0000905148-12-000503.txt : 20120214 0000905148-12-000503.hdr.sgml : 20120214 20120214170141 ACCESSION NUMBER: 0000905148-12-000503 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER HOLDINGS, LLC CENTRAL INDEX KEY: 0001456927 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13483 FILM NUMBER: 12612171 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-339-5100 MAIL ADDRESS: STREET 1: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 efc12-154_fm13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 ----------------- Check here if Amendment [ ]: Amendment Number: --------------- This Amendment (Check only one): | | is a restatement | | adds new holdings entries Institutional Investment Manager Filing this Report: Name: Harbinger Holdings, LLC Address: 450 Park Avenue, 30th Floor New York, NY 10022 Form 13F File Number: 028-13483 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Philip Falcone Title: Managing Member Phone: 212-339-5888 Signature, Place and Date of Signing: /s/ Philip Falcone New York, New York February 14, 2012 ----------------------------- ---------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | | 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ------------------- Form 13F Information Table Entry Total: 19 ------------------- Form 13F Information Table Value Total: $1,470,502 ------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-13482 Harbinger Capital Partners LLC 2 028-12357 Harbinger Capital Partners Special Situations GP, LLC 3 028-14560 Harbinger Group Inc.
HARBINGER HOLDINGS, LLC FORM 13F INFORMATION TABLE QUARTER ENDED DECEMBER 31, 2011 ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ------- ------- --- ---- ---------- -------- -------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ CALPINE CORP COM NEW 131347304 11,036 675,817 SH DEFINED 1 675,817 CLIFFS NATURAL RESOURCES INC COM 18683K101 28,058 450,000 SH DEFINED 1 450,000 CONSTELLATION ENERGY GROUP I COM 210371100 221 5,575 SH DEFINED 1 5,575 CONSTELLATION ENERGY GROUP I COM 210371100 4,484 113,025 SH DEFINED 2 113,025 CROSSTEX ENERGY INC COM 22765Y104 88,480 7,000,000 SH DEFINED 3 7,000,000 EXCO RESOURCES INC COM 269279402 36,575 3,500,000 SH DEFINED 3 3,500,000 GENERAL MOLY INC COM 370373102 4,321 1,398,475 SH DEFINED 3 1,398,475 GENON ENERGY INC COM 37244E107 4,407 1,688,449 SH DEFINED 1 1,688,449 GENON ENERGY INC COM 37244E107 740 283,500 SH DEFINED 2 283,500 HARBINGER GROUP INC COM 41146A106 384,688 95,932,069 SH DEFINED 1 95,932,069 HARBINGER GROUP INC COM 41146A106 86,188 21,493,161 SH DEFINED 2 21,493,161 MEDIA GEN INC CL A 584404107 658 161,771 SH DEFINED 1 161,771 NORTH AMERN ENERGY PARTNERS COM 656844107 45,288 7,032,322 SH DEFINED 3 7,032,322 OWENS CORNING NEW *W EXP 10/31/201 690742127 879 475,000 SH DEFINED 1 475,000 PRESIDENTIAL LIFE CORP COM 740884101 5,453 545,848 SH DEFINED 3 545,848 SOLUTIA INC *W EXP 02/27/201 834376147 26 57,928 SH DEFINED 1 57,928 SPECTRUM BRANDS HLDGS INC COM 84763R101 2,167 79,100 SH DEFINED 1 79,100 SPECTRUM BRANDS HLDGS INC COM 84763R101 764,063 27,885,508 SH DEFINED 3 27,885,508 SPECTRUM BRANDS HLDGS INC COM 84763R101 2,770 101,089 SH DEFINED 2 101,089