0001085146-14-000228.txt : 20140204
0001085146-14-000228.hdr.sgml : 20140204
20140204160456
ACCESSION NUMBER: 0001085146-14-000228
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140204
DATE AS OF CHANGE: 20140204
EFFECTIVENESS DATE: 20140204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Narwhal Capital Management
CENTRAL INDEX KEY: 0001461287
IRS NUMBER: 202969572
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1208
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13509
FILM NUMBER: 14572252
BUSINESS ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
BUSINESS PHONE: 770-344-0172
MAIL ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001461287
XXXXXXXX
12-31-2013
12-31-2013
false
Narwhal Capital Management
531 ROSELANE STREET
SUITE 420
MARIETTA
GA
30060
13F HOLDINGS REPORT
028-13509
N
John Holt
Chief Compliance Officer
770-344-0172
/s/ John Holt
Marietta
GA
02-03-2014
0
134
242884
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579y101
1150
8200
SH
SOLE
8200
0
0
ABBVIE INC
COM
00287y109
1043
19750
SH
SOLE
19750
0
0
ACE LTD
SHS
h0023r105
1375
13285
SH
SOLE
13285
0
0
ACTIVISION BLIZZARD INC
COM
00507v109
802
45000
SH
SOLE
45000
0
0
AES CORP
COM
00130h105
1336
92050
SH
SOLE
92050
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877r108
1359
17650
SH
SOLE
17650
0
0
ALTRIA GROUP INC
COM
02209s103
1875
48835
SH
SOLE
48835
0
0
AMAZON COM INC
COM
023135106
514
1290
SH
SOLE
1290
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
2461
48200
SH
SOLE
48200
0
0
AMGEN INC
COM
031162100
1171
10265
SH
SOLE
10265
0
0
ANNALY CAP MGMT INC
COM
035710409
1324
132800
SH
SOLE
132800
0
0
APACHE CORP
COM
037411105
474
5520
SH
SOLE
5520
0
0
APPLE INC
COM
037833100
6281
11195
SH
SOLE
11195
0
0
AT&T INC
COM
00206r102
1793
51000
SH
SOLE
51000
0
0
BABCOCK & WILCOX CO NEW
COM
05615f102
274
8000
SH
SOLE
8000
0
0
BANK OF AMERICA CORPORATION
COM
060505104
2324
149280
SH
SOLE
149280
0
0
BANK OF AMERICA CORPORATION
COM
060505104
389
25000
SH
Call
SOLE
25000
0
0
BB&T CORP
COM
054937107
288
7722
SH
SOLE
7722
0
0
BECTON DICKINSON & CO
COM
075887109
771
6975
SH
SOLE
6975
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
816
11970
SH
SOLE
11970
0
0
BLACKROCK INC
COM
09247x101
1516
4790
SH
SOLE
4790
0
0
BLACKROCK MUNIASSETS FD INC
COM
09254j102
1094
94750
SH
SOLE
94750
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253u108
1625
51600
SH
SOLE
51600
0
0
BOEING CO
COM
097023105
2354
17250
SH
SOLE
17250
0
0
BP PLC
SPONSORED ADR
055622104
2361
48575
SH
SOLE
48575
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
1685
23725
SH
SOLE
23725
0
0
CARNIVAL CORP
PAIRED CTF
143658300
825
20550
SH
SOLE
20550
0
0
CATERPILLAR INC DEL
COM
149123101
1714
18875
SH
SOLE
18875
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
1010
85409
SH
SOLE
85409
0
0
CENTURYLINK INC
COM
156700106
1294
40640
SH
SOLE
40640
0
0
CHEVRON CORP NEW
COM
166764100
3916
31350
SH
SOLE
31350
0
0
CIGNA CORPORATION
COM
125509109
1400
16000
SH
SOLE
16000
0
0
CISCO SYS INC
COM
17275r102
2164
96500
SH
SOLE
96500
0
0
CITIGROUP INC
COM NEW
172967424
2288
43900
SH
SOLE
43900
0
0
COACH INC
COM
189754104
539
9600
SH
SOLE
9600
0
0
COCA COLA CO
COM
191216100
2244
54326
SH
SOLE
54326
0
