0001193125-13-361254.txt : 20130909 0001193125-13-361254.hdr.sgml : 20130909 20130909145500 ACCESSION NUMBER: 0001193125-13-361254 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130909 DATE AS OF CHANGE: 20130909 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Pacific Ventures Group, Inc. CENTRAL INDEX KEY: 0000882800 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 752100622 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47725 FILM NUMBER: 131085346 BUSINESS ADDRESS: STREET 1: 9160 SOUTH 300 WEST, SUITE 101 CITY: SANDY STATE: UT ZIP: 84070 BUSINESS PHONE: 801-706-9429 MAIL ADDRESS: STREET 1: 9160 SOUTH 300 WEST, SUITE 101 CITY: SANDY STATE: UT ZIP: 84070 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EAGLE GROUP INC DATE OF NAME CHANGE: 19940301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KNIGHT CAPITAL AMERICAS LLC CENTRAL INDEX KEY: 0001457716 IRS NUMBER: 264219373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-356-1390 MAIL ADDRESS: STREET 1: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT EXECUTION & CLEARING SERVICES LLC DATE OF NAME CHANGE: 20120711 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT CAPITAL AMERICAS LLC DATE OF NAME CHANGE: 20120710 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT EXECUTION & CLEARING SERVICES LLC DATE OF NAME CHANGE: 20120710 SC 13G/A 1 d595748dsc13ga.htm AMENDMENT NO. 2 TO SCHEDULE 13G Amendment No. 2 to Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13G/A

Under the Securities Exchange Act of 1934

(Amendment 2)

 

 

Pacific Ventures Group, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

695042101

(CUSIP Number)

August 30, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13G/A

 

CUSIP No. 695042101  

 

  1.   

Name of reporting person

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)

 

Knight Capital Americas, LLC

22-3660471

  2.  

Check the appropriate box if a member of a group*

(a)  ¨        (b)  ¨

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

   5.    

Sole voting power

 

    19,410

   6.   

Shared voting power

 

    Not applicable

   7.   

Sole dispositive power

 

    19,410

   8.   

Shared dispositive power

 

    Not applicable

  9.  

Aggregate amount beneficially owned by each reporting person

 

    19,410

10.  

Check box if the aggregate amount in row (9) excludes certain shares*

 

11.  

Percent of class represented by amount in Row 9

 

5.05% based on outstanding shares reported on the issuer’s 10-Q filed with the SEC for the period ended June 30, 2013.

12.  

Type of reporting person*

 

    BD

 


ITEM 1(a).   Name of Issuer
  Pacific Ventures Group, Inc.
ITEM 1(b).   Address of Issuer’s Principal Executive Offices
  9160 South 300 West, Suite 101, Sandy, Utah 84070
ITEM 2(a).   Names of Persons Filing
  Knight Capital Americas, LLC
ITEM 2(b).   Address of principal business office
  545 Washington Blvd.
  Jersey City, NJ 07310
ITEM 2(c).   Citizenship
  Delaware
ITEM 2(d).   Title of Class of Securities
  Common Stock
ITEM 2(e).   CUSIP Number
  695042101
ITEM 3.   If this statement is filed pursuant to Rules 13d-1(b), or 13(d)-2(b), check whether the person filing it is a:
  (a) x Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
ITEM 4.   Ownership
 

(a)    Amount beneficially owned

 

19,410

 

(b)    Percent of class

 

5.05%


 

(c)

   Number of shares as to which such person has:
     (i)    sole power to vote or to direct the vote
        19,410
     (ii)    shared power to vote or to direct the vote
        Not applicable
     (iii)    sole power to dispose or to direct the disposition of
        19,410
     (iv)    shared power to dispose or to direct the disposition of
        Not applicable

ITEM 5.

  Ownership of Five Percent or Less of a Class
  Not applicable

ITEM 6.

  Ownership of More than Five Percent on Behalf of Another Person
  Not applicable

ITEM 7.

  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
  Not applicable.

ITEM 8.

  Identification and Classification of Members of the Group
  Not applicable.

ITEM 9.

  Notice of Dissolution of Group
  Not applicable.

ITEM 10.

  Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: September 9, 2013

 

  Knight Capital Americas, LLC
By:  

/s/ Matthew Levine

  Matthew Levine
  Director of Compliance