-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CbLkVnQcmPXvfLuFBBGUoiE82TvHbyNPm3FKKudl2WdAi7p9QRYoMQtqeKPGBiAx GaYsgukMJbDDXYVDIdqgxA== 0001085146-10-000451.txt : 20100513 0001085146-10-000451.hdr.sgml : 20100513 20100513165916 ACCESSION NUMBER: 0001085146-10-000451 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100513 DATE AS OF CHANGE: 20100513 EFFECTIVENESS DATE: 20100513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Narwhal Capital Management CENTRAL INDEX KEY: 0001461287 IRS NUMBER: 202969572 STATE OF INCORPORATION: GA FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13509 FILM NUMBER: 10829364 BUSINESS ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 BUSINESS PHONE: 770-344-0172 MAIL ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 13F-HR 1 narw1q10.txt NARWHAL CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Narwhal Capital Management Address: 531 Roselane Street, Suite 420 Marietta, GA 30060 13F File Number: 28-13509 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sean Dunehew Title: Chief Compliance Officer Phone: 770-344-0172 Signature, Place, and Date of Signing: /s/ Sean Dunehew Marietta, GA April 30, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 111 Form 13F Information Table Value Total: $137,748 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 2269 27150 SH SOLE 27150 0 0 ADOBE SYS INC COM 00724f101 905 25600 SH SOLE 25600 0 0 AES CORP COM 00130H105 1015 92300 SH SOLE 92300 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 377 12000 SH SOLE 12000 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 587 14000 SH SOLE 14000 0 0 ALTRIA GROUP INC COM 02209S103 1998 97362 SH SOLE 97362 0 0 AMAZON COM INC COM 023135106 1802 13275 SH SOLE 13275 0 0 AMGEN INC COM 031162100 1844 30810 SH SOLE 30810 0 0 ANNALY CAP MGMT INC COM 035710409 1211 70500 SH SOLE 70500 0 0 APPLE INC COM 037833100 1148 4886 SH SOLE 4886 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 650 22500 SH SOLE 22500 0 0 AT&T INC COM 00206r102 596 23062 SH SOLE 23062 0 0 BANK OF AMERICA CORPORATION COM 060505104 1856 103955 SH SOLE 103955 0 0 BB&T CORP COM 054937107 249 7687 SH SOLE 7687 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 911 11345 SH SOLE 11345 0 0 BIOVAIL CORP COM 09067J109 335 20000 SH SOLE 20000 0 0 BOEING CO COM 097023105 1282 17650 SH SOLE 17650 0 0 BT GROUP PLC ADR 05577e101 778 41600 SH SOLE 41600 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 2000 33300 SH SOLE 33300 0 0 CATERPILLAR INC DEL COM 149123101 1958 31150 SH SOLE 31150 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 1196 117133 SH SOLE 117133 0 0 CENTRAL FD CDA LTD CL A 153501101 280 20000 SH SOLE 20000 0 0 CENTURYTEL INC COM 156700106 1238 34912 SH SOLE 34912 0 0 CHESAPEAKE ENERGY CORP COM 165167107 284 12000 SH SOLE 12000 0 0 CHEVRON CORP NEW COM 166764100 1818 23975 SH SOLE 23975 0 0 CISCO SYS INC COM 17275r102 2194 84279 SH SOLE 84279 0 0 CITIGROUP INC COM 172967101 336 83000 SH SOLE 83000 0 0 COCA COLA CO COM 191216100 2384 43351 SH SOLE 43351 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 1753 26376 SH SOLE 26376 0 0 CONOCOPHILLIPS COM 20825c104 1264 24700 SH SOLE 24700 0 0 COPANO ENERGY L L C COM UNITS 217202100 436 18000 SH SOLE 18000 0 0 COVIDIEN PLC SHS G2554F105 930 18500 SH SOLE 18500 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 540 8000 SH SOLE 8000 0 0 E M C CORP MASS COM 268648102 1804 100005 SH SOLE 100005 0 0 EBAY INC COM 278642103 1214 45000 SH SOLE 45000 0 0 ENI S P A SPONSORED ADR 26874R108 1211 25800 SH SOLE 25800 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 872 25216 SH SOLE 25216 0 0 EXELON CORP COM 30161N101 2234 50986 SH SOLE 50986 0 0 EXXON MOBIL CORP COM 30231G102 3259 48654 SH SOLE 48654 0 0 FEDERATED INVS INC PA CL B 314211103 675 25600 SH SOLE 25600 0 0 FIRST SOLAR INC COM 336433107 1039 8475 SH SOLE 8475 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 1193 25100 SH SOLE 25100 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1048 83400 SH SOLE 83400 0 0 FPL GROUP INC COM 302571104 1600 33097 SH SOLE 33097 0 0 GENERAL DYNAMICS CORP COM 369550108 1841 23853 SH SOLE 23853 0 0 GENERAL ELECTRIC CO COM 369604103 1092 60000 SH SOLE 60000 0 0 GENERAL MLS INC COM 370334104 2442 34500 SH SOLE 34500 