0001461539-17-000007.txt : 20170809 0001461539-17-000007.hdr.sgml : 20170809 20170809093730 ACCESSION NUMBER: 0001461539-17-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170809 DATE AS OF CHANGE: 20170809 EFFECTIVENESS DATE: 20170809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE INVESTMENT MANAGEMENT, LLC CENTRAL INDEX KEY: 0001461539 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14657 FILM NUMBER: 171016652 BUSINESS ADDRESS: STREET 1: 200 S 108TH AVE CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 402-574-6040 MAIL ADDRESS: STREET 1: 200 S 108TH AVE CITY: OMAHA STATE: NE ZIP: 68154 FORMER COMPANY: FORMER CONFORMED NAME: Amerivest Investment Management LLC DATE OF NAME CHANGE: 20090407 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001461539 XXXXXXXX 06-30-2017 06-30-2017 TD AMERITRADE INVESTMENT MANAGEMENT, LLC

200 S 108TH AVE OMAHA NE 68154

13F HOLDINGS REPORT 028-14657 N Gerald Krager 4025746040 Gerald Krager Fort Worth TX 08-09-2017 0 95 7474879 false INFORMATION TABLE 2 form13f_document_20170630.xml JUNE 2017 13F FILING FLEXSHARES TR INTL QLTDV IDX 33939L837 46803 1858734 SH SOLE 0 0 1858734 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 172461 9377953 SH SOLE 0 0 9377953 ISHARES EM MKTS CURR ETF 464286517 4 80 SH SOLE 0 0 80 ISHARES TR MRNGSTR LG-CP GR 464287119 2 16 SH SOLE 0 0 16 ISHARES TR CORE S&P TTL STK 464287150 960796 17336632 SH SOLE 0 0 17336632 ISHARES TR TIPS BD ETF 464287176 110115 970776 SH SOLE 0 0 970776 ISHARES TR CORE US AGGBD ET 464287226 1420922 12975271 SH SOLE 0 0 12975271 ISHARES TR S&P 500 GRWT ETF 464287309 2798 20443 SH SOLE 0 0 20443 ISHARES TR S&P 500 VAL ETF 464287408 4096 39025 SH SOLE 0 0 39025 ISHARES TR 7-10 Y TR BD ETF 464287440 4110 38551 SH SOLE 0 0 38551 ISHARES TR 1-3 YR TR BD ETF 464287457 129177 1528905 SH SOLE 0 0 1528905 ISHARES TR MSCI EAFE ETF 464287465 134509 2063023 SH SOLE 0 0 2063023 ISHARES TR RUS MDCP VAL ETF 464287473 1528 18171 SH SOLE 0 0 18171 ISHARES TR RUS MD CP GR ETF 464287481 1253 11590 SH SOLE 0 0 11590 ISHARES TR RUS 1000 VAL ETF 464287598 9811 84266 SH SOLE 0 0 84266 ISHARES TR RUS 1000 GRW ETF 464287614 689 5786 SH SOLE 0 0 5786 ISHARES TR RUS 2000 VAL ETF 464287630 83452 702044 SH SOLE 0 0 702044 ISHARES TR RUS 2000 GRW ETF 464287648 55674 329881 SH SOLE 0 0 329881 ISHARES TR S&P MC 400VL ETF 464287705 201 1353 SH SOLE 0 0 1353 ISHARES TR SP SMCP600VL ETF 464287879 1008 7206 SH SOLE 0 0 7206 ISHARES TR SP SMCP600GR ETF 464287887 1536 9849 SH SOLE 0 0 9849 ISHARES EAFE SML CP ETF 464288273 34515 596729 SH SOLE 0 0 596729 ISHARES JP MOR EM MK ETF 464288281 248080 2169292 SH SOLE 0 0 2169292 ISHARES GLB INFRASTR ETF 464288372 4 84 SH SOLE 0 0 84 ISHARES TR MRGSTR MD CP VAL 464288406 1 5 SH SOLE 0 0 5 ISHARES INTL DEVPPTY ETF 464288422 10199 275497 SH SOLE 0 0 275497 ISHARES IBOXX HI YD ETF 464288513 2542 28760 SH SOLE 0 0 28760 ISHARES MBS ETF 464288588 51745 484687 SH SOLE 0 0 484687 ISHARES INTRM GOV/CR ETF 464288612 106943 966240 SH SOLE 0 0 966240 ISHARES 1-3 YR CR BD ETF 464288646 28 263 SH SOLE 0 0 263 ISHARES 10-20 YR TRS ETF 464288653 1583 11603 SH SOLE 0 0 11603 ISHARES 3-7 YR TR BD ETF 464288661 205 1659 SH SOLE 0 0 1659 ISHARES SHRT TRS BD ETF 464288679 2091 18957 SH SOLE 0 0 18957 ISHARES MRNING SM CP ETF 464288703 4 26 SH SOLE 0 0 26 ISHARES MICRO-CAP ETF 464288869 5197 58443 SH SOLE 0 0 58443 ISHARES TR CORE MSCITOTAL 46432F834 24 422 SH SOLE 0 0 422 ISHARES INC CORE MSCI EMKT 46434G103 155 3096 SH SOLE 0 0 3096 PIMCO ETF TR 1-3YR USTREIDX 72201R106 3 62 SH SOLE 0 0 62 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1 50 SH SOLE 0 0 50 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 10384 832715 SH SOLE 0 0 832715 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 18 513 SH SOLE 0 0 513 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 107 2962 SH SOLE 0 0 2962 POWERSHARES ETF TRUST FND PUR SMVAL PT 73935X864 1518 52023 SH SOLE 0 0 52023 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 12 617 SH SOLE 0 0 617 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 