0001458193-12-000005.txt : 20121113 0001458193-12-000005.hdr.sgml : 20121112 20121113103233 ACCESSION NUMBER: 0001458193-12-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rothschild Capital Management, LLC CENTRAL INDEX KEY: 0001458193 IRS NUMBER: 522192579 STATE OF INCORPORATION: MD FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13484 FILM NUMBER: 121196635 BUSINESS ADDRESS: STREET 1: 1122 KENILWORTH DR. STREET 2: SUITE 317 CITY: TOWSON STATE: MD ZIP: 21204 BUSINESS PHONE: 4103396990 MAIL ADDRESS: STREET 1: 1122 KENILWORTH DR. STREET 2: SUITE 317 CITY: TOWSON STATE: MD ZIP: 21204 13F-HR 1 sumcovhold.txt.txt ROTHSCHILD CAPITAL MANAGEMENT 13F 3Q 2012 13F-HR 1 sumcovhold.txt 13F THIRD QUARTER 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year Ended: December 31, 2012 This Amendment (check only one): [ ] is a restatement [X] adds new holdings entries Name: Rothschild Capital Management, LLC Address: 1122 Kenilworth Drive Suite 317 Towson, MD 21204 13F File Number: 028-13484 Person Signing this Report on Behalf of Reporting Manager Stanford Rothschild Chairman 410-339-6990 Stanford Rothschild Towson, MD September 30, 2012 Report Type: [X] 13F HOLDINGS REPORT [ ] 13F Notice [ ] 13F Combination Report No other Managers Reporting for this Manager FORM 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 37 Form 13F Information Table Value Total $124,131 (thousands) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER TITLE CUSIP (1000) PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY ANNALY CAP MGMT INC COM 035710409 5497 326435 SH SOLE SOLE APPLE INC COM 037833100 7971 11949 SH SOLE SOLE BOTTOMLINE TECH DEL INC COM 101388106 892 36120 SH SOLE SOLE BROADCOM CORP CL A 111320107 3393 98135 SH SOLE SOLE CANADIAN NATL RY CO COM 136375102 4186 47449 SH SOLE SOLE CEPHEID COM 15670R107 4232 122670 SH SOLE SOLE CHEVRON CORP NEW COM 166764100 212 1821 SH SOLE SOLE CIMAREX ENERGY CO COM 171798101 2712 46325 SH SOLE SOLE CMS ENERGY CORP COM 125896100 4310 182995 SH SOLE SOLE CONTINENTAL RESOURCES INC COM 212015101 3420 44475 SH SOLE SOLE DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 294 5000 SH SOLE SOLE DEXCOM INC COM 252131107 2306 153440 SH SOLE SOLE DONALDSON INC COM 257651109 5697 164154 SH SOLE SOLE ECOLAB INC COM 278865100 4649 71735 SH SOLE SOLE ENTERPRISE PRODS PTNR COM 293792107 5305 98975 SH SOLE SOLE EXXON MOBIL CORP COM 30231G102 627 6860 SH SOLE SOLE GOOGLE INC CL A 38259P508 4023 5332 SH SOLE SOLE HESS CORP COM 42809H107 537 10000 SH SOLE SOLE HOME DEPOT INC COM 437076102 308 5100 SH SOLE SOLE INSULET CORP COM 45784P101 6419 297460 SH SOLE SOLE ISHARES INC MSCI MALAYSIA 464286830 146 10000 SH SOLE SOLE KINDER MORGAN EGY PTNR UT LTD PTNR 494550106 6155 74610 SH SOLE SOLE KODIAK OIL & GAS CORP COM 50015Q100 4202 448970 SH SOLE SOLE MCMORAN EXPLORATION CO COM 582411104 118 10000 SH SOLE SOLE MICROSOFT CORP COM 594918104 3952 132782 SH SOLE SOLE NATIONAL OILWELL VARCO INC COM 637071101 4587 57255 SH SOLE SOLE NEOGEN CORP COM 640491106 5828 136477 SH SOLE SOLE NEOGEN CORP COM 640491106 88 48800 SH PUT SOLE SOLE ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 2979 50060 SH SOLE SOLE PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 3640 82534 SH SOLE SOLE PROCTER & GAMBLE CO COM 742718109 224 3223 SH SOLE SOLE QUEST DIAGNOSTICS COM 74834L100 239 3764 SH SOLE SOLE SPDR GOLD TRUST GOLD SHS 78463V107 10572 61502 SH SOLE SOLE SPDR GOLD TRUST GOLD SHS 78463V907 366 23000 SH CALL SOLE SOLE STARWOOD PPTY TR INC COM 85571B105 5598 240550 SH SOLE SOLE TYCO INTERNATIONAL LTD SHS H89128104 4374 77755 SH SOLE SOLE ULTIMATE SOFTWARE GROUP INC COM 90385D107 4073 39895 SH SOLE SOLE