0001085146-17-002388.txt : 20171114
0001085146-17-002388.hdr.sgml : 20171114
20171114120829
ACCESSION NUMBER: 0001085146-17-002388
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Concert Wealth Management Inc.
CENTRAL INDEX KEY: 0001456534
IRS NUMBER: 371532751
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13474
FILM NUMBER: 171199642
BUSINESS ADDRESS:
STREET 1: 1900 THE ALAMEDA
STREET 2: 1ST FLOOR
CITY: SAN JOSE
STATE: CA
ZIP: 95126
BUSINESS PHONE: 408-856-6310
MAIL ADDRESS:
STREET 1: 1900 THE ALAMEDA
STREET 2: 1ST FLOOR
CITY: SAN JOSE
STATE: CA
ZIP: 95126
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001456534
XXXXXXXX
09-30-2017
09-30-2017
false
Concert Wealth Management Inc.
1900 THE ALAMEDA
1ST FLOOR
SAN JOSE
CA
95126
13F HOLDINGS REPORT
028-13474
Y
Proxy voting authority for managers 1-4 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client.
Please note that CONCERT Wealth Management, Inc. is in the process of concluding operations and will file form ADV-W, prior to the end of 2017. We will not be filing form 13F for the 4th quarter of 2017.
James Thorn
Compliance Officer & Advisor Solutions
408-856-6224
/s/ James Thorn
San Jose
CA
11-06-2017
4
25
24688
1
Howard Financial
2
Good Harbor Financial
3
Adhesion Wealth Advisor Solutions
4
Lord Abbett
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
AKAMAI TECHNOLOGIES INC
COM
00971T101
1250
25654
SH
SOLE
0
0
25654
AT&T INC
COM
00206R102
458
11675
SH
SOLE
0
0
11675
BBX CAP CORP NEW
CL A
05491N104
257
34794
SH
SOLE
0
0
34794
DIREXION SHS ETF TR
DLY MIDCAP ETF3X
25459W730
489
12110
SH
SOLE
0
0
12110
ETFS GOLD TR
SHS
26922Y105
1486
11991
SH
SOLE
0
0
11991
FIRST TR EXCH TRADED FD III
LNG/SHT EQUITY
33739P103
482
12905
SH
SOLE
0
0
12905
GWG HLDGS INC
COM
36192A109
1444
1444000
SH
SOLE
0
0
1444000
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
338
11385
SH
SOLE
0
0
11385
ISHARES INC
MSCI BRIC INDX
464286657
786
18239
SH
SOLE
0
0
18239
ISHARES TR
CORE S&P SCP ETF
464287804
753
10150
SH
SOLE
0
0
10150
ISHARES TR
CORE US AGGBD ET
464287226
1361
12401
SH
SOLE
0
0
12401
ISHARES TR
SHORT TREAS BD
464288679
1795
16244
SH
SOLE
0
0
16244
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
533
34894
SH
SOLE
0
0
34894
PROSHARES TR
SHRT HGH YIELD
74347R131
703
30392
SH
SOLE
0
0
30392
RESONANT INC
COM
76118L102
1542
348202
SH
SOLE
0
0
348202
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
340
12608
SH
SOLE
0
0
12608
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
551
16385
SH
SOLE
0
0
16385
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
1678
27578
SH
SOLE
0
0
27578
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
634
13359
SH
SOLE
0
0
13359
SPDR SER TR
BLOOMBERG SRT TR
78468R408
287
10392
SH
SOLE
0
0
10392
SPDR SERIES TRUST
BLOMBERG INTL TR
78464A516
659
23448
SH
SOLE
0
0
23448
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
229
21592
SH
SOLE
0
0
21592
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
3887
30009
SH
SOLE
0
0
30009
VANGUARD INDEX FDS
VALUE ETF
922908744
1082
10849
SH
SOLE
0
0
10849
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1664
31574
SH
SOLE
0
0
31574