0001140361-14-000458.txt : 20140103 0001140361-14-000458.hdr.sgml : 20140103 20140103154203 ACCESSION NUMBER: 0001140361-14-000458 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 EFFECTIVENESS DATE: 20140103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE CREEK CAPITAL PARTNERS IV, LP CENTRAL INDEX KEY: 0001459707 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15339 FILM NUMBER: 14505412 BUSINESS ADDRESS: STREET 1: 6051 EL TORDO STREET 2: P.O. BOX 1329 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 8587568300 MAIL ADDRESS: STREET 1: 6051 EL TORDO STREET 2: P.O. BOX 1329 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 FORMER COMPANY: FORMER CONFORMED NAME: CASTLE CREEK CAPITAL PARTNERS IV LP DATE OF NAME CHANGE: 20090325 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001459707 XXXXXXXX 09-30-2013 09-30-2013 true 1 RESTATEMENT CASTLE CREEK CAPITAL PARTNERS IV, LP

6051 EL TORDO P.O. BOX 1329 RANCHO SANTA FE CA 92067

13F HOLDINGS REPORT 028-15339 Y The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table filed herewith, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Included Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Included Manager and related entities. Martin J. Szumski 858-756-8300 Martin J. Szumski Rancho Sante Fe CA 01-03-2014 1 9 170534 false 1 0001569797 028-15366 Castle Creek Capital IV LLC INFORMATION TABLE 2 form13fInfoTable.xml EASTERN VA BANKSHARES INC COM 277196101 6473 1061225 SH OTR 1 0 1061225 0 FIRST BANCORP N C COM 318910106 13927 963794 SH OTR 1 0 963794 0 FIRST MERCHANTS CORP COM 320817109 24171 1394747 SH OTR 1 0 1394747 0 FIRST NBC BK HLDG CO COM 32115D106 31383 1287241 SH OTR 1 0 1287241 0 GUARANTY BANCORP DEL COM 40075T607 33525 2448850 SH OTR 1 0 2448850 0 HERITAGE COMMERCE CORP COM 426927109 10008 1308300 SH OTR 1 0 1308300 0 HERITAGE OAKS BANCORP COM 42724R107 15892 2483100 SH OTR 1 0 2483100 0 INTERMOUNTAIN CMNTY BANCORP COM NEW 45881M308 31075 2037684 SH OTR 1 0 2037684 0 WASHINGTONFIRST BANKSHARES I COM 940730104 4080 313845 SH OTR 1 0 313845 0