLE 3450 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 95 25573 SH SOLE 25573 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 448 12698 SH SOLE 12698 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 112 19269 SH SOLE 19269 0 0 NTT DOCOMO INC SPONSORED ADR 62942M201 458 27125 SH SOLE 27125 0 0 ORIX CORP SPONSORED ADR 686330101 155 12100 SH SOLE 12100 0 0 RELX NV SPONSORED ADR 75955B102 304 18456 SH SOLE 18456 0 0 SANOFI SPONSORED ADR 80105N105 322 6775 SH SOLE 6775 0 0 SHIRE PLC SPONSORED ADR 82481R106 327 1594 SH SOLE 1594 0 0 SILVER WHEATON CORP COM 828336107 174 14479 SH SOLE 14479 0 0 SMITH & NEPHEW PLC SPDN ADR 83175M205 259 7392 SH SOLE 7392 0 0 SMUCKER J M CO COM 832696405 232 2037 SH SOLE 2037 0 0 SYNAPTICS INC COM 87157D109 238 2887 SH SOLE 2887 0 0 UNILEVER N V N Y SHS NEW 904784709 354 8812 SH SOLE 8812 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 262 4847 SH SOLE 4847 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 279 13252 SH SOLE 13252 0 0