0001193125-14-405599.txt : 20141110 0001193125-14-405599.hdr.sgml : 20141110 20141110143600 ACCESSION NUMBER: 0001193125-14-405599 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141110 DATE AS OF CHANGE: 20141110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: China Ginseng Holdings Inc CENTRAL INDEX KEY: 0001338460 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88307 FILM NUMBER: 141208076 BUSINESS ADDRESS: STREET 1: 1562 JIE FANG GREAT RD 16FL ZHONGJI BLDG STREET 2: SUITE 1062-1063 NANGUAN DISTRICT CITY: CHANGCHUN CITY STATE: F4 ZIP: 130022 BUSINESS PHONE: 0118643185790039 MAIL ADDRESS: STREET 1: 1562 JIE FANG GREAT RD 16FL ZHONGJI BLDG STREET 2: SUITE 1062-1063 NANGUAN DISTRICT CITY: CHANGCHUN CITY STATE: F4 ZIP: 130022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KCG AMERICAS LLC CENTRAL INDEX KEY: 0001457716 IRS NUMBER: 264219373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-356-1390 MAIL ADDRESS: STREET 1: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT CAPITAL AMERICAS LLC DATE OF NAME CHANGE: 20120822 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT EXECUTION & CLEARING SERVICES LLC DATE OF NAME CHANGE: 20120711 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT CAPITAL AMERICAS LLC DATE OF NAME CHANGE: 20120710 SC 13G/A 1 d818786dsc13ga.htm AMENDMENT NO. 1 TO SCHEDULE 13G Amendment No. 1 to Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13G/A

Under the Securities Exchange Act of 1934

(Amendment 1)

 

 

China Ginseng Holdings Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

16938K108

(CUSIP Number)

October 31, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13G/A

 

CUSIP NO. 16938K108  

 

  1.   

NAME OF REPORTING PERSON

 

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)

 

KCG Americas LLC

22-3660471

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)              (b)      

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

4,390,767

   6.   

SHARED VOTING POWER

 

Not applicable

   7.   

SOLE DISPOSITIVE POWER

 

4,390,767

   8.   

SHARED DISPOSITIVE POWER

 

Not applicable

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

4,390,767

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.89% based on outstanding shares reported on the issuer’s 10-K filed with the SEC for the period ended June 30, 2014.

12.  

TYPE OF REPORTING PERSON*

 

BD

 


ITEM 1(a). Name of Issuer

China Ginseng Holdings Inc.

 

ITEM 1(b). Address of Issuer’s Principal Executive Offices

64 Jie Fang Da Road, Ji Yu Building A, Suite 1208

Changchun City, China, 130022

 

ITEM 2(a). Names of Persons Filing

KCG Americas LLC

 

ITEM 2(b). Address of principal business office

545 Washington Blvd.

Jersey City, NJ 07310

 

ITEM 2(c). Citizenship

Delaware

 

ITEM 2(d). Title of Class of Securities

Common Stock

 

ITEM 2(e). CUSIP Number

16938K108

 

ITEM 3. If this statement is filed pursuant to Rules 13d-1(b), or 13(d)-2(b), check whether the person filing it is a:

(a) [x] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

ITEM 4. Ownership

 

  (a) Amount beneficially owned

4,390,767

 

  (b) Percent of class             9.89%


  (c) Number of shares as to which such person has:

 

  (i) sole power to vote or to direct the vote 4,390,767

 

  (ii) shared power to vote or to direct the vote Not applicable

 

  (iii) sole power to dispose or to direct the disposition of 4,390,767

 

  (iv) shared power to dispose or to direct the disposition of Not applicable

 

ITEM 5. Ownership of Five Percent or Less of a Class

Not applicable

 

ITEM 6. Ownership of More than Five Percent on Behalf of Another Person

Not applicable

 

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not applicable.

 

ITEM 8. Identification and Classification of Members of the Group

Not applicable.

 

ITEM 9. Notice of Dissolution of Group

Not applicable.

 

ITEM 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: November 10, 2014


  KCG Americas LLC
By:  

/s/ Matthew Levine

  Matthew Levine
  Director of Compliance