0001458193-11-000006.txt : 20111107 0001458193-11-000006.hdr.sgml : 20111107 20111107150306 ACCESSION NUMBER: 0001458193-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111107 DATE AS OF CHANGE: 20111107 EFFECTIVENESS DATE: 20111107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rothschild Capital Management, LLC CENTRAL INDEX KEY: 0001458193 IRS NUMBER: 522192579 STATE OF INCORPORATION: MD FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13484 FILM NUMBER: 111184279 BUSINESS ADDRESS: STREET 1: 1122 KENILWORTH DR. STREET 2: SUITE 317 CITY: TOWSON STATE: MD ZIP: 21204 BUSINESS PHONE: 4103396990 MAIL ADDRESS: STREET 1: 1122 KENILWORTH DR. STREET 2: SUITE 317 CITY: TOWSON STATE: MD ZIP: 21204 13F-HR 1 sumcovhold.txt 13F THIRD QUARTER 2011 13F-HR 1 sumcovhold.txt 13F THIRD QUARTER 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year Ended: December 31, 2011 This Amendment (check only one): [ ] is a restatment [X] adds new holdings entries Name: Rothschild Capital Management, LLC Address: 1122 Kenilworth Drive Suite 317 Towson, MD 21204 13F File Number: 028-13484 Person Signing this Report on Behalf of Reporting Manager Stanford Rothschild Chairman 410-339-6990 Stanford Rothschild Towson, MD September 30, 2011 Report Type: [X] 13F HOLDINGS REPORT [ ] 13F Notice [ ] 13F Combination Report No other Managers Reporting for this Manager FORM 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 35 Form 13F Information Table Value Total $96,128 (thousands) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER TITLE CUSIP (1000) PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY ANNALY CAP MGMT INC COM 035710409 3459 207975 SH SOLE SOLE APPLE INC COM 037833100 3994 10475 SH SOLE SOLE BOTTOMLINE TECH DEL INC COM 101388106 704 34950 SH SOLE SOLE BROADCOM CORP CL A 111320107 2164 65000 SH SOLE SOLE CANADIAN NATL RY CO COM 136375102 4922 73925 SH SOLE SOLE CEPHEID COM 15670R107 5754 148195 SH SOLE SOLE CIMAREX ENERGY CO COM 171798101 2202 39525 SH SOLE SOLE CMS ENERGY CORP COM 125896100 1356 68500 SH SOLE SOLE CONTINENTAL RESOURCES COM 212015101 2128 44000 SH SOLE SOLE DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 263 5000 SH SOLE SOLE DEVON ENERGY CORP NEW COM 25179M103 2841 51250 SH SOLE SOLE DONALDSON INC COM 257651109 4471 81592 SH SOLE SOLE ECOLAB INC COM 278865100 2533 51800 SH SOLE SOLE ENTERPRISE PRODS PTNR COM 293792107 2965 73855 SH SOLE SOLE EXXON MOBIL CORP COM 30231G102 496 6825 SH SOLE SOLE GOOGLE INC CL A 38259P508 3621 7030 SH SOLE SOLE HERBALIFE LTD COM USD SHS G4412G101 3120 58206 SH SOLE SOLE HESS CORP COM 42809H107 525 10000 SH SOLE SOLE KINDER MORGAN EGY PTNR UT LTD PTNR 494550106 3905 57110 SH SOLE SOLE KODIAK OIL & GAS CORP COM 50015Q100 1511 290000 SH SOLE SOLE MCMORAN EXPLORATION CO COM 582411104 497 50000 SH SOLE SOLE MICROSOFT CORP COM 594918104 2837 114000 SH SOLE SOLE NATIONAL OILWELL VARCO COM 637071101 2356 46000 SH SOLE SOLE NEOGEN CORP COM 640491106 4710 135577 SH SOLE SOLE NEW GOLD INC CDA COM 644535106 279 29000 SH SOLE SOLE PINNACLE WEST CAP CORP COM 723484101 1331 31000 SH SOLE SOLE POTASH CORP SASK INC COM 73755L107 1366 31600 SH SOLE SOLE PROCTER & GAMBLE CO COM 742718109 239 3778 SH SOLE SOLE PROSHARES TR PSHS SHT S&P500 74347R503 6759 146625 SH SOLE SOLE ROSETTA RESOURCES INC COM 777779307 1711 50000 SH SOLE SOLE SPDR GOLD TRUST GOLD SHS 78463V107 8598 54397 SH SOLE SOLE STARWOOD PPTY TR INC COM 85571B105 2924 170425 SH SOLE SOLE TYCO INTERNATIONAL LTD SHS H89128104 3193 78350 SH SOLE SOLE ULTIMATE SOFTWARE GROUP COM 90385D107 2378 50900 SH SOLE SOLE UNITED PARCEL SERVICE CL B 911312106 4016 63600 SH SOLE SOLE