0000905148-11-001523.txt : 20110815 0000905148-11-001523.hdr.sgml : 20110815 20110815164157 ACCESSION NUMBER: 0000905148-11-001523 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER HOLDINGS, LLC CENTRAL INDEX KEY: 0001456927 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13483 FILM NUMBER: 111037071 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-339-5100 MAIL ADDRESS: STREET 1: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 efc11-493_fm13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ------------- Check here if Amendment [ ]: Amendment Number: --------------- This Amendment (Check only one): | | is a restatement | | adds new holdings entries Institutional Investment Manager Filing this Report: Name: Harbinger Holdings, LLC Address: 450 Park Avenue, 30th Floor New York, NY 10022 Form 13F File Number: 028-13483 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Philip Falcone Title: Managing Member Phone: 212-339-5888 Signature, Place and Date of Signing: /s/ Philip Falcone New York, New York August 15, 2011 ----------------------------- ---------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | | 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ------------------- Form 13F Information Table Entry Total: 20 ------------------- Form 13F Information Table Value Total: $1,983,292 ------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-13482 Harbinger Capital Partners LLC 2 028-12357 Harbinger Capital Partners Special Situations GP, LLC 3 (to be determined) Harbinger Group Inc.
HARBINGER HOLDINGS, LLC FORM 13F INFORMATION TABLE QUARTER ENDED JUNE 30, 2011 ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ------ ------- --- ---- ---------- -------- --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ CLIFFS NATURAL RESOURCES INC COM 18683K101 41,603 450,000 SH DEFINED 1 450,000 CONSTELLATION ENERGY GROUP I COM 210371100 4,290 113,025 SH DEFINED 2 113,025 CONSTELLATION ENERGY GROUP I COM 210371100 212 5,575 SH DEFINED 1 5,575 CROSSTEX ENERGY INC COM 22765Y104 54,740 4,600,000 SH DEFINED 1 4,600,000 CVR ENERGY INC COM 12662P108 3,693 150,000 SH DEFINED 3 150,000 GENERAL MOLY INC COM 370373102 6,237 1,398,475 SH DEFINED 3 1,398,475 GENON ENERGY INC COM 37244E107 6,517 1,688,449 SH DEFINED 1 1,688,449 GENON ENERGY INC COM 37244E107 1,094 283,500 SH DEFINED 2 283,500 HARBINGER GROUP INC COM 41146A106 586,145 95,932,069 SH DEFINED 1 95,932,069 HARBINGER GROUP INC COM 41146A106 131,323 21,493,161 SH DEFINED 2 21,493,161 MEDIA GEN INC CL A 584404107 618 161,771 SH DEFINED 1 161,771 NORTH AMERN ENERGY PARTNERS COM 656844107 27,576 3,600,000 SH DEFINED 3 3,600,000 OWENS CORNING NEW *W EXP 10/31/201 690742127 1,966 475,000 SH DEFINED 1 475,000 RESEARCH IN MOTION LTD COM 760975102 8,655 300,000 SH DEFINED 3 300,000 SOLUTIA INC *W EXP 02/27/201 834376147 122 57,928 SH DEFINED 1 57,928 SOUTHERN UN CO NEW COM 844030106 10,038 250,000 SH DEFINED 3 250,000 SPECTRUM BRANDS HLDGS INC COM 84763R101 204,765 6,398,912 SH DEFINED 1 6,398,912 SPECTRUM BRANDS HLDGS INC COM 84763R101 888,221 27,756,905 SH DEFINED 3 27,756,909 SPECTRUM BRANDS HLDGS INC COM 84763R101 3,235 101,089 SH DEFINED 2 101,089 TRINA SOLAR LIMITED SPON ADR 89628E104 2,242 100,000 SH DEFINED 3 100,000