-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IXWv3VuM6l+zYlyCn9uwR/TVxOSLnYQw3+YTpZw81ydiEKnz3858hhazkUu9Nj35 5jy6CJiWOSIbUYP+R+r/qw== 0001085146-09-002134.txt : 20090512 0001085146-09-002134.hdr.sgml : 20090512 20090511213056 ACCESSION NUMBER: 0001085146-09-002134 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090512 DATE AS OF CHANGE: 20090511 EFFECTIVENESS DATE: 20090512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Narwhal Capital Management CENTRAL INDEX KEY: 0001461287 IRS NUMBER: 202969572 STATE OF INCORPORATION: GA FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13509 FILM NUMBER: 09816961 BUSINESS ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 BUSINESS PHONE: 770-344-0172 MAIL ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 13F-HR 1 narw1q09.txt NARWHAL CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Narwhal Capital Management Address: 531 Roselane Street, Suite 420 Marietta, GA 30060 13F File Number: 28-NEW The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sean Dunehew Title: Chief Compliance Officer Phone: 770-344-0172 Signature, Place, and Date of Signing: /s/ Sean Dunehew Marietta, GA May 04, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 109 Form13F Information Table Value Total: $94,820 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 1425 28668 SH SOLE 28668 0 0 ACTIVISION BLIZZARD INC COM 00507V109 105 10000 SH SOLE 10000 0 0 ADOBE SYS INC COM 00724f101 606 28350 SH SOLE 28350 0 0 AES CORP COM 00130H105 502 86400 SH SOLE 86400 0 0 ALTRIA GROUP INC COM 02209S103 1500 93662 SH SOLE 93662 0 0 AMAZON COM INC COM 023135106 1498 20400 SH SOLE 20400 0 0 AMERICAN INTL GROUP INC COM 026874107 42 41700 SH SOLE 41700 0 0 AMGEN INC COM 031162100 1191 24060 SH SOLE 24060 0 0 ANNALY CAP MGMT INC COM 035710409 1026 74000 SH SOLE 74000 0 0 APPLE INC COM 037833100 532 5058 SH SOLE 5058 0 0 AT&T INC COM 00206r102 1753 69561 SH SOLE 69561 0 0 BANK OF AMERICA CORPORATION COM 060505104 607 89025 SH SOLE 89025 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 312 7000 SH SOLE 7000 0 0 BIOVAIL CORP COM 09067J109 219 20000 SH SOLE 20000 0 0 BOEING CO COM 097023105 617 17350 SH SOLE 17350 0 0 BT GROUP PLC ADR 05577e101 640 57300 SH SOLE 57300 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1266 35500 SH SOLE 35500 0 0 CATERPILLAR INC DEL COM 149123101 867 31000 SH SOLE 31000 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 744 119108 SH SOLE 119108 0 0 CHEVRON CORP NEW COM 166764100 1684 25038 SH SOLE 25038 0 0 CISCO SYS INC COM 17275r102 1325 79020 SH SOLE 79020 0 0 CITIGROUP INC COM 172967101 99 39000 SH SOLE 39000 0 0 COCA COLA CO COM 191216100 1817 41351 SH SOLE 41351 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 1109 32551 SH SOLE 32551 0 0 CONOCOPHILLIPS COM 20825c104 1051 26829 SH SOLE 26829 0 0 COVENANT TRANSN GROUP INC CL A 22284P105 59 30000 SH SOLE 30000 0 0 COVENTRY HEALTH CARE INC COM 222862104 531 41000 SH SOLE 41000 0 0 COVIDIEN LTD COM G2552X108 666 20025 SH SOLE 20025 0 0 DIAMONDS TR UNIT SER 1 252787106 2351 31000 SH SOLE 31000 0 0 E M C CORP MASS COM 268648102 874 76655 SH SOLE 76655 0 0 EBAY INC COM 278642103 571 45500 SH SOLE 45500 0 0 EMBARQ CORP COM 29078e105 796 21025 SH SOLE 21025 0 0 ENI S P A SPONSORED ADR 26874R108 1139 29731 SH SOLE 29731 0 0 EVERGREEN SOLAR INC COM 30033R108 45 21000 SH SOLE 21000 0 0 EXELON CORP COM 30161N101 1507 33212 SH SOLE 33212 0 0 EXPEDIA INC DEL COM 30212p105 465 51213 SH SOLE 51213 0 0 EXXON MOBIL CORP COM 30231G102 2959 43456 SH SOLE 43456 0 0 FEDERAL NATL MTG ASSN COM 313586109 57 82000 SH SOLE 82000 0 0 FEDERATED INVS INC PA CL B 314211103 411 18450 SH SOLE 18450 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 633 25100 SH SOLE 25100 0 0 FPL GROUP INC COM 302571104 1570 30947 SH SOLE 30947 0 0 GENERAL DYNAMICS CORP COM 369550108 835 20066 SH SOLE 20066 0 0 GENERAL ELECTRIC CO COM 369604103 690 68250 SH SOLE 68250 0 0 GENERAL MLS INC COM 370334104 1771 35513 SH SOLE 35513 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 865 27835 SH SOLE 27835 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1236 11662 SH SOLE 11662 0 0 HEWLETT