Chief Compliance Officer

0001085146-19-001173.txt : 20190412 0001085146-19-001173.hdr.sgml : 20190412 20190412165708 ACCESSION NUMBER: 0001085146-19-001173 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190412 DATE AS OF CHANGE: 20190412 EFFECTIVENESS DATE: 20190412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Narwhal Capital Management CENTRAL INDEX KEY: 0001461287 IRS NUMBER: 202969572 STATE OF INCORPORATION: GA FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13509 FILM NUMBER: 19746871 BUSINESS ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 BUSINESS PHONE: 770-344-0172 MAIL ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001461287 XXXXXXXX 03-31-2019 03-31-2019 false Narwhal Capital Management

531 ROSELANE STREET SUITE 420 MARIETTA GA 30060

13F HOLDINGS REPORT 028-13509 N Andrew Hall Chief Compliance Officer 770-344-0172 /s/ Andrew Hall Marietta GA 04-12-2019 0 142 459623 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 4744 59340 SH SOLE 0 59340 0 ADOBE INC COM 00724f101 1476 5538 SH SOLE 0 5538 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609w102 1468 8047 SH SOLE 0 8047 0 ALPHABET INC CAP STK CL C 02079k107 17816 15184 SH SOLE 0 15184 0 ALTRIA GROUP INC COM 02209s103 3133 54562 SH SOLE 0 54562 0 AMAZON COM INC COM 023135106 5807 3261 SH SOLE 0 3261 0 AMERICAN EXPRESS CO COM 025816109 3605 32983 SH SOLE 0 32983 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 56 10069 SH SOLE 0 10069 0 AMERICAN INTL GROUP INC COM NEW 026874784 2943 68338 SH SOLE 0 68338 0 AMGEN INC COM 031162100 758 3991 SH SOLE 0 3991 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524a108 1482 17645 SH SOLE 0 17645 0 ANNALY CAP MGMT INC COM 035710409 2986 298935 SH SOLE 0 298935 0 ANTHEM INC COM 036752103 5158 17975 SH SOLE 0 17975 0 APPLE INC COM 037833100 16031 84395 SH SOLE 0 84395 0 AT&T INC COM 00206r102 2975 94869 SH SOLE 0 94869 0 BAIDU INC SPON ADR REP A 056752108 1088 6600 SH SOLE 0 6600 0 BANK AMER CORP COM 060505104 495 17954 SH SOLE 0 17954 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1807 6 SH SOLE 0 6 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 306 1524 SH SOLE 0 1524 0 BHP GROUP LTD SPONSORED ADS 088606108 1589 29060 SH SOLE 0 29060 0 BLACKROCK CR ALLCTN INC TR COM 092508100 148 11897 SH SOLE 0 11897 0 BLACKROCK INC COM 09247x101 2922 6837 SH SOLE 0 6837 0 BLACKROCK INCOME TR INC COM 09247F100 100 16866 SH SOLE 0 16866 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249x109 260 17332 SH SOLE 0 17332 0 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257p105 5719 257164 SH SOLE 0 257164 0 BLACKROCK MUNIASSETS FD INC COM 09254j102 474 31952 SH SOLE 0 31952 0 BLACKSTONE GROUP L P COM UNIT LTD 09253u108 3735 106805 SH SOLE 0 106805 0 BLACKSTONE MTG TR INC COM CL A 09257w100 499 14430 SH SOLE 0 14430 0 BOEING CO COM 097023105 8567 22461 SH SOLE 0 22461 0 BRISTOL MYERS SQUIBB CO COM 110122108 316 6631 SH SOLE 0 6631 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 671 19720 SH SOLE 0 19720 0 CABOT MICROELECTRONICS CORP COM 12709p103 4956 44264 SH SOLE 0 44264 0 CELGENE CORP COM 