0
COMCAST CORP NEW
CL A
20030n101
2987
57475
SH
SOLE
57475
0
0
CORNING INC
COM
219350105
1619
90850
SH
SOLE
90850
0
0
DIAGEO P L C
SPON ADR NEW
25243q205
530
4000
SH
SOLE
4000
0
0
DUKE ENERGY CORP NEW
COM NEW
26441c204
361
5224
SH
SOLE
5224
0
0
E M C CORP MASS
COM
268648102
1889
75100
SH
SOLE
75100
0
0
EBAY INC
COM
278642103
1542
28100
SH
SOLE
28100
0
0
EL PASO PIPELINE PARTNERS L
COM UNIT LPI
283702108
801
22250
SH
SOLE
22250
0
0
ENI S P A
SPONSORED ADR
26874r108
1098
22650
SH
SOLE
22650
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
1241
18720
SH
SOLE
18720
0
0
ETFS GOLD TR
SHS
26922y105
1947
16450
SH
SOLE
16450
0
0
EXELON CORP
COM
30161n101
1447
52820
SH
SOLE
52820
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219g108
773
11000
SH
SOLE
11000
0
0
EXXON MOBIL CORP
COM
30231g102
4150
41012
SH
SOLE
41012
0
0
FIRST SOLAR INC
COM
336433107
317
5800
SH
SOLE
5800
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
2029
131500
SH
SOLE
131500
0
0
GENERAL DYNAMICS CORP
COM
369550108
3487
36496
SH
SOLE
36496
0
0
GENERAL ELECTRIC CO
COM
369604103
3910
139500
SH
SOLE
139500
0
0
GENERAL MLS INC
COM
370334104
1934
38750
SH
SOLE
38750
0
0
GENERAL MTRS CO
COM
37045v100
1285
31450
SH
SOLE
31450
0
0
GOLDMAN SACHS GROUP INC
COM
38141g104
2389
13475
SH
SOLE
13475
0
0
GOOGLE INC
CL A
38259p508
4741
4230
SH
SOLE
4230
0
0
HCA HOLDINGS INC
COM
40412c101
595
12475
SH
SOLE
12475
0
0
HCP INC
COM
40414l109
1006
27700
SH
SOLE
27700
0
0
HOLLYFRONTIER CORP
COM
436106108
939
18900
SH
SOLE
18900
0
0
HOME DEPOT INC
COM
437076102
2304
27979
SH
SOLE
27979
0
0
INTEL CORP
COM
458140100
3181
122554
SH
SOLE
122554
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1285
6851
SH
SOLE
6851
0
0
ISHARES
MSCI FRNTR100ETF
464286145
442
13100
SH
SOLE
13100
0
0
ISHARES
MSCI EM EMEA ETF
464286384
620
11600
SH
SOLE
11600
0
0
ISHARES
EMU ETF
464286608
385
9300
SH
SOLE
9300
0
0
ISHARES
MSCI JAPAN ETF
464286848
206
17000
SH
SOLE
17000
0
0
ISHARES
SELECT DIVID ETF
464287168
621
8705
SH
SOLE
8705
0
0
ISHARES
CORE S&P500 ETF
464287200
2832
15253
SH
SOLE
15253
0
0
ISHARES
CORE S&P500 ETF
464287200
9097
49000
SH
Put
SOLE
49000
0
0
ISHARES
MSCI EMG MKT ETF
464287234
267
6400
SH
SOLE
6400
0
0
ISHARES
RUS MID-CAP ETF
464287499
274
1825
SH
SOLE
1825
0
0
ISHARES
GLOBAL 100 ETF
464287572
239
3100
SH
SOLE
3100
0
0
ISHARES
RUS 1000 GRW ETF
464287614
1355
15766
SH
SOLE
15766
0
0
ISHARES
U.S. UTILITS ETF
464287697
206
2150
SH
SOLE
2150
0
0
ISHARES
U.S. REAL ES ETF
464287739
252
4000
SH
SOLE
4000
0
0
ISHARES
CORE S&P SCP ETF
464287804
621
5695
SH
SOLE
5695
0
0
ISHARES
INTL SEL DIV ETF
464288448
1546
40746
SH
SOLE
40746
0
0
ISHARES
U.S. AER&DEF ETF
464288760
624
5900
SH
SOLE
5900
0
0
ISHARES
EAFE VALUE ETF
464288877
827
14456
SH
SOLE
14456
0
0
ISHARES GOLD TRUST
ISHARES
464285105
393
33650
SH
SOLE
33650
0
0
ISHARES SILVER TRUST
ISHARES
46428q109
691
36950
SH
SOLE
36950
0
0
JOHNSON & JOHNSON
COM
478160104
4204
45903
SH
SOLE
45903
0
0
JPMORGAN CHASE & CO
COM
46625h100
5270
90124
SH
SOLE
90124
0
0
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
1436
17800
SH
SOLE
17800
0
0
KRAFT FOODS GROUP INC
COM
50076q106
710
13165
SH
SOLE
13165
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
1031
