0001209191-17-042334.txt : 20170629 0001209191-17-042334.hdr.sgml : 20170629 20170629165941 ACCESSION NUMBER: 0001209191-17-042334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170627 FILED AS OF DATE: 20170629 DATE AS OF CHANGE: 20170629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MINDBODY, Inc. CENTRAL INDEX KEY: 0001458962 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 201898451 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4051 BROAD STREET STREET 2: SUITE 220 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 BUSINESS PHONE: 877-755-4279 MAIL ADDRESS: STREET 1: 4051 BROAD STREET STREET 2: SUITE 220 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 FORMER COMPANY: FORMER CONFORMED NAME: Mindbody, Inc. DATE OF NAME CHANGE: 20110627 FORMER COMPANY: FORMER CONFORMED NAME: MINDBODY, Inc. DATE OF NAME CHANGE: 20090319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wills Bradford Lee CENTRAL INDEX KEY: 0001644587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37453 FILM NUMBER: 17938977 MAIL ADDRESS: STREET 1: 881 TULARE STREET CITY: PISMO BEACH STATE: CA ZIP: 93449 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-06-27 0 0001458962 MINDBODY, Inc. MB 0001644587 Wills Bradford Lee 4051 BROAD STREET SUITE 220 SAN LUIS OBISPO CA 93401 0 1 0 0 Chief Strategy Officer Class A Common Stock 2017-06-27 4 C 0 1043 0.00 A 24431 D Class A Common Stock 2017-06-27 4 S 0 1043 28.0849 D 23388 D Employee Stock Option (Right to Buy) 7.708 2017-06-27 4 M 0 1043 0.00 D 2023-06-27 Class B Common Stock 1040 7390 D Class B Common Stock 2017-06-27 4 M 0 1043 0.00 A Class A Common Stock 1040 1043 D Class B Common Stock 2017-06-27 4 C 0 1043 0.00 D Class A Common Stock 1040 0 D Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person. Includes 21,704 restricted stock units ("RSUs"), where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.75 to $28.30, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. 25% of the shares subject to the option vested on June 27, 2014, and 2.0833% of the shares vest monthly thereafter. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ Kimberly G. Lytikainen, Attorney-in-Fact 2017-06-29