0001209191-17-063035.txt : 20171130
0001209191-17-063035.hdr.sgml : 20171130
20171130163929
ACCESSION NUMBER: 0001209191-17-063035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171128
FILED AS OF DATE: 20171130
DATE AS OF CHANGE: 20171130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wills Bradford Lee
CENTRAL INDEX KEY: 0001644587
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37453
FILM NUMBER: 171231647
MAIL ADDRESS:
STREET 1: 881 TULARE STREET
CITY: PISMO BEACH
STATE: CA
ZIP: 93449
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MINDBODY, Inc.
CENTRAL INDEX KEY: 0001458962
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 201898451
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4051 BROAD STREET
STREET 2: SUITE 220
CITY: SAN LUIS OBISPO
STATE: CA
ZIP: 93401
BUSINESS PHONE: 877-755-4279
MAIL ADDRESS:
STREET 1: 4051 BROAD STREET
STREET 2: SUITE 220
CITY: SAN LUIS OBISPO
STATE: CA
ZIP: 93401
FORMER COMPANY:
FORMER CONFORMED NAME: Mindbody, Inc.
DATE OF NAME CHANGE: 20110627
FORMER COMPANY:
FORMER CONFORMED NAME: MINDBODY, Inc.
DATE OF NAME CHANGE: 20090319
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-28
0
0001458962
MINDBODY, Inc.
MB
0001644587
Wills Bradford Lee
4051 BROAD STREET
SUITE 220
SAN LUIS OBISPO
CA
93401
0
1
0
0
Chief Strategy Officer
Class A Common Stock
2017-11-28
4
C
0
49000
0.00
A
72388
D
Class A Common Stock
2017-11-28
4
S
0
49000
33.767
D
23388
D
Class A Common Stock
2017-11-28
4
C
0
1000
0.00
A
24388
D
Class A Common Stock
2017-11-28
4
S
0
1000
35.015
D
23388
D
Employee Stock Option (Right to Buy)
9.936
2017-11-28
4
M
0
8072
0.00
D
2024-05-14
Class B Common Stock
8072
2866
D
Employee Stock Option (Right to Buy)
10.616
2017-11-28
4
M
0
8672
0.00
D
2024-09-20
Class B Common Stock
8672
2343
D
Employee Stock Option (Right to Buy)
14.476
2017-11-28
4
M
0
17187
0.00
D
2025-02-05
Class B Common Stock
17187
7813
D
Employee Stock Option (Right to Buy)
14.496
2017-11-28
4
M
0
16069
0.00
D
2025-05-22
Class B Common Stock
16069
33931
D
Class B Common Stock
2017-11-28
4
M
0
50000
0.00
A
Class A Common Stock
50000
50000
D
Class B Common Stock
2017-11-28
4
C
0
50000
0.00
D
Class A Common Stock
50000
0
D
Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
Includes 21,704 restricted stock units ("RSUs"), where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.375 to $34.25, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.80 to $35.15, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
1/48 of the shares subject to the option vested on 6/14/2014, and 1/48 of the shares vest monthly thereafter.
1/48 of the shares subject to the option vested on 9/7/2014, and 1/48 of the shares vest monthly thereafter.
1/48 of the shares subject to the option vested on 3/5/2015, and 1/48 of the shares vest monthly thereafter.
1/48 of the shares subject to the option vested on 6/22/2015, and 1/48 of the shares vest monthly thereafter.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
/s/ Kimberly G. Lytikainen
2017-11-30