0000704051-11-000046.txt : 20110518 0000704051-11-000046.hdr.sgml : 20110518 20110518152222 ACCESSION NUMBER: 0000704051-11-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110516 FILED AS OF DATE: 20110518 DATE AS OF CHANGE: 20110518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nattans Jeffrey A CENTRAL INDEX KEY: 0001459765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 11854757 MAIL ADDRESS: STREET 1: 100 LIGHT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-05-16 0 0000704051 LEGG MASON INC LM 0001459765 Nattans Jeffrey A LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Executive Vice President Common Stock 2011-05-16 4 A 0 12357 0 A 50212.28 D Stock Options (Right to Buy) 33.99 2011-05-16 4 A 0 13709 0 A 2012-05-31 2019-05-17 Common Stock 13709 13709 D Includes acquisition of 90.05 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan for April 29, 2011 to May 13, 2011 at prices ranging from $31.07 to $33.82. Amount reflects correction of an administrative error of -1.48 ESPP shares held. Employee stock options vest serially over 4 years commencing on May 31, 2012. /s/ Elisabeth F. Craig, Attorney-in-fact for Jeffrey A. Nattans 2011-05-18