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 874 22700 SH SOLE 22700 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2092 12262 SH SOLE 12262 0 0 HEWLETT PACKARD CO COM 428236103 787 14800 SH SOLE 14800 0 0 HOME DEPOT INC COM 437076102 2258 69808 SH SOLE 69808 0 0 HONDA MOTOR LTD AMERN SHS 438128308 529 15000 SH SOLE 15000 0 0 INTEL CORP COM 458140100 1591 71389 SH SOLE 71389 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2394 18667 SH SOLE 18667 0 0 ISHARES INC MSCI BRAZIL 464286400 225 3050 SH SOLE 3050 0 0 ISHARES TR DJ INTL SEL DIVD 464288448 790 25000 SH SOLE 25000 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 560 13290 SH SOLE 13290 0 0 ITT CORP NEW COM 450911102 689 12850 SH SOLE 12850 0 0 JOHNSON & JOHNSON COM 478160104 3589 55046 SH SOLE 55046 0 0 JPMORGAN CHASE & CO COM 46625H100 2818 62966 SH SOLE 62966 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1266 19358 SH SOLE 19358 0 0 KRAFT FOODS INC CL A 50075N104 1179 38974 SH SOLE 38974 0 0 L-1 IDENTITY SOLUTIONS INC COM 50212A106 711 79625 SH SOLE 79625 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 2889 31533 SH SOLE 31533 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 606 8000 SH SOLE 8000 0 0 LOCKHEED MARTIN CORP COM 539830109 932 11200 SH SOLE 11200 0 0 LORILLARD INC COM 544147101 436 5800 SH SOLE 5800 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1262 26550 SH SOLE 26550 0 0 MANITOWOC INC COM 563571108 195 15000 SH SOLE 15000 0 0 MICROSOFT CORP COM 594918104 2245 76664 SH SOLE 76664 0 0 NOKIA CORP SPONSORED ADR 654902204 598 38500 SH SOLE 38500 0 0 NORFOLK SOUTHERN CORP COM 655844108 914 16350 SH SOLE 16350 0 0 NORTHROP GRUMMAN CORP COM 666807102 1702 25950 SH SOLE 25950 0 0 NOVARTIS A G SPONSORED ADR 66987v109 1106 20450 SH SOLE 20450 0 0 NSTAR COM 67019E107 779 22000 SH SOLE 22000 0 0 NUVEEN MUN ADVANTAGE FD INC COM 67062h106 1322 91500 SH SOLE 91500 0 0 NUVEEN MUN VALUE FD INC COM 670928100 1432 146000 SH SOLE 146000 0 0 PFIZER INC COM 717081103 1934 112773 SH SOLE 112773 0 0 PHILIP MORRIS INTL INC COM 718172109 2122 40692 SH SOLE 40692 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 979 17200 SH SOLE 17200 0 0 PROCTER & GAMBLE CO COM 742718109 3142 49661 SH SOLE 49661 0 0 PROGRESS ENERGY INC COM 743263105 972 24700 SH SOLE 24700 0 0 QUALCOMM INC COM 747525103 367 8750 SH SOLE 8750 0 0 QUEST DIAGNOSTICS INC COM 74834L100 1722 29550 SH SOLE 29550 0 0 RAYTHEON CO COM NEW 755111507 1634 28600 SH SOLE 28600 0 0 RESEARCH IN MOTION LTD COM 760975102 1080 14600 SH SOLE 14600 0 0 REYNOLDS AMERICAN INC COM 761713106 985 18250 SH SOLE 18250 0 0 SANOFI AVENTIS SPONSORED ADR 80105n105 374 10000 SH SOLE 10000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4497 41275 SH SOLE 41275 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 685 10000 SH SOLE 10000 0 0 SWEDISH EXPT CR CORP RG ENRGY ETN22 870297306 382 60000 SH SOLE 60000 0 0 SYNOVUS FINL CORP COM 87161C105 76 23000 SH SOLE 23000 0 0 TC PIPELINES LP UT COM LTD PRT 87233q108 1153 30325 SH SOLE 30325 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 565 32000 SH SOLE 32000 0 0 TEXAS INSTRS INC COM 882508104 697 28500 SH SOLE 28500 0 0 TITANIUM METALS CORP COM NEW 888339207 332 20000 SH SOLE 20000 0 0 TRANSCANADA CORP COM 89353D107 789 21450 SH SOLE 21450 0 0 TUPPERWARE BRANDS CORP COM 899896104 2486 51550 SH SOLE 51550 0 0 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 632 23000 SH SOLE 23000 0 0 TYCO INTERNATIONAL LTD SHS H89128104 2060 53850 SH SOLE 53850 0 0 UNITED CMNTY BKS BLAIRSVLE G CAP STK 90984P105 104 23503 SH SOLE 23503 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 577 14320 SH SOLE 14320 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2291 70130 SH SOLE 70130 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 453 13100 SH SOLE 13100 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 419 13516 SH SOLE 13516 0 0 WAL MART STORES INC COM 931142103 349 6278 SH SOLE 6278 0 0 WASTE MGMT INC DEL COM 94106L109 1812 52625 SH SOLE 52625 0 0 WELLPOINT INC COM 94973v107 1511 23475 SH SOLE 23475 0 0 WELLS FARGO & CO NEW COM 949746101 295 9494 SH SOLE 9494 0 0 WESTERN UN CO COM 959802109 636 37500 SH SOLE 37500 0 0 ZIMMER HLDGS INC COM 98956P102 918 15500 SH SOLE 15500 0 0
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