-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TaKG4bLTFAZ40LKfkQXHOSxfrGUGiFfWlZwuLcSZiCpuY972Xr6w6LCTcumjrsBL uIH+El2W2hwHzwKZNsue0Q== 0001085146-09-003247.txt : 20090814 0001085146-09-003247.hdr.sgml : 20090814 20090814160736 ACCESSION NUMBER: 0001085146-09-003247 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Narwhal Capital Management CENTRAL INDEX KEY: 0001461287 IRS NUMBER: 202969572 STATE OF INCORPORATION: GA FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13509 FILM NUMBER: 091015831 BUSINESS ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 BUSINESS PHONE: 770-344-0172 MAIL ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 13F-HR 1 narw2q09.txt NARWHAL CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Narwhal Capital Management Address: 531 Roselane Street, Suite 420 Marietta, GA 30060 13F File Number: 028-13509 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sean Dunehew Title: Chief Compliance Officer Phone: 770-344-0172 Signature, Place, and Date of Signing: /s/ Sean Dunehew Marietta, GA August 10, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 111 Form13F Information Table Value Total: $115,393 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 1899 31593 SH SOLE 31593 0 0 ADOBE SYS INC COM 00724f101 814 28750 SH SOLE 28750 0 0 AES CORP COM 00130H105 1061 91400 SH SOLE 91400 0 0 ALTRIA GROUP INC COM 02209S103 1583 96612 SH SOLE 96612 0 0 AMAZON COM INC COM 023135106 1707 20400 SH SOLE 20400 0 0 AMERICAN INTL GROUP INC COM 026874107 95 81700 SH SOLE 81700 0 0 AMGEN INC COM 031162100 1549 29260 SH SOLE 29260 0 0 ANNALY CAP MGMT INC COM 035710409 1125 74300 SH SOLE 74300 0 0 APPLE INC COM 037833100 696 4886 SH SOLE 4886 0 0 AT&T INC COM 00206r102 1781 71701 SH SOLE 71701 0 0 BANK OF AMERICA CORPORATION COM 060505104 1531 115958 SH SOLE 115958 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 656 11995 SH SOLE 11995 0 0 BIOVAIL CORP COM 09067J109 269 20000 SH SOLE 20000 0 0 BOEING CO COM 097023105 750 17650 SH SOLE 17650 0 0 BT GROUP PLC ADR 05577e101 920 54750 SH SOLE 54750 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1603 37425 SH SOLE 37425 0 0 CATERPILLAR INC DEL COM 149123101 1031 31200 SH SOLE 31200 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 1219 130481 SH SOLE 130481 0 0 CHEVRON CORP NEW COM 166764100 1724 26017 SH SOLE 26017 0 0 CISCO SYS INC COM 17275r102 1750 93845 SH SOLE 93845 0 0 CITIGROUP INC COM 172967101 116 39000 SH SOLE 39000 0 0 COCA COLA CO COM 191216100 2068 43101 SH SOLE 43101 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 1306 32551 SH SOLE 32551 0 0 CONOCOPHILLIPS COM 20825c104 1065 25329 SH SOLE 25329 0 0 COVENANT TRANSN GROUP INC CL A 22284P105 176 32000 SH SOLE 32000 0 0 COVENTRY HEALTH CARE INC COM 222862104 802 42875 SH SOLE 42875 0 0 COVIDIEN PLC SHS G2554F105 749 20000 SH SOLE 20000 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 458 8000 SH SOLE 8000 0 0 DIAMONDS TR UNIT SER 1 252787106 2616 30900 SH SOLE 30900 0 0 E M C CORP MASS COM 268648102 1234 94205 SH SOLE 94205 0 0 EBAY INC COM 278642103 778 45400 SH SOLE 45400 0 0 EMBARQ CORP COM 29078e105 850 20200 SH SOLE 20200 0 0 ENI S P A SPONSORED ADR 26874R108 1333 28112 SH SOLE 28112 0 0 EXELON CORP COM 30161N101 1982 38706 SH SOLE 38706 0 0 EXPEDIA INC DEL COM 30212p105 778 51463 SH SOLE 51463 0 0 EXXON MOBIL CORP COM 30231G102 3244 46408 SH SOLE 46408 0 0 FEDERATED INVS INC PA CL B 314211103 619 25700 SH SOLE 25700 0 0 FIRST HORIZON NATL CORP COM 320517105 311 25927 SH SOLE 25927 0 0 FIRST SOLAR INC COM 336433107 281 1730 SH SOLE 1730 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 809 25100 SH SOLE 25100 0 0 FPL GROUP INC COM 302571104 1771 31147 SH SOLE 31147 0 0 GENERAL DYNAMICS CORP COM 369550108 1255 22653 SH SOLE 22653 0 0 GENERAL ELECTRIC CO COM 369604103 765 65250 SH SOLE 65250 0 0 GENERAL MLS INC COM 370334104 2176 38838 SH SOLE 38838 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 802 22700 SH SOLE 22700 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1891 12827 SH SOLE 12827 0 0 HEWLETT PACKARD CO COM 428236103 572 14800 SH SOLE 14800 0 0 HOME DEPOT INC COM 437076102 1601 67751 SH SOLE 67751 0 0 HONDA