0001085146-16-004095.txt : 20160801
0001085146-16-004095.hdr.sgml : 20160801
20160729191308
ACCESSION NUMBER: 0001085146-16-004095
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160801
DATE AS OF CHANGE: 20160729
EFFECTIVENESS DATE: 20160801
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Concert Wealth Management Inc.
CENTRAL INDEX KEY: 0001456534
IRS NUMBER: 371532751
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13474
FILM NUMBER: 161795468
BUSINESS ADDRESS:
STREET 1: 1900 THE ALAMEDA
STREET 2: 1ST FLOOR
CITY: SAN JOSE
STATE: CA
ZIP: 95126
BUSINESS PHONE: 408-856-6310
MAIL ADDRESS:
STREET 1: 1900 THE ALAMEDA
STREET 2: 1ST FLOOR
CITY: SAN JOSE
STATE: CA
ZIP: 95126
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001456534
XXXXXXXX
06-30-2016
06-30-2016
true
1
RESTATEMENT
false
Concert Wealth Management Inc.
1900 THE ALAMEDA
1ST FLOOR
SAN JOSE
CA
95126
13F HOLDINGS REPORT
028-13474
Y
Proxy voting authority for managers 1-10 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client.
James Thorn
Compliance Officer & Advisor Solutions
408-856-6224
/s/ James Thorn
San Jose
CA
07-29-2016
10
1163
736992
1
Adhesion Wealth Advisor Solutions
2
Advisors Asset Management
3
Alliance Global Investors
4
Columbia
5
Envestnet
6
Frontier Growth
7
Invesco Advisers
8
Lord Abbett
9
Sitrin
10
Merlin Asset Management
INFORMATION TABLE
2
infotable.xml
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COM
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SH
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3M CO
COM
88579Y101
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0
ABBOTT LABS
COM
002824100
54
1387
SH
DFND
5
1387
0
0
ABBOTT LABS
COM
002824100
2019
51059
SH
SOLE
0
0
51059
ABBVIE INC
COM
00287Y109
44
712
SH
DFND
5
712
0
0
ABBVIE INC
COM
00287Y109
3926
63556
SH
SOLE
0
0
63556
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
216
42578
SH
SOLE
0
0
42578
ABERDEEN AUSTRALIA EQTY FD I
COM
003011103
196
34780
SH
SOLE
0
0
34780
ACUITY BRANDS INC
COM
00508Y102
3
11
SH
DFND
5
11
0
0
ACUITY BRANDS INC
COM
00508Y102
751
3032
SH
SOLE
0
0
3032
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
166
13177
SH
SOLE
0
0
13177
ADOBE SYS INC
COM
00724F101
4
43
SH
DFND
5
43
0
0
ADOBE SYS INC
COM
00724F101
207
2150
SH
DFND
9
2150
0
0
ADOBE SYS INC
COM
00724F101
2597
27116
SH
SOLE
0
0
27116
ADOBE SYS INC
COM
00724F101
13
1700
SH
Call
DFND
9
1700
0
0
AETNA INC NEW
COM
00817Y108
399
3285
SH
SOLE
0
0
3285
AETNA INC NEW
COM
00817Y108
18
139
SH
DFND
5
139
0
0
AFLAC INC
COM
001055102
1796
24839
SH
SOLE
0
0
24839
AFLAC INC
COM
001055102
23
307
SH
DFND
5
307
0
0
AIR PRODS & CHEMS INC
COM
009158106
324
2270
SH
SOLE
0
0
2270
AKAMAI TECHNOLOGIES INC
COM
00971T101
1617
28919
SH
SOLE
0
0
28919
ALASKA AIR GROUP INC
COM
011659109
10
177
SH
DFND
5
177
0
0
ALASKA AIR GROUP INC
COM
011659109
562
9658
SH
SOLE
0
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ALCOA INC
COM
013817101
9
1000
SH
DFND
5
1000
0
0
ALCOA INC
COM
013817101
247
26644
SH
SOLE
0
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26644
ALEXION PHARMACEUTICALS INC
COM
015351109
147
1249
SH
DFND
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0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
249
2115
SH
SOLE
0
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2115
ALEXION PHARMACEUTICALS INC
COM
015351109
0
1000
SH
Call
DFND
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0
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01609W102
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DFND
5
79
0
0
ALIBABA GROUP HLDG LTD
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01609W102
414
5172
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SOLE
0
0
5172
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1
400
SH
Put
SOLE
0
0
400
ALLIANZGI CONV & INCOME FD
COM
018828103
108
17653
SH
SOLE
0
0
17653
ALLIANZGI EQUITY & CONV INCO
COM
018829101
410
22275
SH
SOLE
0
0
22275
ALLSTATE CORP
COM
020002101
625
8935
SH
SOLE
0
0
8935
ALLSTATE CORP
COM
020002101
0
300
SH
Call
SOLE
0
0
300
ALPS ETF TR
ALERIAN MLP
00162Q866
2401
188476
SH
SOLE
0
0
188476
ALPS ETF TR
ALERIAN MLP
00162Q866
22
1771
SH
DFND
5
1771
0
0
ALPS ETF TR
BARRONS 400 ETF
00162Q726
398
13125
SH
SOLE
0
0
13125
ALTRIA GROUP INC
COM
02209S103
78
1128
SH
DFND
5
1128
0
0
ALTRIA GROUP INC
COM
02209S103
5814
84311
SH
SOLE
0
0
84311
AMAZON COM INC
COM
023135106
6635
9273
SH
SOLE
0
0
9273
AMAZON COM INC
COM
023135106
287
404
SH
DFND
9
404
0
0
AMAZON COM INC
COM
023135106
17
25
SH
DFND
5
25
0
0
AMAZON COM INC
COM
023135106
241
336
SH
DFND
10
336
0
0
AMC NETWORKS INC
CL A
00164V103
81
1283
SH
SOLE
0
0
1283
AMC NETWORKS INC
CL A
00164V103
184
3025
SH
DFND
9
3025
0
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SPON ADR L SHS
02364W105
1318
107526
SH
DFND
5
107526
0
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SPON ADR L SHS
02364W105
11
838
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SOLE
0
0
838
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COM
025537101
7
102
SH
DFND
5
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0
0
AMERICAN ELEC PWR INC
COM
025537101
506
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AMERICAN EXPRESS CO
COM
025816109
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22230
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AMERICAN EXPRESS CO
COM
025816109
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300
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300
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COM
025816109
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0
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AMERICAN EXPRESS CO
COM
025816109
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DFND