151020104 233 2472 SH SOLE 0 2472 0 CEMEX SAB DE CV SPON ADR NEW 151290889 817 176156 SH SOLE 0 176156 0 CHEVRON CORP NEW COM 166764100 3393 27545 SH SOLE 0 27545 0 CISCO SYS INC COM 17275r102 8461 156723 SH SOLE 0 156723 0 CITIGROUP INC COM NEW 172967424 8430 135486 SH SOLE 0 135486 0 COMCAST CORP NEW CL A 20030n101 6844 171197 SH SOLE 0 171197 0 COUSINS PPTYS INC COM 222795106 1338 138510 SH SOLE 0 138510 0 CVS HEALTH CORP COM 126650100 3737 69286 SH SOLE 0 69286 0 DIAGEO P L C SPON ADR NEW 25243q205 6027 36840 SH SOLE 0 36840 0 DISCOVER FINL SVCS COM 254709108 1129 15859 SH SOLE 0 15859 0 DISNEY WALT CO COM DISNEY 254687106 5916 53280 SH SOLE 0 53280 0 DOMINION ENERGY INC COM 25746u109 3571 46580 SH SOLE 0 46580 0 ENTERGY CORP NEW COM 29364g103 669 7000 SH SOLE 0 7000 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2569 88288 SH SOLE 0 88288 0 EXELON CORP COM 30161n101 3402 67860 SH SOLE 0 67860 0 EXXON MOBIL CORP COM 30231g102 5904 73074 SH SOLE 0 73074 0 FACEBOOK INC CL A 30303m102 2613 15678 SH SOLE 0 15678 0 FORD MTR CO DEL COM 345370860 1158 131925 SH SOLE 0 131925 0 GENERAL DYNAMICS CORP COM 369550108 6101 36040 SH SOLE 0 36040 0 GENERAL ELECTRIC CO COM 369604103 97 126500 SH Call SOLE 0 126500 0 GENERAL ELECTRIC CO COM 369604103 1525 152640 SH SOLE 0 152640 0 GENERAL MLS INC COM 370334104 805 15550 SH SOLE 0 15550 0 GENERAL MTRS CO COM 37045v100 1375 37055 SH SOLE 0 37055 0 GILEAD SCIENCES INC COM 375558103 2637 40560 SH SOLE 0 40560 0 GOLDMAN SACHS GROUP INC COM 38141g104 4143 21578 SH SOLE 0 21578 0 GRAPHIC PACKAGING HLDG CO COM 388689101 342 27080 SH SOLE 0 27080 0 HCA HEALTHCARE INC COM 40412c101 925 7096 SH SOLE 0 7096 0 HOME DEPOT INC COM 437076102 4377 22810 SH SOLE 0 22810 0 INTEL CORP COM 458140100 7517 139987 SH SOLE 0 139987 0 INTERNATIONAL BUSINESS MACHS COM 459200101 862 6110 SH SOLE 0 6110 0 INVESCO QQQ TR UNIT SER 1 46090E103 1347 7499 SH SOLE 0 7499 0 ISHARES GOLD TRUST ISHARES 464285105 9228 745404 SH SOLE 0 745404 0 ISHARES SILVER TRUST ISHARES 46428q109 528 37250 SH SOLE 0 37250 0 ISHARES TR SELECT DIVID ETF 464287168 1833 18669 SH SOLE 0 18669 0 ISHARES TR CORE S&P500 ETF 464287200 28843 101361 SH SOLE 0 101361 0 ISHARES TR MSCI EMG MKT ETF 464287234 689 16059 SH SOLE 0 16059 0 ISHARES TR IBOXX INV CP ETF 464287242 233 1961 SH SOLE 0 1961 0 ISHARES TR S&P 500 VAL ETF 464287408 7017 62237 SH SOLE 0 62237 0 ISHARES TR RUS MID CAP ETF 464287499 383 7100 SH SOLE 0 7100 0 ISHARES TR RUS 1000 GRW ETF 464287614 2750 18168 SH SOLE 0 18168 0 ISHARES TR RUSSELL 2000 ETF 464287655 236 1539 SH SOLE 0 1539 0 ISHARES TR S&P MC 400VL ETF 464287705 200 1276 SH SOLE 0 1276 0 ISHARES TR US HLTHCARE ETF 464287762 223 1150 SH SOLE 0 1150 0 ISHARES TR CORE S&P SCP ETF 464287804 1308 16958 SH SOLE 0 16958 0 ISHARES TR INTL SEL DIV ETF 464288448 393 12741 SH SOLE 0 12741 0 ISHARES TR EAFE VALUE ETF 464288877 658 13456 SH SOLE 0 13456 0 ISHARES TR MSCI INDIA ETF 46429B598 338 9585 SH SOLE 0 9585 0 JOHNSON & JOHNSON COM 478160104 6679 47782 SH SOLE 0 47782 0 JOHNSON CTLS INTL PLC SHS g51502105 1044 28275 SH SOLE 0 28275 0 JPMORGAN CHASE & CO COM 46625h100 9915 97943 SH SOLE 0 97943 0 KANSAS CITY SOUTHERN COM NEW 485170302 3685 31773 SH SOLE 0 31773 0 KINDER MORGAN INC DEL COM 49456b101 2989 149397 SH SOLE 0 149397 0 LAS VEGAS SANDS CORP COM 517834107 665 10905 SH SOLE 0 10905 0 LOCKHEED MARTIN CORP COM 539830109 4080 13592 SH SOLE 0 13592 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1779 29350 SH SOLE 0 29350 0 MARKEL CORP COM 570535104 847 850 SH SOLE 0 850 0 MAXIM INTEGRATED PRODS INC COM 57772K101 2455 46182 SH SOLE 0 46182 0 MERCK & CO INC COM 58933y105 5635 67748 SH SOLE 0 67748 0 METLIFE INC COM 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293 5679 SH SOLE 0 5679 0 ORACLE CORP COM 68389x105 1977 36813 SH SOLE 0 36813 0 PEPSICO INC COM 713448108 5572 45471 SH SOLE 0 45471 0 PFIZER INC COM 717081103 7737 182180 SH SOLE 0 182180 0 PHILIP MORRIS INTL INC COM 718172109 1772 20052 SH SOLE 0 20052 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 553 22575 SH SOLE 0 22575 0 PROCTER AND GAMBLE CO COM 742718109 8011 76989 SH SOLE 0 76989 0 QUALCOMM INC COM 747525103 2519 44162 SH SOLE 0 44162 0 RAYTHEON CO COM NEW 755111507 8204 45057 SH SOLE 0 45057 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 1514 232230 SH SOLE 0 232230 0 SELECT SECTOR SPDR TR ENERGY 81369y506 793 11992 SH SOLE 0 11992 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 532 9148 SH SOLE 0 9148 0 SKYWORKS SOLUTIONS INC COM 83088m102 2862 34701 SH SOLE 0 34701 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467x109 2414 9317 SH SOLE 0 9317 0 SPDR GOLD TRUST GOLD SHS 78463v107 3268 26786 SH SOLE 0 26786 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 271 7123 SH SOLE 0 7123 0 STARBUCKS CORP COM 855244109 4347 58471 SH SOLE 0 58471 0 TARGET CORP COM 87612E106 2498 31124 SH SOLE 0 31124 0 TEMPLETON GLOBAL INCOME FD COM 880198106 63 10063 SH SOLE 0 10063 0 UNILEVER PLC SPON ADR NEW 904767704 5951 103107 SH SOLE 0 103107 0 UNITED TECHNOLOGIES CORP COM 913017109 2571 19945 SH SOLE 0 19945 0 UNITEDHEALTH GROUP INC COM 91324p102 8244 33343 SH SOLE 0 33343 0 VALERO ENERGY CORP NEW COM 91913y100 3853 45417 SH SOLE 0 45417 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 736 8466 SH SOLE 0 8466 0 VANGUARD INDEX FDS MID CAP ETF 922908629 239 1489 SH SOLE 0 1489 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 579 5018 SH SOLE 0 5018 0 VANGUARD INDEX FDS GROWTH ETF 922908736 282 1800 SH SOLE 0 1800 0 VANGUARD INDEX FDS VALUE ETF 922908744 433 4027 SH SOLE 0 4027 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1651 38851 SH SOLE 0 38851 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 573 10694 SH SOLE 0 10694 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206c870 350 4025 SH SOLE 0 4025 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 419 2995 SH SOLE 0 2995 0 VENTAS INC COM 92276f100 1541 24150 SH SOLE 0 24150 0 VERIZON COMMUNICATIONS INC COM 92343v104 5174 87503 SH SOLE 0 87503 0 VULCAN MATLS CO COM 929160109 25872 218511 SH SOLE 0 218511 0 WALMART INC COM 931142103 509 5218 SH SOLE 0 5218 0 WELLS FARGO CO NEW COM 949746101 4897 101340 SH SOLE 0 101340 0