0001461539-18-000003.txt : 20180214 0001461539-18-000003.hdr.sgml : 20180214 20180214105506 ACCESSION NUMBER: 0001461539-18-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE INVESTMENT MANAGEMENT, LLC CENTRAL INDEX KEY: 0001461539 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14657 FILM NUMBER: 18608723 BUSINESS ADDRESS: STREET 1: 200 S 108TH AVE CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 402-574-6040 MAIL ADDRESS: STREET 1: 200 S 108TH AVE CITY: OMAHA STATE: NE ZIP: 68154 FORMER COMPANY: FORMER CONFORMED NAME: Amerivest Investment Management LLC DATE OF NAME CHANGE: 20090407 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001461539 XXXXXXXX 12-31-2017 12-31-2017 TD AMERITRADE INVESTMENT MANAGEMENT, LLC

200 S 108TH AVE OMAHA NE 68154

13F HOLDINGS REPORT 028-14657 N Gerald Krager 402-574-6040 Gerald Krager Fort Worth TX 02-14-2018 0 114 8776427 false INFORMATION TABLE 2 form13f_document_20171231.xml ISHARES TR CORE US AGGBD ET 464287226 1686034 15421513 SH SOLE 0 0 15421513 ISHARES TR CORE S&P TTL STK 464287150 1281720 20963687 SH SOLE 0 0 20963687 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1021336 22767179 SH SOLE 0 0 22767179 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 672318 14644250 SH SOLE 0 0 14644250 VANGUARD INDEX FDS VALUE ETF 922908744 383663 3608573 SH SOLE 0 0 3608573 VANGUARD INDEX FDS MID CAP ETF 922908629 299705 1936330 SH SOLE 0 0 1936330 VANGUARD INDEX FDS GROWTH ETF 922908736 297004 2111655 SH SOLE 0 0 2111655 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 272689 14367175 SH SOLE 0 0 14367175 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 205123 1838516 SH SOLE 0 0 1838516 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 197906 5783330 SH SOLE 0 0 5783330 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 192912 5253608 SH SOLE 0 0 5253608 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 181122 9957250 SH SOLE 0 0 9957250 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 153960 1887458 SH SOLE 0 0 1887458 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 126767 1982289 SH SOLE 0 0 1982289 ISHARES TR MSCI EAFE ETF 464287465 123471 1756093 SH SOLE 0 0 1756093 ISHARES TR 1-3 YR TR BD ETF 464287457 120514 1437258 SH SOLE 0 0 1437258 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 119837 1511184 SH SOLE 0 0 1511184 ISHARES JP MOR EM MK ETF 464288281 110060 947976 SH SOLE 0 0 947976 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 103722 1254502 SH SOLE 0 0 1254502 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 101764 1070304 SH SOLE 0 0 1070304 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 93917 1923733 SH SOLE 0 0 1923733 ISHARES TR RUS 2000 VAL ETF 464287630 93247 741529 SH SOLE 0 0 741529 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 88987 746350 SH SOLE 0 0 746350 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 87589 3138284 SH SOLE 0 0 3138284 POWERSHARES ETF TR II EMER MRKT PORT 73936T763 67861 3039018 SH SOLE 0 0 3039018 ISHARES TR RUS 2000 GRW ETF 464287648 64621 346124 SH SOLE 0 0 346124 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 61446 961024 SH SOLE 0 0 961024 ISHARES TR GLOB TELECOM ETF 464287275 57858 955865 SH SOLE 0 0 955865 FLEXSHARES TR INTL QLTDV IDX 33939L837 51919 1937996 SH SOLE 0 0 1937996 ISHARES TR TIPS BD ETF 464287176 50369 441523 SH SOLE 0 0 441523 ISHARES INTRM GOV/CR ETF 464288612 46474 423411 SH SOLE 0 0 423411 ISHARES EAFE SML CP ETF 464288273 39537 612978 SH SOLE 0 0 612978 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 39157 495028 SH SOLE 0 0 495028 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 39122 306307 SH SOLE 0 0 306307 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 34129 599907 SH SOLE 0 0 599907 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 28821 549592 SH SOLE 0 0 549592 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 28501 524210 SH SOLE 0 0 524210 ISHARES MBS ETF 464288588 23223 217876 SH SOLE 0 0 217876 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 20281 280667 SH SOLE 0 0 280667 VANGUARD INDEX FDS SM CP VAL ETF 922908611 14516 109322 SH SOLE 0 0 109322 ISHARES INTL DEVPPTY ETF 464288422 11931 302063 SH SOLE 0 0 302063 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 11335 910452 SH SOLE 0 0 910452 ISHARES TR RUS 1000 VAL ETF 464287598 10223 82218 SH SOLE 0 0 82218 VANGUARD INDEX FDS SML CP GRW ETF 922908595 7833 48698 SH SOLE 0 0 48698 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 6262 63447 SH SOLE 0 0 63447 ISHARES MICRO-CAP ETF 464288869 5840 61013 SH SOLE 0 0 61013 ISHARES TR S&P 500 VAL ETF 464287408 