5
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UNIT L P INT
030975106
2304
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SOLE
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0
49546
AMERISOURCEBERGEN CORP
COM
03073E105
40
518
SH
DFND
5
518
0
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AMERISOURCEBERGEN CORP
COM
03073E105
496
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0
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AMGEN INC
COM
031162100
225
1484
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DFND
10
1484
0
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AMGEN INC
COM
031162100
37
233
SH
DFND
5
233
0
0
AMGEN INC
COM
031162100
2967
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0
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19568
AMN HEALTHCARE SERVICES INC
COM
001744101
4
99
SH
DFND
5
99
0
0
AMN HEALTHCARE SERVICES INC
COM
001744101
252
6300
SH
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0
0
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CL A
032095101
370
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SOLE
0
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AMPHENOL CORP NEW
CL A
032095101
2
29
SH
DFND
5
29
0
0
ANADARKO PETE CORP
COM
032511107
16
298
SH
DFND
5
298
0
0
ANADARKO PETE CORP
COM
032511107
272
5089
SH
SOLE
0
0
5089
ANNALY CAP MGMT INC
COM
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628
56607
SH
SOLE
0
0
56607
ANTHEM INC
COM
036752103
453
3456
SH
SOLE
0
0
3456
APOLLO INVT CORP
COM
03761U106
142
25593
SH
SOLE
0
0
25593
APPLE INC
COM
037833100
26335
275262
SH
SOLE
0
0
275262
APPLE INC
COM
037833100
203
2129
SH
DFND
9
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0
0
APPLE INC
COM
037833100
146
1521
SH
DFND
5
1521
0
0
APPLE INC
COM
037833100
314
3275
SH
DFND
10
3275
0
0
APPLE INC
COM
037833100
0
100
SH
Call
SOLE
0
0
100
APPLIED MATLS INC
COM
038222105
2
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DFND
5
78
0
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APPLIED MATLS INC
COM
038222105
278
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DFND
9
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0
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APPLIED MATLS INC
COM
038222105
752
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APPLIED MATLS INC
COM
038222105
0
400
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Call
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400
AQUA AMERICA INC
COM
03836W103
566
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SH
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0
0
15888
AQUA AMERICA INC
COM
03836W103
62
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DFND
5
1762
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ARCHER DANIELS MIDLAND CO
COM
039483102
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300
SH
Call
SOLE
0
0
300
ARCHER DANIELS MIDLAND CO
COM
039483102
45
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SH
DFND
5
1050
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
163
3800
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SOLE
0
0
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ARES CAP CORP
COM
04010L103
177
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SOLE
0
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12509
ARIAD PHARMACEUTICALS INC
COM
04033A100
297
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SH
SOLE
0
0
40686
ARISTA NETWORKS INC
COM
040413106
212
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SH
SOLE
0
0
3317
ARROW INVTS TR
DWA TACTICAL ETF
042765792
1115
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SH
SOLE
0
0
107315
AT&T INC
COM
00206R102
8847
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SH
SOLE
0
0
204785
AT&T INC
COM
00206R102
124
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SH
DFND
5
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COM
053015103
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AUTOMATIC DATA PROCESSING IN
COM
053015103
15
162
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162
0
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AUTOMATIC DATA PROCESSING IN
COM
053015103
224
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SH
DFND
10
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0
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BAIDU INC
SPON ADR REP A
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SH
DFND
5
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0
0
BAIDU INC
SPON ADR REP A
056752108
2
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SH
DFND
7
15
0
0
BAIDU INC
SPON ADR REP A
056752108
10
62
SH
DFND
9
62
0
0
BAIDU INC
SPON ADR REP A
056752108
206
1258
SH
SOLE
0
0
1258
BAKER HUGHES INC
COM
057224107
238
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SH
SOLE
0
0
5366
BANCO SANTANDER SA
ADR
05964H105
24
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SH
SOLE
0
0
6229
BANCO SANTANDER SA
ADR
05964H105
14
3942
SH
DFND
5
3942
0
0
BANCROFT FUND LTD
COM
059695106
196
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SH
SOLE
0
0
10439
BANK AMER CORP
*W EXP 01/16/201
060505146
118
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SH
SOLE
0
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34047
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COM
060505104
6014
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SH
SOLE
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452521
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COM
060505104
0
600
SH
Call
SOLE
0
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600
BANK AMER CORP
COM
060505104
1
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SH