MOTOR LTD AMERN SHS 438128308 411 15000 SH SOLE 15000 0 0 INTEL CORP COM 458140100 1117 67489 SH SOLE 67489 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1988 19042 SH SOLE 19042 0 0 ISHARES TR DJ SEL DIV INX 464287168 672 19000 SH SOLE 19000 0 0 ISHARES TR DJ EPAC DIVIDE 464288448 365 15000 SH SOLE 15000 0 0 ISHARES TR MSCI EMERG MKT 464287234 204 6320 SH SOLE 6320 0 0 ISHARES TR S&P MC 400 GRW 464287606 312 5000 SH SOLE 5000 0 0 ISHARES TR S&P 500 INDEX 464287200 1457 15780 SH SOLE 15780 0 0 JOHNSON & JOHNSON COM 478160104 2998 52790 SH SOLE 52790 0 0 JPMORGAN CHASE & CO COM 46625H100 2126 62317 SH SOLE 62317 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 875 17108 SH SOLE 17108 0 0 KRAFT FOODS INC CL A 50075N104 907 35774 SH SOLE 35774 0 0 L-1 IDENTITY SOLUTIONS INC COM 50212A106 628 81075 SH SOLE 81075 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 2094 30183 SH SOLE 30183 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 542 8000 SH SOLE 8000 0 0 LOCKHEED MARTIN CORP COM 539830109 565 7000 SH SOLE 7000 0 0 LORILLARD INC COM 544147101 273 4025 SH SOLE 4025 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 753 21650 SH SOLE 21650 0 0 MANITOWOC INC COM 563571108 79 15000 SH SOLE 15000 0 0 MERCK & CO INC COM 589331107 983 35168 SH SOLE 35168 0 0 MICROSOFT CORP COM 594918104 1920 80761 SH SOLE 80761 0 0 NOKIA CORP SPONSORED ADR 654902204 561 38500 SH SOLE 38500 0 0 NORFOLK SOUTHERN CORP COM 655844108 606 16100 SH SOLE 16100 0 0 NORTHROP GRUMMAN CORP COM 666807102 1185 25950 SH SOLE 25950 0 0 NOVARTIS A G SPONSORED ADR 66987v109 842 20650 SH SOLE 20650 0 0 NSTAR COM 67019E107 706 22000 SH SOLE 22000 0 0 NUVEEN MUN ADVANTAGE FD INC COM 67062h106 1175 91500 SH SOLE 91500 0 0 NUVEEN MUN VALUE FD INC COM 670928100 1315 143500 SH SOLE 143500 0 0 PFIZER INC COM 717081103 8 52000 SH CALL SOLE 52000 0 0 PFIZER INC COM 717081103 1542 102773 SH SOLE 102773 0 0 PHILIP MORRIS INTL INC COM 718172109 1777 40742 SH SOLE 40742 0 0 PROCTER & GAMBLE CO COM 742718109 2648 51826 SH SOLE 51826 0 0 PROGRESS ENERGY INC COM 743263105 1061 28050 SH SOLE 28050 0 0 QUALCOMM INC COM 747525103 510 11275 SH SOLE 11275 0 0 QUEST DIAGNOSTICS INC COM 74834L100 1628 28850 SH SOLE 28850 0 0 RAYTHEON CO COM NEW 755111507 1217 27400 SH SOLE 27400 0 0 RESEARCH IN MOTION LTD COM 760975102 1116 15700 SH SOLE 15700 0 0 REYNOLDS AMERICAN INC COM 761713106 724 18750 SH SOLE 18750 0 0 SANOFI AVENTIS SPONSORED ADR 80105n105 295 10000 SH SOLE 10000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 378 21550 SH SOLE 21550 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 258 17000 SH SOLE 17000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3513 38525 SH SOLE 38525 0 0 TATA MTRS LTD SPONSORED ADR 876568502 428 50200 SH SOLE 50200 0 0 TC PIPELINES LP UT COM LTD PRT 87233q108 944 27125 SH SOLE 27125 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 654 44000 SH SOLE 44000 0 0 TELKOM SA LTD SPONSORED ADR 879603108 351 17550 SH SOLE 17550 0 0 TEPPCO PARTNERS L P UT LTD PARTNER 872384102 487 16300 SH SOLE 16300 0 0 TEXAS INSTRS INC COM 882508104 475 22300 SH SOLE 22300 0 0 TITANIUM METALS CORP COM NEW 888339207 184 20000 SH SOLE 20000 0 0 TRANSCANADA CORP COM 89353D107 588 21850 SH SOLE 21850 0 0 TUPPERWARE BRANDS CORP COM 899896104 1542 59250 SH SOLE 59250 0 0 TYCO INTERNATIONAL LTD SHS H89128104 1420 54675 SH SOLE 54675 0 0 UNITED CMNTY BKS BLAIRSVLE G CAP STK 90984P105 80 13401 SH SOLE 13401 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 656 17295 SH SOLE 17295 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1827 73130 SH SOLE 73130 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 387 13100 SH SOLE 13100 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 417 13566 SH SOLE 13566 0 0 VULCAN MATLS CO COM 929160109 380 8818 SH SOLE 8818 0 0 WAL MART STORES INC COM 931142103 314 6478 SH SOLE 6478 0 0 WASTE MGMT INC DEL COM 94106L109 1368 48575 SH SOLE 48575 0 0 WELLPOINT INC COM 94973v107 1492 29325 SH SOLE 29325 0 0 WELLS FARGO & CO NEW COM 949746101 234 9644 SH SOLE 9644 0 0 ZIMMER HLDGS INC COM 98956P102 660 15500 SH SOLE 15500 0 0
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