0001209191-18-026766.txt : 20180427 0001209191-18-026766.hdr.sgml : 20180427 20180427214527 ACCESSION NUMBER: 0001209191-18-026766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180425 FILED AS OF DATE: 20180427 DATE AS OF CHANGE: 20180427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lewis Earl CENTRAL INDEX KEY: 0001603551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 18786404 MAIL ADDRESS: STREET 1: C/O 2U, INC. STREET 2: 8201 CORPORATE DRIVE CITY: LANDOVER STATE: MD ZIP: 20785 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 BUSINESS PHONE: (301) 892-4350 MAIL ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-25 0 0001459417 2U, Inc. TWOU 0001603551 Lewis Earl C/O 2U, INC. 7900 HARKINS ROAD LANHAM MD 20706 1 0 0 0 Common Stock 2018-04-25 4 A 0 317 78.77 A 17512 D Common Stock 2018-04-25 4 A 0 698 0.00 A 18210 D Common Stock 2018-04-25 4 A 0 63 0.00 A 18273 D Employee Stock Option (right to buy) 78.77 2018-04-25 4 A 0 1504 0.00 A 2028-04-25 Common Stock 1504 1504 D The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. The shares underlying this restricted stock unit award will vest in full on April 1, 2019, subject to the reporting person's continued service as a director of the issuer as of that date. The restricted stock units were issued to the reporting person in lieu of annual director retainer fees of $25,000. The restricted stock unit award will vest as to one-third of the underlying shares on each of April 1, 2019, 2020 and 2021, subject to the reporting person's continued service as a director of the issuer as of the applicable vesting date. The option award will vest as to one-third of the underlying shares on each of April 1, 2019, 2020 and 2021, subject to the reporting person's continued service with the issuer as of the applicable vesting date. /s/ Matthew Norden, attorney-in-fact 2018-04-27