DFND
5
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COM
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1475
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SH
SOLE
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0
24390
BAXTER INTL INC
COM
071813109
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DFND
5
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BAXTER INTL INC
COM
071813109
714
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SH
SOLE
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BB&T CORP
COM
054937107
4
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SH
DFND
5
127
0
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BB&T CORP
COM
054937107
206
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SH
SOLE
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BCE INC
COM NEW
05534B760
36
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SH
DFND
5
765
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BCE INC
COM NEW
05534B760
179
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SH
SOLE
0
0
3756
BECTON DICKINSON & CO
COM
075887109
250
1475
SH
DFND
10
1475
0
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BECTON DICKINSON & CO
COM
075887109
1
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5
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BECTON DICKINSON & CO
COM
075887109
1478
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CL A
084670108
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CL B NEW
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778
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
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2
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DFND
5
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0
0
BGC PARTNERS INC
CL A
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267
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SH
SOLE
0
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30928
BIG LOTS INC
COM
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SH
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25752
BIG LOTS INC
COM
089302103
0
200
SH
Call
SOLE
0
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200
BIG LOTS INC
COM
089302103
2
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BIO PATH HOLDINGS INC
COM
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SH
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0
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BIOGEN INC
COM
09062X103
2
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SH
DFND
5
10
0
0
BIOGEN INC
COM
09062X103
170
703
SH
DFND
9
703
0
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BIOGEN INC
COM
09062X103
740
3084
SH
SOLE
0
0
3084
BIOGEN INC
COM
09062X103
0
300
SH
Call
DFND
9
300
0
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BLACKROCK CR ALLCTN INC TR
COM
092508100
172
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13094
BLACKROCK ENH CAP & INC FD I
COM
09256A109
465
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SH
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0
0
34662
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
337
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SH
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0
42885
BLACKROCK INCOME TR INC
COM
09247F100
78
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SH
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BLACKROCK INTL GRWTH & INC T
COM BENE INTER
092524107
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BLACKROCK MUN 2020 TERM TR
COM SHS
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18720
BLACKROCK MUNICIPL INC QLTY
COM
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13285
BLACKROCK MUNIENHANCED FD IN
COM
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BLACKROCK MUNIHLDNGS QLTY II
COM
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302
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BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
171
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0
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BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
987
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SH
SOLE
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BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
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BOEING CO
COM
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18
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5
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0
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BOEING CO
COM
097023105
226
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SH
DFND
9
1739
0
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BOEING CO
COM
097023105
6421
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SH
SOLE
0
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49554
BP PLC
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055622104
23
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SH
DFND
5
640
0
0
BP PLC
SPONSORED ADR
055622104
2208
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SH
SOLE
0
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BRISTOL MYERS SQUIBB CO
COM
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51
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SH
DFND
5
710
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
4679
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SH
SOLE
0
0
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CABELAS INC
COM
126804301
1
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SH
DFND
5
12
0
0
CABELAS INC
COM
126804301
213