4427 38748 SH SOLE 0 0 38748 VANGUARD WORLD FD MEGA GRWTH IND 921910816 4016 36074 SH SOLE 0 0 36074 ISHARES TR 7-10 Y TR BD ETF 464287440 3814 36127 SH SOLE 0 0 36127 ISHARES IBOXX HI YD ETF 464288513 3459 39640 SH SOLE 0 0 39640 ISHARES TR S&P 500 GRWT ETF 464287309 3191 20888 SH SOLE 0 0 20888 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2645 19274 SH SOLE 0 0 19274 SPDR SERIES TRUST BRCLYS INTER ETF 78464A672 2556 43023 SH SOLE 0 0 43023 ISHARES SHRT TRS BD ETF 464288679 1973 17902 SH SOLE 0 0 17902 ISHARES TR SP SMCP600GR ETF 464287887 1629 9572 SH SOLE 0 0 9572 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1622 19344 SH SOLE 0 0 19344 ISHARES TR RUS MDCP VAL ETF 464287473 1612 18086 SH SOLE 0 0 18086 POWERSHARES ETF TRUST FND PUR SMVAL PT 73935X864 1592 51691 SH SOLE 0 0 51691 ISHARES 10-20 YR TRS ETF 464288653 1529 11242 SH SOLE 0 0 11242 ISHARES TR SP SMCP600VL ETF 464287879 1083 7049 SH SOLE 0 0 7049 ISHARES TR RUS 1000 GRW ETF 464287614 902 6698 SH SOLE 0 0 6698 ISHARES TR RUS MD CP GR ETF 464287481 632 5235 SH SOLE 0 0 5235 ISHARES INC CORE MSCI EMKT 46434G103 505 8884 SH SOLE 0 0 8884 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 378 4410 SH SOLE 0 0 4410 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 300 10165 SH SOLE 0 0 10165 ISHARES TR S&P MC 400VL ETF 464287705 230 1437 SH SOLE 0 0 1437 ISHARES 3-7 YR TR BD ETF 464288661 206 1686 SH SOLE 0 0 1686 SPDR SERIES TRUST BLOMBRG BRC EMRG 78464A391 167 5624 SH SOLE 0 0 5624 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 162 1851 SH SOLE 0 0 1851 ISHARES CORE LT USDB ETF 464289479 131 2023 SH SOLE 0 0 2023 SPDR SERIES TRUST BARCLYS TIPS ETF 78464A656 100 1785 SH SOLE 0 0 1785 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 88 1333 SH SOLE 0 0 1333 VANGUARD WORLD FDS ENERGY ETF 92204A306 87 877 SH SOLE 0 0 877 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 86 2209 SH SOLE 0 0 2209 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 64 618 SH SOLE 0 0 618 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 59 564 SH SOLE 0 0 564 ISHARES TR CORE S&P US ETF 464287671 52 970 SH SOLE 0 0 970 POWERSHARES ETF TRUST RUSSELL MID GRW 73935X807 44 1037 SH SOLE 0 0 1037 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 39 515 SH SOLE 0 0 515 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 38 472 SH SOLE 0 0 472 ISHARES TR CORE MSCITOTAL 46432F834 34 532 SH SOLE 0 0 532 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 33 465 SH SOLE 0 0 465 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 27 493 SH SOLE 0 0 493 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 25 756 SH SOLE 0 0 756 ISHARES 1-3 YR CR BD ETF 464288646 24 234 SH SOLE 0 0 234 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 24 854 SH SOLE 0 0 854 VANGUARD INTL EQUITY INDEX GLB EX US ETF 922042676 23 383 SH SOLE 0 0 383 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 21 353 SH SOLE 0 0 353 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 21 513 SH SOLE 0 0 513 SPDR SERIES TRUST S&P 500 VALUE 78464A508 17 560 SH SOLE 0 0 560 ISHARES TR S&P MC 400GR ETF 464287606 14 67 SH SOLE 0 0 67 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 13 677 SH SOLE 0 0 677 ISHARES TR CORE S&P MCP ETF 464287507 10 54 SH SOLE 0 0 54 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 9 123 SH SOLE 0 0 123 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 9 68 SH SOLE 0 0 68 VANGUARD INDEX FDS REIT ETF 922908553 8 93 SH SOLE 0 0 93 ISHARES EM MKTS CURR ETF 464286517 8 160 SH SOLE 0 0 160 ISHARES TR CORE S&P SCP ETF 464287804 8 98 SH SOLE 0 0 98 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 7 86 SH SOLE 0 0 86 ISHARES TR CORE S&P US VLU 464287663 7 121 SH SOLE 0 0 121 ISHARES TR CORE MSCI EAFE 46432F842 6 93 SH SOLE 0 0 93 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 6 263 SH SOLE 0 0 263 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 6 26 SH SOLE 0 0 26 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 5 29 SH SOLE 0 0 29 PIMCO ETF TR 1-3YR USTREIDX 72201R106 3 52 SH SOLE 0 0 52 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3 48 SH SOLE 0 0 48 ISHARES TR MRNGSTR LG-CP GR 464287119 3 16 SH SOLE 0 0 16 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 2 70 SH SOLE 0 0 70 PROSHARES TR PRIV EQTY-LSTD 74348A533 2 63 SH SOLE 0 0 63 VANGUARD WORLD FDS TELCOMM ETF 92204A884 2 20 SH SOLE 0 0 20 ISHARES GLB INFRASTR ETF 464288372 1 25 SH SOLE 0 0 25 ISHARES TR MRGSTR MD CP VAL 464288406 1 5 SH SOLE 0 0 5 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1 6 SH SOLE 0 0 6 VANGUARD WORLD FDS MATERIALS ETF 92204A801 0 3 SH SOLE 0 0 3