9650
SH
SOLE
9650
0
0
LILLY ELI & CO
COM
532457108
535
10500
SH
SOLE
10500
0
0
LOCKHEED MARTIN CORP
COM
539830109
1977
13300
SH
SOLE
13300
0
0
LORILLARD INC
COM
544147101
1340
26450
SH
SOLE
26450
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
2066
32650
SH
SOLE
32650
0
0
MCDONALDS CORP
COM
580135101
944
9725
SH
SOLE
9725
0
0
MEDTRONIC INC
COM
585055106
2344
40850
SH
SOLE
40850
0
0
MERCK & CO INC NEW
COM
58933y105
1767
35300
SH
SOLE
35300
0
0
MICROSOFT CORP
COM
594918104
4747
126881
SH
SOLE
126881
0
0
MOLSON COORS BREWING CO
CL B
60871r209
2327
41450
SH
SOLE
41450
0
0
NASDAQ OMX GROUP INC
COM
631103108
1242
31200
SH
SOLE
31200
0
0
NEXTERA ENERGY INC
COM
65339f101
2320
27100
SH
SOLE
27100
0
0
NORTHROP GRUMMAN CORP
COM
666807102
3135
27350
SH
SOLE
27350
0
0
NOVARTIS A G
SPONSORED ADR
66987v109
1929
24000
SH
SOLE
24000
0
0
NUVEEN MUN ADVANTAGE FD INC
COM
67062h106
693
57000
SH
SOLE
57000
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
1356
150000
SH
SOLE
150000
0
0
OMNICOM GROUP INC
COM
681919106
521
7000
SH
SOLE
7000
0
0
ORACLE CORP
COM
68389x105
1880
49150
SH
SOLE
49150
0
0
PEPSICO INC
COM
713448108
1265
15250
SH
SOLE
15250
0
0
PFIZER INC
COM
717081103
3571
116598
SH
SOLE
116598
0
0
PHILIP MORRIS INTL INC
COM
718172109
3075
35295
SH
SOLE
35295
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1799
34750
SH
SOLE
34750
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936q769
548
22030
SH
SOLE
22030
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935a104
812
9226
SH
SOLE
9226
0
0
PROCTER & GAMBLE CO
COM
742718109
2832
34788
SH
SOLE
34788
0
0
RAYTHEON CO
COM NEW
755111507
2327
25655
SH
SOLE
25655
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
1371
24300
SH
SOLE
24300
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355w106
538
7553
SH
SOLE
7553
0
0
SKYWORKS SOLUTIONS INC
COM
83088m102
234
8200
SH
SOLE
8200
0
0
SOUTHERN CO
COM
842587107
635
15450
SH
SOLE
15450
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467x109
2209
13350
SH
SOLE
13350
0
0
SPDR GOLD TRUST
GOLD SHS
78463v107
697
6000
SH
Call
SOLE
6000
0
0
SPDR GOLD TRUST
GOLD SHS
78463v107
3682
31705
SH
SOLE
31705
0
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764l108
1812
24000
SH
SOLE
24000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
2242
55950
SH
SOLE
55950
0
0
TRAVELERS COMPANIES INC
COM
89417e109
226
2500
SH
SOLE
2500
0
0
TUPPERWARE BRANDS CORP
COM
899896104
2056
21750
SH
SOLE
21750
0
0
UNILEVER PLC
SPON ADR NEW
904767704
1634
39650
SH
SOLE
39650
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1664
14625
SH
SOLE
14625
0
0
UNITEDHEALTH GROUP INC
COM
91324p102
1817
24125
SH
SOLE
24125
0
0
VALERO ENERGY CORP NEW
COM
91913y100
1361
27000
SH
SOLE
27000
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
265
3200
SH
SOLE
3200
0
0
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857w209
1965
50000
SH
SOLE
50000
0
0
VULCAN MATLS CO
COM
929160109
25904
435951
SH
SOLE
435951
0
0
WAL-MART STORES INC
COM
931142103
1019
12950
SH
SOLE
12950
0
0
WELLPOINT INC
COM
94973v107
2305
24950
SH
SOLE
24950
0
0
WELLS FARGO & CO NEW
COM
949746101
1435
31600
SH
SOLE
31600
0
0
WILLIAMS PARTNERS L P
COM UNIT L P
96950f104
676
13300
SH
SOLE
13300
0
0