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SH
SOLE
0
0
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CAL MAINE FOODS INC
COM NEW
128030202
526
11980
SH
SOLE
0
0
11980
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COM SHS
12811P108
175
16481
SH
SOLE
0
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CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
231
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SH
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CALAMOS GBL DYN INCOME FUND
COM
12811L107
320
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SH
SOLE
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COM SH BEN INT
128125101
291
29417
SH
SOLE
0
0
29417
CALPINE CORP
COM NEW
131347304
159
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SH
SOLE
0
0
10515
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
64
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SH
SOLE
0
0
13263
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COM
136375102
7
118
SH
DFND
5
118
0
0
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COM
136375102
2
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SH
DFND
7
34
0
0
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COM
136375102
244
4125
SH
SOLE
0
0
4125
CAPITAL ONE FINL CORP
COM
14040H105
3
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SH
DFND
5
51
0
0
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COM
14040H105
454
7040
SH
SOLE
0
0
7040
CAPITAL ONE FINL CORP
COM
14040H105
0
200
SH
Call
SOLE
0
0
200
CARLISLE COS INC
COM
142339100
251
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SH
SOLE
0
0
2355
CARNIVAL CORP
UNIT 99/99/9999
143658300
4
82
SH
DFND
5
82
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
233
5293
SH
SOLE
0
0
5293
CATERPILLAR INC DEL
COM
149123101
1
14
SH
DFND
5
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0
0
CATERPILLAR INC DEL
COM
149123101
0
200
SH
Call
SOLE
0
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200
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COM
149123101
1417
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SH
SOLE
0
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CBS CORP NEW
CL B
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DFND
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CL B
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216
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CELGENE CORP
COM
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DFND
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0
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CELGENE CORP
COM
151020104
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SH
SOLE
0
0
12385
CELGENE CORP
COM
151020104
199
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SH
DFND
9
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0
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CELGENE CORP
COM
151020104
9
87
SH
DFND
5
87
0
0
CENTRAL SECS CORP
COM
155123102
647
33041
SH
SOLE
0
0
33041
CENTURYLINK INC
COM
156700106
1
23
SH
DFND
5
23
0
0
CENTURYLINK INC
COM
156700106
1400
48116
SH
SOLE
0
0
48116
CHEVRON CORP NEW
COM
166764100
280
2709
SH
DFND
10
2709
0
0
CHEVRON CORP NEW
COM
166764100
48
464
SH
DFND
5
464
0
0
CHEVRON CORP NEW
COM
166764100
11069
105796
SH
SOLE
0
0
105796
CHEVRON CORP NEW
COM
166764100
0
200
SH
Put
SOLE
0
0
200
CHICAGO BRIDGE & IRON CO N V
COM
167250109
196
5654
SH
DFND
9
5654
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
117
3419
SH
SOLE
0
0
3419
CIGNA CORPORATION
COM
125509109
680
5337
SH
SOLE
0
0
5337
CISCO SYS INC
COM
17275R102
72
2578
SH
DFND
5
2578
0
0
CISCO SYS INC
COM
17275R102
225
7822
SH
DFND
9
7822
0
0
CISCO SYS INC
COM
17275R102
4152
144691
SH
SOLE
0
0
144691
CISCO SYS INC
COM
17275R102
0
200
SH
Call
SOLE
0
0
200
CLAYMORE EXCHANGE TRD FD TR
GUGG CRP BD 2017
18383M548
678
29776
SH
SOLE
0
0
29776
CLAYMORE EXCHANGE TRD FD TR
GUGG S&P SPINOFF
18383M605
1098
27845
SH
SOLE
0
0
27845
CLOROX CO DEL
COM
189054109
2
15
SH
DFND
5
15
0
0
CLOROX CO DEL
COM
189054109
1389
10062
SH
SOLE
0
0
10062
CLOUGH GLOBAL ALLOCATION FD
COM
18913Y103
173
14838
SH
SOLE
0
0
14838
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
94
10043
SH
SOLE
0
0
10043
CMS ENERGY CORP
COM
125896100
627
13733
SH
SOLE
0
0
13733
COCA COLA CO
COM
191216100
7
184
SH
DFND
5
184
0
0
COCA COLA CO
COM
191216100
3819
84252
SH
SOLE
0
0
84252
COGNEX CORP
COM
192422103
8
195
SH
DFND
5
195
0
0
COGNEX CORP
COM
192422103
382
8869
SH
SOLE
0
0
8869
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
870
40595
SH
SOLE
0
0
40595
COHEN & STEERS QUALITY RLTY
COM
19247L106
702
51198
SH
SOLE
0
0
51198
COHEN & STEERS TOTAL RETURN
COM
19247R103
172
12299
SH
SOLE
0
0
12299
COLGATE PALMOLIVE CO
COM
194162103
16
209
SH
DFND
5
209
0
0
COLGATE PALMOLIVE CO
COM
194162103
1097
14990
SH
SOLE
0
0
14990
COLGATE PALMOLIVE CO
COM
194162103
0
200
SH
Call
SOLE
0
0
200
COMCAST CORP NEW
CL A
20030N101
60
905
SH
DFND
5
905
0
0
COMCAST CORP NEW
CL A
20030N101
1256
19168
SH
SOLE
0
0
19168
COMERICA INC
COM
200340107
220
5350
SH
SOLE
0
0
5350
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
134
15150
SH
SOLE
0
0
15150
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
51
23458
SH
SOLE
0
0
23458
CONAGRA FOODS INC
COM
205887102
283
5871
SH
SOLE
0
0
5871
CONOCOPHILLIPS
COM
20825C104
13
302
SH
DFND
5
302
0
0
CONOCOPHILLIPS
COM
20825C104
1861
42800
SH
SOLE
0
0
42800
CONSOLIDATED EDISON INC
COM
209115104
82
1030
SH
DFND
5
1030
0
0
CONSOLIDATED EDISON INC
COM
209115104
1387
17291
SH
SOLE
0
0
17291
CONSTELLATION BRANDS INC
CL A
21036P108
6
34
SH
DFND
5
34
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
294
1786
SH
SOLE
0
0
1786
CORNING INC
COM
219350105
5
241
SH
DFND
5
241
0
0
