SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BARLOW JAMES R

(Last) (First) (Middle)
C/O HOME FEDERAL BANK
222 FLORIDA STREET

(Street)
SHREVEPORT LA 71105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Home Federal Bancorp, Inc. of Louisiana [ HFBL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President & CEO***
3. Date of Earliest Transaction (Month/Day/Year)
10/26/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/26/2019 F(1) 911 D $33.03 21,651(2) D
Common Stock 14,230 I By IRA
Common Stock 550 I By Spouse
Common Stock 15,199.6465(3) I By 401(k) Plan
Common Stock 7,788.2077 I By ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $23 (4) 10/26/2025 Common Stock 10,000 10,000 D
Employee Stock Option (Right to Buy) $18.92 07/31/2019(5) 07/31/2024 Common Stock 2,133 2,133 D
Employee Stock Option (Right to Buy) $14.7 01/31/2017(6) 01/31/2022 Common Stock 48,630 48,630 D
Employee Stock Option (Right to Buy) $10.93 08/19/2015(7) 08/19/2020 Common Stock 9,611 9,611 D
Explanation of Responses:
1. Disposition solely to meet tax withholding obligations for distribution from Stock Incentive Plan.
2. Includes 3,000 shares granted pursuant to the 2014 Stock Incentive Plan which reflect the unvested portion of a grant award originally covering 15,000 shares that commenced vesting at a rate of 20% per year on October 26, 2016, and 6,473 shares held jointly with the reporting person's spouse.
3. Reflects units which represent share interests and a reserve of cash in the Issuer's 401(k) Plan. Based on a report dated September 24, 2019.
4. The options are vesting at a rate of 20% per year commencing on October 26, 2016.
5. The options vested at a rate of 20% per year commencing on July 31, 2015.
6. The options vested at a rate of 20% per year commencing on January 31, 2013.
7. The options vested at a rate of 20% per year commencing on August 19, 2011.
Remarks:
*** Also serves as President and Chief Executive Officer of the Issuer's wholly owned subsidiary, Home Federal Bank.
/s/ Glen W. Brown by P.O.A. for James R. Barlow 10/28/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.