0001085146-14-002170.txt : 20141112
0001085146-14-002170.hdr.sgml : 20141111
20141110204311
ACCESSION NUMBER: 0001085146-14-002170
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141110
EFFECTIVENESS DATE: 20141112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Narwhal Capital Management
CENTRAL INDEX KEY: 0001461287
IRS NUMBER: 202969572
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1208
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13509
FILM NUMBER: 141210490
BUSINESS ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
BUSINESS PHONE: 770-344-0172
MAIL ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001461287
XXXXXXXX
09-30-2014
09-30-2014
false
Narwhal Capital Management
531 ROSELANE STREET
SUITE 420
MARIETTA
GA
30060
13F HOLDINGS REPORT
028-13509
N
John Holt
Chief Compliance Officer
770-344-0172
/s/ John Holt
Marietta
GA
10-17-2014
0
135
249041
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579y101
878
6200
SH
SOLE
6200
0
0
ACE LTD
SHS
h0023r105
1414
13485
SH
SOLE
13485
0
0
ADVANCE AUTO PARTS INC
COM
00751y106
1578
12109
SH
SOLE
12109
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877r108
1641
38300
SH
SOLE
38300
0
0
ALTRIA GROUP INC
COM
02209s103
2524
54935
SH
SOLE
54935
0
0
AMAZON COM INC
COM
023135106
413
1280
SH
SOLE
1280
0
0
AMERICAN AIRLS GROUP INC
COM
02376r102
947
26700
SH
SOLE
26700
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
3651
67584
SH
SOLE
67584
0
0
AMGEN INC
COM
031162100
1422
10125
SH
SOLE
10125
0
0
ANNALY CAP MGMT INC
COM
035710409
1634
152950
SH
SOLE
152950
0
0
APPLE INC
COM
037833100
7476
74205
SH
SOLE
74205
0
0
BANK AMER CORP
COM
060505104
1660
97332
SH
SOLE
97332
0
0
BANK AMER CORP
COM
060505104
426
25000
SH
Call
SOLE
25000
0
0
BANK AMER CORP
*W EXP 01/16/201
060505146
307
41000
SH
SOLE
41000
0
0
BB&T CORP
COM
054937107
213
5722
SH
SOLE
5722
0
0
BECTON DICKINSON & CO
COM
075887109
794
6975
SH
SOLE
6975
0
0
BED BATH & BEYOND INC
COM
075896100
568
8625
SH
SOLE
8625
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
693
11770
SH
SOLE
11770
0
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
812
61022
SH
SOLE
61022
0
0
BLACKROCK INC
COM
09247x101
1573
4790
SH
SOLE
4790
0
0
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257p105
1474
74170
SH
SOLE
74170
0
0
BLACKROCK MUNIASSETS FD INC
COM
09254j102
1905
145100
SH
SOLE
145100
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253u108
1624
51600
SH
SOLE
51600
0
0
BOEING CO
COM
097023105
2159
16950
SH
SOLE
16950
0
0
BP PLC
SPONSORED ADR
055622104
2619
59595
SH
SOLE
59595
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
1788
22450
SH
SOLE
22450
0
0
CARNIVAL CORP
PAIRED CTF
143658300
982
24450
SH
SOLE
24450
0
0
CATERPILLAR INC DEL
COM
149123101
2142
21625
SH
SOLE
21625
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
1158
88800
SH
SOLE
88800
0
0
CHEVRON CORP NEW
COM
166764100
3737
31320
SH
SOLE
31320
0
0
CIGNA CORPORATION
COM
125509109
1088
12000
SH
SOLE
12000
0
0
CISCO SYS INC
COM
17275r102
2731
108500
SH
SOLE
108500
0
0
CITIGROUP INC
COM NEW
172967424
3516
67850
SH
SOLE
67850
0
0
CLIFFS NAT RES INC
COM
18683k101
698
67200
SH
SOLE
67200
0
0
COCA COLA CO
COM
191216100
808
18951
SH
SOLE
18951
0
0
COMCAST CORP NEW
CL A
20030n101
3036
56450
SH
SOLE
56450
0
0
DIAGEO P L C