268 9160 SH SOLE 0 0 9160 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 79 1333 SH SOLE 0 0 1333 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 45 478 SH SOLE 0 0 478 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 6 26 SH SOLE 0 0 26 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 13 113 SH SOLE 0 0 113 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 187016 5434937 SH SOLE 0 0 5434937 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 185089 4975510 SH SOLE 0 0 4975510 SPDR SERIES TRUST S&P 500 VALUE 78464A508 16 142 SH SOLE 0 0 142 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 34 1223 SH SOLE 0 0 1223 SPDR SERIES TRUST BARCLYS TIPS ETF 78464A656 4 68 SH SOLE 0 0 68 SPDR SERIES TRUST BRCLYS INTER ETF 78464A672 2819 46945 SH SOLE 0 0 46945 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 59 617 SH SOLE 0 0 617 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 21 336 SH SOLE 0 0 336 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 14 285 SH SOLE 0 0 285 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 30 565 SH SOLE 0 0 565 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 92699 1169848 SH SOLE 0 0 1169848 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 16995 309336 SH SOLE 0 0 309336 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5124 57164 SH SOLE 0 0 57164 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 29697 457434 SH SOLE 0 0 457434 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 77887 3157155 SH SOLE 0 0 3157155 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 29348 430896 SH SOLE 0 0 430896 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 125998 2302601 SH SOLE 0 0 2302601 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4 86 SH SOLE 0 0 86 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 85830 4543681 SH SOLE 0 0 4543681 VANGUARD WORLD FD MEGA GRWTH IND 921910816 3722 37199 SH SOLE 0 0 37199 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 6 81 SH SOLE 0 0 81 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 80628 865660 SH SOLE 0 0 865660 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1612 19071 SH SOLE 0 0 19071 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 31304 392037 SH SOLE 0 0 392037 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 136159 1663923 SH SOLE 0 0 1663923 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 833842 20180105 SH SOLE 0 0 20180105 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 201 2570 SH SOLE 0 0 2570 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 27927 567271 SH SOLE 0 0 567271 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 17286 317989 SH SOLE 0 0 317989 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 77193 713958 SH SOLE 0 0 713958 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 598335 14654294 SH SOLE 0 0 14654294 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 114013 1424449 SH SOLE 0 0 1424449 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1 6 SH SOLE 0 0 6 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 192 2975 SH SOLE 0 0 2975 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 134 2553 SH SOLE 0 0 2553 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 0 6 SH SOLE 0 0 6 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 136 1555 SH SOLE 0 0 1555 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 185154 1799883 SH SOLE 0 0 1799883 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 34157 290255 SH SOLE 0 0 290255 VANGUARD INDEX FDS REIT ETF 922908553 5046 60624 SH SOLE 0 0 60624 VANGUARD INDEX FDS SML CP GRW ETF 922908595 6789 46587 SH SOLE 0 0 46587 VANGUARD INDEX FDS SM CP VAL ETF 922908611 12797 104120 SH SOLE 0 0 104120 VANGUARD INDEX FDS MID CAP ETF 922908629 261557 1835233 SH SOLE 0 0 1835233 VANGUARD INDEX FDS GROWTH ETF 922908736 257523 2027099 SH SOLE 0 0 2027099 VANGUARD INDEX FDS VALUE ETF 922908744 332645 3444953 SH SOLE 0 0 3444953 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1121 9009 SH SOLE 0 0 9009