CORNING INC
COM
219350105
607
29750
SH
SOLE
0
0
29750
CORNING INC
COM
219350105
13
643
SH
DFND
9
643
0
0
COSTCO WHSL CORP NEW
COM
22160K105
222
1416
SH
DFND
10
1416
0
0
COSTCO WHSL CORP NEW
COM
22160K105
18
117
SH
DFND
5
117
0
0
COSTCO WHSL CORP NEW
COM
22160K105
4512
28758
SH
SOLE
0
0
28758
CREDIT SUISSE ASSET MGMT INC
COM
224916106
38
12829
SH
SOLE
0
0
12829
CSX CORP
COM
126408103
1007
38588
SH
SOLE
0
0
38588
CUMMINS INC
COM
231021106
12
103
SH
DFND
9
103
0
0
CUMMINS INC
COM
231021106
602
5405
SH
SOLE
0
0
5405
CUMMINS INC
COM
231021106
5
47
SH
DFND
5
47
0
0
CVS HEALTH CORP
COM
126650100
1162
12103
SH
SOLE
0
0
12103
CVS HEALTH CORP
COM
126650100
85
891
SH
DFND
5
891
0
0
DANAHER CORP DEL
COM
235851102
596
5923
SH
SOLE
0
0
5923
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
3942
50981
SH
SOLE
0
0
50981
DEERE & CO
COM
244199105
383
4748
SH
SOLE
0
0
4748
DELTA AIR LINES INC DEL
COM NEW
247361702
0
200
SH
Call
SOLE
0
0
200
DELTA AIR LINES INC DEL
COM NEW
247361702
3
99
SH
DFND
5
99
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
676
18629
SH
SOLE
0
0
18629
DEVON ENERGY CORP NEW
COM
25179M103
5
132
SH
DFND
5
132
0
0
DEVON ENERGY CORP NEW
COM
25179M103
376
10358
SH
SOLE
0
0
10358
DIAGEO P L C
SPON ADR NEW
25243Q205
20
179
SH
DFND
5
179
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
361
3185
SH
SOLE
0
0
3185
DIREXION SHS ETF TR
DRX S&P500BULL
25459W862
151
1723
SH
DFND
5
1723
0
0
DIREXION SHS ETF TR
DRX S&P500BULL
25459W862
68
758
SH
SOLE
0
0
758
DISCOVER FINL SVCS
COM
254709108
43
775
SH
DFND
5
775
0
0
DISCOVER FINL SVCS
COM
254709108
443
8314
SH
SOLE
0
0
8314
DISNEY WALT CO
COM DISNEY
254687106
83
848
SH
DFND
5
848
0
0
DISNEY WALT CO
COM DISNEY
254687106
0
100
SH
Call
SOLE
0
0
100
DISNEY WALT CO
COM DISNEY
254687106
164
1689
SH
DFND
9
1689
0
0
DISNEY WALT CO
COM DISNEY
254687106
3375
34464
SH
SOLE
0
0
34464
DNP SELECT INCOME FD
COM
23325P104
211
19952
SH
SOLE
0
0
19952
DOLLAR GEN CORP NEW
COM
256677105
5
60
SH
DFND
5
60
0
0
DOLLAR GEN CORP NEW
COM
256677105
279
2985
SH
SOLE
0
0
2985
DOLLAR TREE INC
COM
256746108
297
3166
SH
SOLE
0
0
3166
DOLLAR TREE INC
COM
256746108
3
27
SH
DFND
5
27
0
0
DOMINION RES INC VA NEW
COM
25746U109
637
8179
SH
SOLE
0
0
8179
DOMINION RES INC VA NEW
COM
25746U109
160
2058
SH
DFND
5
2058
0
0
DOW CHEM CO
COM
260543103
9
179
SH
DFND
5
179
0
0
DOW CHEM CO
COM
260543103
2168
43518
SH
SOLE
0
0
43518
DREYFUS STRATEGIC MUNS INC
COM
261932107
139
14691
SH
SOLE
0
0
14691
DU PONT E I DE NEMOURS & CO
COM
263534109
11
157
SH
DFND
5
157
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
1415
21937
SH
SOLE
0
0
21937
DU PONT E I DE NEMOURS & CO
COM
263534109
0
200
SH
Call
SOLE
0
0
200
E M C CORP MASS
COM
268648102
25
893
SH
DFND
5
893
0
0
E M C CORP MASS
COM
268648102
13
464
SH
DFND
9
464
0
0
E M C CORP MASS
COM
268648102
1538
56659
SH
SOLE
0
0
56659
EASTMAN CHEM CO
COM
277432100
364
5415
SH
SOLE
0
0
5415
EATON VANCE ENHANCED EQ INC
COM
278274105
146
11495
SH
SOLE
0
0
11495
EATON VANCE FLTING RATE INC
COM
278279104
162
12131
SH
SOLE
0
0
12131
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
155
15652
SH
SOLE
0
0
15652
EATON VANCE SH TM DR DIVR IN
COM
27828V104
366
26952
SH
SOLE
0
0
26952
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
235
39200
SH
SOLE
0
0
39200
EATON VANCE TAX MNGD GBL DV
COM
27829F108
10
1100
SH
DFND
5
1100
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
202
23777
SH
SOLE
0
0
23777
EATON VANCE TX ADV GLBL DIV
COM
27828S101
184
12661
SH
SOLE
0
0
12661
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
303
29448
SH
SOLE
0
0
29448
EATON VANCE TX MNG BY WRT OP
COM
27828Y108
318
21494
SH
SOLE
0
0
21494
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
129
12641
SH
SOLE
0
0
12641
EBAY INC
COM
278642103
0
17
SH
DFND
5
17
0
0
EBAY INC
COM
278642103
596
25395
SH
SOLE
0
0
25395
ECOLAB INC
COM
278865100
208
1751
SH
SOLE
0
0
1751
ECOLAB INC
COM
278865100
12
88
SH
DFND
5
88
0
0
EDISON INTL
COM
281020107
256
3298
SH
SOLE
0
0
3298
EDWARDS LIFESCIENCES CORP
COM
28176E108
414
4141
SH
SOLE
0
0
4141
EDWARDS LIFESCIENCES CORP
COM
28176E108
2
20
SH
DFND
5
20
0
0
EGA EMERGING GLOBAL SHS TR
INDIA CONSUMER
268461761
287
8631
SH
SOLE
0
0
8631
ELECTRONIC ARTS INC
COM
285512109
4
59
SH
DFND
5
59
0
0
ELECTRONIC ARTS INC
COM
285512109
440
5774
SH
SOLE
0
0
5774
ELLSWORTH GROWTH & INCOME FD
COM
289074106
660
83699
SH
SOLE
0
0
83699
EMERSON ELEC CO
COM
291011104
841
16080
SH
SOLE
0
0
16080
EMERSON ELEC CO
COM
291011104
4
80
SH
DFND
5
80
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
178
12322
SH
SOLE
0
0
12322
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
76
2000
SH
DFND
5
2000
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
605
15737
SH
SOLE
0
0
15737
ENTERPRISE PRODS PARTNERS L
COM
293792107
1068
36434
SH
SOLE
0
0
36434
EOG RES INC
COM
26875P101
1430
17131
SH
SOLE
0
0
17131
ETFS GOLD TR
SHS
26922Y105
2303
17929
SH
SOLE
0
0
17929
EXCHANGE TRADED CONCEPTS TR
YLD SHS HGH INC
301505301
348
18643
SH
SOLE
0
0
18643
EXELON CORP
COM
30161N101
336
9231
SH
SOLE
0
0
9231
EXTRA SPACE STORAGE INC
COM
30225T102
221
2386
SH
SOLE
0
0
2386
EXXON MOBIL CORP
COM
30231G102
135
1443
SH
DFND
5
1443
0
0
EXXON MOBIL CORP
COM
30231G102
8113
86726
SH
SOLE
0
0
86726
F5 NETWORKS INC
COM
315616102
233
2058
SH
DFND
9
2058
0
0
F5 NETWORKS INC
COM
315616102
334
2924
SH
SOLE
0
0
2924
F5 NETWORKS INC
COM
315616102
3
1400
SH
Call
DFND
9
1400
0
0
FACEBOOK INC
CL A
30303M102
238
2067
SH
DFND
10
2067
0
0
FACEBOOK INC
CL A
30303M102
16
145
SH
DFND
5
145
0
0
FACEBOOK INC
CL A
30303M102
267
2338
SH
DFND
9
2338
0
0
FACEBOOK INC
CL A
30303M102
5453
47745
SH
SOLE
0
0
47745
FEDEX CORP
COM
31428X106
2
10
SH
DFND
5
10
0
0
FEDEX CORP
COM
31428X106
743
4866
SH
SOLE
0
0
4866
FERRELLGAS PARTNERS L.P.