SPON ADR NEW
25243q205
1812
15700
SH
SOLE
15700
0
0
DISNEY WALT CO
COM DISNEY
254687106
307
3450
SH
SOLE
3450
0
0
E M C CORP MASS
COM
268648102
2857
97650
SH
SOLE
97650
0
0
EBAY INC
COM
278642103
1998
35288
SH
SOLE
35288
0
0
EL PASO PIPELINE PARTNERS L
COM UNIT LPI
283702108
977
24329
SH
SOLE
24329
0
0
ENERGIZER HLDGS INC
COM
29266r108
525
4260
SH
SOLE
4260
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
1038
25760
SH
SOLE
25760
0
0
ETFS GOLD TR
SHS
26922y105
1949
16450
SH
SOLE
16450
0
0
EXELON CORP
COM
30161n101
1586
46520
SH
SOLE
46520
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219g108
970
13740
SH
SOLE
13740
0
0
EXXON MOBIL CORP
COM
30231g102
4036
42911
SH
SOLE
42911
0
0
FIRSTENERGY CORP
COM
337932107
831
24750
SH
SOLE
24750
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
2130
144000
SH
SOLE
144000
0
0
GAMESTOP CORP NEW
CL A
36467w109
284
6900
SH
SOLE
6900
0
0
GENERAL DYNAMICS CORP
COM
369550108
4203
33071
SH
SOLE
33071
0
0
GENERAL ELECTRIC CO
COM
369604103
5997
234061
SH
SOLE
234061
0
0
GENERAL MLS INC
COM
370334104
1052
20850
SH
SOLE
20850
0
0
GILEAD SCIENCES INC
COM
375558103
1001
9400
SH
SOLE
9400
0
0
GOLDMAN SACHS GROUP INC
COM
38141g104
2474
13475
SH
SOLE
13475
0
0
GOOGLE INC
CL A
38259p508
1828
3107
SH
SOLE
3107
0
0
GOOGLE INC
CL C
38259p706
3196
5535
SH
SOLE
5535
0
0
HCA HOLDINGS INC
COM
40412c101
2050
29075
SH
SOLE
29075
0
0
HCP INC
COM
40414l109
1485
37400
SH
SOLE
37400
0
0
HOLLYFRONTIER CORP
COM
436106108
791
18100
SH
SOLE
18100
0
0
HOME DEPOT INC
COM
437076102
973
10601
SH
SOLE
10601
0
0
INTEL CORP
COM
458140100
4257
122253
SH
SOLE
122253
0
0
ISHARES
MSCI FRNTR100ETF
464286145
496
13100
SH
SOLE
13100
0
0
ISHARES
MSCI EM EMEA ETF
464286384
558
11600
SH
SOLE
11600
0
0
ISHARES
MSCI STH KOR ETF
464286772
1395
23046
SH
SOLE
23046
0
0
ISHARES
INTL SEL DIV ETF
464288448
644
17981
SH
SOLE
17981
0
0
ISHARES
U.S. AER&DEF ETF
464288760
699
6500
SH
SOLE
6500
0
0
ISHARES
EAFE VALUE ETF
464288877
799
14606
SH
SOLE
14606
0
0
ISHARES GOLD TRUST
ISHARES
464285105
513
43850
SH
SOLE
43850
0
0
ISHARES SILVER TRUST
ISHARES
46428q109
649
39707
SH
SOLE
39707
0
0
ISHARES TR
SELECT DIVID ETF
464287168
684
9255
SH
SOLE
9255
0
0
ISHARES TR
CORE S&P500 ETF
464287200
2405
12130
SH
SOLE
12130
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
642
15451
SH
SOLE
15451
0
0
ISHARES TR
MSCI EAFE ETF
464287465
452
7043
SH
SOLE
7043
0
0
ISHARES TR
RUS MID-CAP ETF
464287499
253
1600
SH
SOLE
1600
0
0
ISHARES TR
GLOBAL 100 ETF
464287572
240
3100
SH
SOLE
3100
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
1446
15778
SH
SOLE
15778
0
0
ISHARES TR
U.S. UTILITS ETF
464287697
221
2100
SH
SOLE
2100
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
277
4000
SH
SOLE
4000
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
1235
11845
SH
SOLE
11845
0
0
ISHARES TR
EUROPE ETF
464287861
658
14606
SH
SOLE
14606
0
0
ISHARES TR
MSCI RUSSIA CAP
46429b705
719
41649
SH
SOLE
41649
0
0
JOHNSON & JOHNSON
COM
478160104
4532
42521
SH
SOLE
42521
0
0
JPMORGAN CHASE & CO
COM
46625h100
5041
83674
SH
SOLE
83674
0
0
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
1108
11880
SH
SOLE
11880
0
0
KRAFT FOODS GROUP INC
COM
50076q106
526
9333
SH
SOLE
9333
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
1148
9650
SH
SOLE
9650
0
0