PACKARD CO COM 428236103 527 16450 SH SOLE 16450 0 0 HOME DEPOT INC COM 437076102 1561 66244 SH SOLE 66244 0 0 HONDA MOTOR LTD AMERN SHS 438128308 356 15000 SH SOLE 15000 0 0 INTEL CORP COM 458140100 997 66339 SH SOLE 66339 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1847 19062 SH SOLE 19062 0 0 ISHARES TR DJ SEL DIV INX 464287168 595 19000 SH SOLE 19000 0 0 ISHARES TR DJ EPAC DIVIDE 464288448 270 15000 SH SOLE 15000 0 0 ISHARES TR S&P MC 400 GRW 464287606 263 5000 SH SOLE 5000 0 0 ISHARES TR S&P 500 INDEX 464287200 1320 16575 SH SOLE 16575 0 0 JOHNSON & JOHNSON COM 478160104 2515 47812 SH SOLE 47812 0 0 JPMORGAN CHASE & CO COM 46625H100 1486 55917 SH SOLE 55917 0 0 KIMBERLY CLARK CORP COM 494368103 205 4446 SH SOLE 4446 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 706 15108 SH SOLE 15108 0 0 KRAFT FOODS INC CL A 50075N104 797 35774 SH SOLE 35774 0 0 L-1 IDENTITY SOLUTIONS INC COM 50212A106 348 68125 SH SOLE 68125 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1819 26823 SH SOLE 26823 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 462 7900 SH SOLE 7900 0 0 LOCKHEED MARTIN CORP COM 539830109 483 7000 SH SOLE 7000 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 636 21650 SH SOLE 21650 0 0 MANITOWOC INC COM 563571108 122 37200 SH SOLE 37200 0 0 MERCK & CO INC COM 589331107 840 31418 SH SOLE 31418 0 0 MICROSOFT CORP COM 594918104 1458 79361 SH SOLE 79361 0 0 NOKIA CORP SPONSORED ADR 654902204 449 38500 SH SOLE 38500 0 0 NORFOLK SOUTHERN CORP COM 655844108 533 15800 SH SOLE 15800 0 0 NORTHROP GRUMMAN CORP COM 666807102 1124 25750 SH SOLE 25750 0 0 NOVARTIS A G SPONSORED ADR 66987v109 985 26050 SH SOLE 26050 0 0 NSTAR COM 67019E107 701 22000 SH SOLE 22000 0 0 NUVEEN MUN ADVANTAGE FD INC COM 67062h106 1079 91500 SH SOLE 91500 0 0 NUVEEN MUN VALUE FD INC COM 670928100 1276 143500 SH SOLE 143500 0 0 PFIZER INC COM 717081103 1339 98313 SH SOLE 98313 0 0 PHILIP MORRIS INTL INC COM 718172109 1421 39942 SH SOLE 39942 0 0 PROCTER & GAMBLE CO COM 742718109 2224 47229 SH SOLE 47229 0 0 PROGRESS ENERGY INC COM 743263105 1003 27650 SH SOLE 27650 0 0 QUALCOMM INC COM 747525103 439 11275 SH SOLE 11275 0 0 QUEST DIAGNOSTICS INC COM 74834L100 1348 28400 SH SOLE 28400 0 0 RAYTHEON CO COM NEW 755111507 1147 29467 SH SOLE 29467 0 0 RESEARCH IN MOTION LTD COM 760975102 778 18050 SH SOLE 18050 0 0 REYNOLDS AMERICAN INC COM 761713106 890 24825 SH SOLE 24825 0 0 SANOFI AVENTIS SPONSORED ADR 80105n105 484 17318 SH SOLE 17318 0 0 SCHWAB CHARLES CORP NEW COM 808513105 212 13700 SH SOLE 13700 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 263 17000 SH SOLE 17000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3469 38425 SH SOLE 38425 0 0 TATA MTRS LTD SPONSORED ADR 876568502 263 53400 SH SOLE 53400 0 0 TC PIPELINES LP UT COM LTD PRT 87233q108 807 27125 SH SOLE 27125 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 609 44000 SH SOLE 44000 0 0 TELKOM SA LTD SPONSORED ADR 879603108 791 17600 SH SOLE 17600 0 0 TEPPCO PARTNERS L P UT LTD PARTNER 872384102 369 16300 SH SOLE 16300 0 0 TEXAS INSTRS INC COM 882508104 378 22900 SH SOLE 22900 0 0 TITANIUM METALS CORP COM NEW 888339207 118 21500 SH SOLE 21500 0 0 TRANSCANADA CORP COM 89353D107 517 21850 SH SOLE 21850 0 0 TUPPERWARE BRANDS CORP COM 899896104 905 53290 SH SOLE 53290 0 0 TYCO ELECTRONICS LTD COM NEW G9144P105 254 23000 SH SOLE 23000 0 0 UNITED CMNTY BKS BLAIRSVLE G CAP STK 90984P105 55 13299 SH SOLE 13299 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 734 25250 SH SOLE 25250 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1536 73400 SH SOLE 73400 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 291 13925 SH SOLE 13925 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 322 10666 SH SOLE 10666 0 0 VULCAN MATLS CO COM 929160109 281 6337 SH SOLE 6337 0 0 WAL MART STORES INC COM 931142103 338 6478 SH SOLE 6478 0 0 WASTE MGMT INC DEL COM 94106L109 1144 44675 SH SOLE 44675 0 0 WELLPOINT INC COM 94973v107 1117 29425 SH SOLE 29425 0 0 XL CAP LTD CL A G98255105 66 12000 SH SOLE 12000 0 0 ZIMMER HLDGS INC COM 98956P102 580 15883 SH SOLE 15883 0 0
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