UNIT LTD PART
315293100
1830
99048
SH
SOLE
0
0
99048
FIDELITY
MSCI UTILS INDEX
316092865
23
681
SH
DFND
5
681
0
0
FIDELITY
MSCI UTILS INDEX
316092865
2238
66008
SH
SOLE
0
0
66008
FIRST SOLAR INC
COM
336433107
1
24
SH
DFND
5
24
0
0
FIRST SOLAR INC
COM
336433107
448
9217
SH
SOLE
0
0
9217
FIRST TR ENERGY INCOME & GRW
COM
33738G104
1432
56107
SH
SOLE
0
0
56107
FIRST TR ENHANCED EQTY INC F
COM
337318109
320
24583
SH
SOLE
0
0
24583
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
329
9718
SH
SOLE
0
0
9718
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
292
5996
SH
SOLE
0
0
5996
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
1382
19154
SH
SOLE
0
0
19154
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
1070
47817
SH
SOLE
0
0
47817
FIRST TR EXCHANGE TRADED FD
ENERGY ALPHADX
33734X127
216
14595
SH
SOLE
0
0
14595
FIRST TR EXCHANGE TRADED FD
FIRST TR ENH NEW
33739Q408
341
5700
SH
SOLE
0
0
5700
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
597
24368
SH
SOLE
0
0
24368
FIRST TR EXCHANGE TRADED FD
NY ARCA BIOTECH
33733E203
239
2689
SH
SOLE
0
0
2689
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
357
13315
SH
SOLE
0
0
13315
FIRST TR US IPO INDEX FD
SHS
336920103
240
4772
SH
SOLE
0
0
4772
FIRST TR VALUE LINE 100 ETF
COM SHS
33735G107
830
40989
SH
SOLE
0
0
40989
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
492
18293
SH
SOLE
0
0
18293
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
284
10521
SH
DFND
5
10521
0
0
FIRSTENERGY CORP
COM
337932107
199
5735
SH
SOLE
0
0
5735
FIRSTENERGY CORP
COM
337932107
21
616
SH
DFND
5
616
0
0
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
238
11045
SH
SOLE
0
0
11045
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
481
18124
SH
SOLE
0
0
18124
FOOT LOCKER INC
COM
344849104
1
23
SH
DFND
5
23
0
0
FOOT LOCKER INC
COM
344849104
281
5147
SH
SOLE
0
0
5147
FOOT LOCKER INC
COM
344849104
0
200
SH
Call
SOLE
0
0
200
FORD MTR CO DEL
COM PAR $0.01
345370860
6
441
SH
DFND
5
441
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
3739
296094
SH
SOLE
0
0
296094
FORTINET INC
COM
34959E109
568
18212
SH
SOLE
0
0
18212
FRANKLIN LTD DURATION INC TR
COM
35472T101
251
21633
SH
SOLE
0
0
21633
FREEPORT-MCMORAN INC
CL B
35671D857
0
1100
SH
Call
SOLE
0
0
1100
FREEPORT-MCMORAN INC
CL B
35671D857
110
10277
SH
SOLE
0
0
10277
FRONTIER COMMUNICATIONS CORP
COM
35906A108
1118
226819
SH
SOLE
0
0
226819
G WILLI FOOD INTL LTD
ORD
M52523103
45
10402
SH
SOLE
0
0
10402
GABELLI DIVD & INCOME TR
COM
36242H104
23
1157
SH
DFND
5
1157
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
588
30737
SH
SOLE
0
0
30737
GABELLI EQUITY TR INC
COM
362397101
58
10806
SH
SOLE
0
0
10806
GABELLI MULTIMEDIA TR INC
COM
36239Q109
203
28292
SH
SOLE
0
0
28292
GARTNER INC
COM
366651107
199
2061
SH
SOLE
0
0
2061
GARTNER INC
COM
366651107
14
149
SH
DFND
5
149
0
0
GENERAL DYNAMICS CORP
COM
369550108
2
11
SH
DFND
5
11
0
0
GENERAL DYNAMICS CORP
COM
369550108
289
2074
SH
SOLE
0
0
2074
GENERAL ELECTRIC CO
COM
369604103
79
2567
SH
DFND
5
2567
0
0
GENERAL ELECTRIC CO
COM
369604103
10923
347742
SH
SOLE
0
0
347742
GENERAL MLS INC
COM
370334104
30
429
SH
DFND
5
429
0
0
GENERAL MLS INC
COM
370334104
1629
22850
SH
SOLE
0
0
22850
GENESEE & WYO INC
CL A
371559105
804
13545
SH
SOLE
0
0
13545
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
420
12960
SH
SOLE
0
0
12960
GENUINE PARTS CO
COM
372460105
443
4367
SH
SOLE
0
0
4367
GENUINE PARTS CO
COM
372460105
32
317
SH
DFND
5
317
0
0
GILEAD SCIENCES INC
COM
375558103
3
900
SH
Call
SOLE
0
0
900
GILEAD SCIENCES INC
COM
375558103
2532
30359
SH
SOLE
0
0
30359
GILEAD SCIENCES INC
COM
375558103
7
70
SH
DFND
5
70
0
0
GILEAD SCIENCES INC
COM
375558103
171
2050
SH
DFND
9
2050
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
34
745
SH
DFND
5
745
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1409
32495
SH
SOLE
0
0
32495
GLOBAL X FDS
GLB X MLP ENRG I
37950E226
138
10000
SH
SOLE
0
0
10000
GLOBAL X FDS
GLB X SUPERDIV
37950E549
1427
69222
SH
SOLE
0
0
69222
GLOBALSTAR INC
COM
378973408
61
50000
SH
SOLE
0
0
50000
GOLDMAN SACHS ETF TR
ACTIVEBETA EME
381430206
507
18876
SH
SOLE
0
0
18876
GOLDMAN SACHS GROUP INC
COM
38141G104
278
1868
SH
DFND
10
1868
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1777
12034
SH
SOLE
0