LOCKHEED MARTIN CORP
COM
539830109
2431
13300
SH
SOLE
13300
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
2572
30550
SH
SOLE
30550
0
0
MARKEL CORP
COM
570535104
722
1135
SH
SOLE
1135
0
0
MEDTRONIC INC
COM
585055106
2586
41750
SH
SOLE
41750
0
0
MERCK & CO INC NEW
COM
58933y105
2193
37000
SH
SOLE
37000
0
0
MERCK & CO INC NEW
COM
58933y105
771
13000
SH
Call
SOLE
13000
0
0
MICHAELS COS INC
COM
59408q106
1005
57484
SH
SOLE
57484
0
0
MICRON TECHNOLOGY INC
COM
595112103
1718
50150
SH
SOLE
50150
0
0
MICROSOFT CORP
COM
594918104
6484
139870
SH
SOLE
139870
0
0
MOLSON COORS BREWING CO
CL B
60871r209
2777
37300
SH
SOLE
37300
0
0
NASDAQ OMX GROUP INC
COM
631103108
993
23400
SH
SOLE
23400
0
0
NEXTERA ENERGY INC
COM
65339f101
2532
26975
SH
SOLE
26975
0
0
NORTHROP GRUMMAN CORP
COM
666807102
3142
23850
SH
SOLE
23850
0
0
NOVARTIS A G
SPONSORED ADR
66987v109
2247
23875
SH
SOLE
23875
0
0
NUVEEN MUN ADVANTAGE FD INC
COM
67062h106
1538
114029
SH
SOLE
114029
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
2381
253000
SH
SOLE
253000
0
0
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061t101
277
26515
SH
SOLE
26515
0
0
OMNICOM GROUP INC
COM
681919106
482
7000
SH
SOLE
7000
0
0
PEPSICO INC
COM
713448108
2374
25500
SH
SOLE
25500
0
0
PFIZER INC
COM
717081103
3548
119972
SH
SOLE
119972
0
0
PHILIP MORRIS INTL INC
COM
718172109
2879
34515
SH
SOLE
34515
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1957
33250
SH
SOLE
33250
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935a104
539
5460
SH
SOLE
5460
0
0
PROCTER & GAMBLE CO
COM
742718109
2909
34737
SH
SOLE
34737
0
0
QUALCOMM INC
COM
747525103
523
7000
SH
SOLE
7000
0
0
RAYTHEON CO
COM NEW
755111507
3301
32480
SH
SOLE
32480
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
1166
23700
SH
SOLE
23700
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355w106
1102
14545
SH
SOLE
14545
0
0
SKYWORKS SOLUTIONS INC
COM
83088m102
572
9850
SH
SOLE
9850
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467x109
978
5750
SH
SOLE
5750
0
0
SPDR GOLD TRUST
GOLD SHS
78463v107
3846
33095
SH
SOLE
33095
0
0
SPDR GOLD TRUST
GOLD SHS
78463v107
697
6000
SH
Call
SOLE
6000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462f103
240
1217
SH
SOLE
1217
0
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764l108
1351
28000
SH
SOLE
28000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
2218
41270
SH
SOLE
41270
0
0
TRAVELERS COMPANIES INC
COM
89417e109
282
3000
SH
SOLE
3000
0
0
TWITTER INC
COM
90184l102
750
14550
SH
SOLE
14550
0
0
UNILEVER PLC
SPON ADR NEW
904767704
2486
59325
SH
SOLE
59325
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1529
14475
SH
SOLE
14475
0
0
UNITEDHEALTH GROUP INC
COM
91324p102
1834
21260
SH
SOLE
21260
0
0
VALERO ENERGY CORP NEW
COM
91913y100
1270
27450
SH
SOLE
27450
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
418
5000
SH
SOLE
5000
0
0
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
695
14085
SH
SOLE
14085
0
0
VERIZON COMMUNICATIONS INC
COM
92343v104
2010
40202
SH
SOLE
40202
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857w308
736
22382
SH
SOLE
22382
0
0
VULCAN MATLS CO
COM
929160109
25775
427946
SH
SOLE
427946
0
0
WELLPOINT INC
COM
94973v107
2530
21150
SH
SOLE
21150
0
0
WELLS FARGO & CO NEW
COM
949746101
1639
31600
SH
SOLE
31600
0
0