0000905148-11-001056.txt : 20110516 0000905148-11-001056.hdr.sgml : 20110516 20110516162141 ACCESSION NUMBER: 0000905148-11-001056 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER HOLDINGS, LLC CENTRAL INDEX KEY: 0001456927 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13483 FILM NUMBER: 11847197 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-339-5100 MAIL ADDRESS: STREET 1: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 efc11-331_13fnt.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 -------------- Check here if Amendment [ ]: Amendment Number: --------------- This Amendment (Check only one): | | is a restatement | | adds new holdings entries Institutional Investment Manager Filing this Report: Name: Harbinger Holdings, LLC Address: 450 Park Avenue, 30th Floor New York, NY 10022 Form 13F File Number: 028-13483 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Philip Falcone Title: Managing Member Phone: 212-339-5888 Signature, Place and Date of Signing: /s/ Philip Falcone New York, New York May 16, 2011 ------------------------------- ---------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | | 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 ------------------- Form 13F Information Table Entry Total: 20 ------------------- Form 13F Information Table Value Total: $1,060,156 ------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-13482 Harbinger Capital Partners LLC 2 028-12357 Harbinger Capital Partners Special Situations GP, LLC
HARBINGER HOLDINGS, LLC FORM 13F INFORMATION TABLE QUARTER ENDED MARCH 31, 2011 ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ------ ------- --- ---- ---------- -------- --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 21,851 744,000 SH DEFINED 1 744,000 BUNGE LIMITED COM G16962105 19,546 270,230 SH DEFINED 1 270,230 CLIFFS NATURAL RESOURCES INC COM 18683K101 44,226 450,000 SH DEFINED 1 450,000 CONSTELLATION ENERGY GROUP I COM 210371100 3,518 113,025 SH DEFINED 2 113,025 CORN PRODS INTL INC COM 219023108 10,364 200,000 SH DEFINED 1 200,000 CROSSTEX ENERGY INC COM 22765Y104 45,736 4,600,000 SH DEFINED 1 4,600,000 GENON ENERGY INC COM 37244E107 1,080 283,500 SH DEFINED 2 283,500 GENON ENERGY INC COM 37244E107 6,433 1,688,449 SH DEFINED 1 1,688,449 HARBINGER GROUP INC COM 41146A106 111,979 21,493,161 SH DEFINED 2 21,493,161 HARBINGER GROUP INC COM 41146A106 499,806 95,932,069 SH DEFINED 1 95,932,069 MEDIA GEN INC CL A 584404107 1,113 161,771 SH DEFINED 1 161,771 NEW YORK TIMES CO CL A 650111107 20,966 2,213,892 SH DEFINED 1 2,213,892 OWENS CORNING NEW *W EXP 10/31/201 690742127 1,544 475,000 SH DEFINED 1 475,000 PETROHAWK ENERGY CORP COM 716495106 29,755 1,212,500 SH DEFINED 1 1,212,500 PROSHARES TR PSHS ULSHT SP500 74347R883 28,242 1,350,000 SH DEFINED 1 1,350,000 RADIAN GROUP INC COM 750236101 13,109 1,925,000 SH DEFINED 1 1,925,000 SOLUTIA INC *W EXP 02/27/201 834376147 168 57,928 SH DEFINED 1 57,928 SPDR GOLD TRUST GOLD SHS 78463V107 20,280 145,000 SH DEFINED 1 145,000 SPECTRUM BRANDS HLDGS INC COM 84763R101 2,806 101,089 SH DEFINED 2 101,089 SPECTRUM BRANDS HLDGS INC COM 84763R101 177,634 6,398,912 SH DEFINED 1 6,398,912