0
12034
GOLDMAN SACHS GROUP INC
COM
38141G104
1
7
SH
DFND
5
7
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
3
130
SH
DFND
5
130
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
220
8559
SH
SOLE
0
0
8559
HALLIBURTON CO
COM
406216101
2
50
SH
DFND
5
50
0
0
HALLIBURTON CO
COM
406216101
373
8149
SH
SOLE
0
0
8149
HANCOCK JOHN FINL OPPTYS FD
SH BEN INT NEW
409735206
296
11479
SH
SOLE
0
0
11479
HANCOCK JOHN PREMUIM DIV FD
COM SH BEN INT
41013T105
181
10733
SH
SOLE
0
0
10733
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
999
40043
SH
SOLE
0
0
40043
HARLEY DAVIDSON INC
COM
412822108
224
4949
SH
SOLE
0
0
4949
HARTFORD FINL SVCS GROUP INC
COM
416515104
778
17652
SH
SOLE
0
0
17652
HAWAIIAN ELEC INDUSTRIES
COM
419870100
438
13366
SH
SOLE
0
0
13366
HCA HOLDINGS INC
COM
40412C101
330
4296
SH
SOLE
0
0
4296
HCA HOLDINGS INC
COM
40412C101
0
200
SH
Call
SOLE
0
0
200
HCP INC
COM
40414L109
1
37
SH
DFND
5
37
0
0
HCP INC
COM
40414L109
2594
72993
SH
SOLE
0
0
72993
HD SUPPLY HLDGS INC
COM
40416M105
272
7842
SH
DFND
9
7842
0
0
HD SUPPLY HLDGS INC
COM
40416M105
11
344
SH
SOLE
0
0
344
HELMERICH & PAYNE INC
COM
423452101
1
11
SH
DFND
5
11
0
0
HELMERICH & PAYNE INC
COM
423452101
354
5305
SH
SOLE
0
0
5305
HERITAGE COMMERCE CORP
COM
426927109
140
13398
SH
SOLE
0
0
13398
HESS CORP
COM
42809H107
360
5999
SH
SOLE
0
0
5999
HOME DEPOT INC
COM
437076102
250
1968
SH
DFND
10
1968
0
0
HOME DEPOT INC
COM
437076102
71
536
SH
DFND
5
536
0
0
HOME DEPOT INC
COM
437076102
3314
25941
SH
SOLE
0
0
25941
HONEYWELL INTL INC
COM
438516106
39
331
SH
DFND
5
331
0
0
HONEYWELL INTL INC
COM
438516106
243
2088
SH
DFND
9
2088
0
0
HONEYWELL INTL INC
COM
438516106
1701
14622
SH
SOLE
0
0
14622
HUNTINGTON BANCSHARES INC
COM
446150104
1
139
SH
DFND
5
139
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
131
14464
SH
SOLE
0
0
14464
HUNTINGTON INGALLS INDS INC
COM
446413106
297
1772
SH
DFND
9
1772
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
24
143
SH
SOLE
0
0
143
IAMGOLD CORP
COM
450913108
124
30000
SH
SOLE
0
0
30000
ILLINOIS TOOL WKS INC
COM
452308109
1
9
SH
DFND
5
9
0
0
ILLINOIS TOOL WKS INC
COM
452308109
324
3121
SH
SOLE
0
0
3121
ILLUMINA INC
COM
452327109
236
1684
SH
SOLE
0
0
1684
INCYTE CORP
COM
45337C102
0
5
SH
DFND
5
5
0
0
INCYTE CORP
COM
45337C102
218
2735
SH
SOLE
0
0
2735
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
11
353
SH
DFND
5
353
0
0
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
1018
34861
SH
SOLE
0
0
34861
INTEL CORP
COM
458140100
232
7064
SH
DFND
9
7064
0
0
INTEL CORP
COM
458140100
0
600
SH
Call
SOLE
0
0
600
INTEL CORP
COM
458140100
75
2306
SH
DFND
5
2306
0
0
INTEL CORP
COM
458140100
12
2500
SH
Call
DFND
9
2500
0
0
INTEL CORP
COM
458140100
4632
141101
SH
SOLE
0
0
141101
INTERNATIONAL BUSINESS MACHS
COM
459200101
18
112
SH
DFND
5
112
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2317
15244
SH
SOLE
0
0
15244
INTERNATIONAL BUSINESS MACHS
COM
459200101
0
100
SH
Call
SOLE
0
0
100
INTL PAPER CO
COM
460146103
4
94
SH
DFND
5
94
0
0
INTL PAPER CO
COM
460146103
866
20657
SH
SOLE
0
0
20657
INTREXON CORP
COM
46122T102
223
9025
SH
SOLE
0
0
9025
INTREXON CORP
COM
46122T102
1
56
SH
DFND
5
56
0
0
INTUIT
COM
461202103
238
2114
SH
SOLE
0
0
2114
INTUITIVE SURGICAL INC
COM NEW
46120E602
1764
2665
SH
SOLE
0
0
2665
INTUITIVE SURGICAL INC
COM NEW
46120E602
4
6
SH
DFND
5
6
0
0
ISHARES
GLB GLD MINR ETF
464286335
1481
125926
SH
SOLE
0
0
125926
ISHARES
MSCI JAPAN ETF
464286848
125
10856
SH
DFND
5
10856
0
0
ISHARES
MSCI JAPAN ETF
464286848
764
66693
SH
SOLE
0
0
66693
ISHARES
MSCI STH KOR ETF
464286772
97
1884
SH
DFND
5
1884
0
0
ISHARES
MSCI STH KOR ETF
464286772
167
3279
SH
SOLE
0
0
3279
ISHARES GOLD TRUST
ISHARES
464285105
16
1252
SH
DFND
5
1252
0
0
ISHARES GOLD TRUST
ISHARES
464285105
229
18050
SH
SOLE
0
0
18050
ISHARES SILVER TRUST
ISHARES
46428Q109
7
384
SH
DFND
5
384
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
204
11371
SH
SOLE
0
0
11371
ISHARES TR
0-5 YR TIPS ETF
46429B747
1523
15033
SH
SOLE
0
0
15033
ISHARES TR
1-3 YR CR BD ETF
464288646
256
2422
SH
SOLE
0
0
2422
ISHARES TR
1-3 YR CR BD ETF
464288646
76
712
SH
DFND
5
712
0
0
ISHARES TR
20 YR TR BD ETF
464287432
4370
31474
SH
SOLE
0
0
31474
ISHARES TR
20 YR TR BD ETF
464287432
0
500
SH
Call
SOLE
0
0
500
ISHARES TR
20 YR TR BD ETF
464287432
90
646
SH
DFND
5
646
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
1027
8085
SH
SOLE
0
0
8085
ISHARES TR
3-7 YR TR BD ETF
464288661
368
2888
SH
DFND
5
2888
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
2027
17897
SH
SOLE
0
0
17897
ISHARES TR
7-10 Y TR BD ETF
464287440
21
193
SH
DFND
5
193
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
254
7413
SH
SOLE
0
0
7413
ISHARES TR
COHEN&STEER REIT
464287564
503
4659
SH
SOLE
0
0
4659
ISHARES TR
COHEN&STEER REIT
464287564
260
2409
SH
DFND
5
2409
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
77
1501
SH
DFND
5
1501
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
242
4670
SH
SOLE
0
0
4670
ISHARES TR
CORE MSCI EURO
46434V738
235
5992
SH
SOLE
0
0
5992
ISHARES TR
CORE S&P MCP ETF
464287507
1375
9235
SH
SOLE
0
0
9235
ISHARES TR
CORE S&P MCP ETF
464287507
431
2894
SH
DFND
5
2894
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
1804
15504
SH
SOLE
0
0
15504
ISHARES TR
CORE S&P SCP ETF
464287804
46
388
SH
DFND
5
388
0
0
ISHARES TR
CORE S&P TTL STK
464287150
507
5318
SH
SOLE
0
0
5318
ISHARES TR
CORE S&P500 ETF
464287200
104
494
SH
DFND
5
494
0
0
ISHARES TR
CORE S&P500 ETF
464287200
4367
20756
SH
SOLE
0
0
20756
ISHARES TR
CORE US AGGBD ET
464287226
166
1471
SH
DFND
5
1471
0
0
ISHARES TR
CORE US AGGBD ET
464287226
3352
29800
SH
SOLE
0
0
29800
ISHARES TR
EAFE SML CP ETF
464288273
589
12140
SH
SOLE
0
0
12140
ISHARES TR
EAFE SML CP ETF
464288273
23
467
SH
DFND
5
467
0
0
ISHARES TR
EUROPE ETF
464287861
3
86
SH
DFND
9
86
0
0
ISHARES TR
EUROPE ETF
464287861
417
11024
SH
SOLE
0
0
11024
ISHARES TR
FLTG RATE BD ETF
46429B655
213
4216
SH
SOLE
0
0
4216
ISHARES TR
FLTG RATE BD ETF
46429B655
57
1164
SH
DFND
5
1164
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
523
6178
SH
DFND
5
6178
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
389
4559
SH
SOLE
0
0
4559
ISHARES TR
IBOXX INV CP ETF
464287242
582
4739
SH
DFND
5
4739
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
1011
8247
SH
SOLE
0
0
8247
ISHARES TR
INTERM CR BD ETF
464288638
525
4720
SH
DFND
5
4720
0
0
ISHARES TR
INTERM CR BD ETF
464288638
305
2746
SH
SOLE
0
0
2746
ISHARES TR
INTERM CR BD ETF
464288638
25
221
SH
DFND
3
221
0
0
ISHARES TR
JP MOR EM MK ETF
464288281
290
2482
SH
SOLE
0
0
2482
ISHARES TR
JP MOR EM MK ETF
464288281
418
3630
SH
DFND
5
3630
0
0
ISHARES TR
MBS ETF
464288588
345
3146
SH
SOLE
0
0
3146
ISHARES TR
MBS ETF
464288588
1111
10100
SH
DFND
5
10100
0
0
ISHARES TR
MBS ETF
464288588
83
758
SH
DFND
2
758
0
0
ISHARES TR
MBS ETF
464288588
39
353
SH
DFND
3
353
0
0
ISHARES TR
MIN VOL EAFE ETF
46429B689
47
706
SH
DFND
5
706
0
0
ISHARES TR
MIN VOL EAFE ETF
46429B689
2449
36917
SH
SOLE
0
0
36917
ISHARES TR
MRGSTR MD CP ETF
464288208
478
3211
SH
SOLE
0
0
3211
ISHARES TR
MSCI ACWI ETF
464288257
204
3586
SH
SOLE
0
0
3586
ISHARES TR
MSCI EAFE ETF
464287465
1257
22589
SH
SOLE
0
0
22589
ISHARES TR
MSCI EAFE ETF
464287465
0
7
SH
DFND
9
7
0
0
ISHARES TR
MSCI EAFE ETF
464287465
47
846
SH
DFND
5
846
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
848
24699
SH
SOLE
0
0
24699
ISHARES TR
MSCI EMG MKT ETF
464287234
117
3411
SH
DFND
5
3411
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
226
2911
SH
SOLE
0
0
2911
ISHARES TR
MSCI UK SM ETF
46429B416
322
9554
SH
SOLE
0
0
9554
ISHARES TR
NA TEC-SFTWR ETF
464287515
501
4736
SH
SOLE
0
0
4736
ISHARES TR
NASDQ BIOTEC ETF
464287556
5
16
SH
DFND
5
16
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
347
1332
SH
SOLE
0
0
1332
ISHARES TR
NATIONAL MUN ETF
464288414
140
1221
SH
SOLE
0
0
1221
ISHARES TR
NATIONAL MUN ETF
464288414
93
819
SH
DFND
5
819
0
0
ISHARES TR
PHLX SEMICND ETF
464287523
275
2938
SH
SOLE
0
0
2938
ISHARES TR
RUS 1000 ETF
464287622
1132
9686
SH
SOLE
0
0
9686
ISHARES TR
RUS 1000 GRW ETF
464287614
6
64
SH
DFND
9
64
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
261
2600
SH
DFND
2
2600
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
328
3273
SH
DFND
5
3273
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
0
400
SH
Put
SOLE
0
0
400
ISHARES TR
RUS 1000 GRW ETF
464287614
1844
18413
SH
SOLE
0
0
18413
ISHARES TR
RUS 1000 VAL ETF
464287598
377
3641
SH
DFND
5
3641
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
907
8769
SH
SOLE
0
0
8769
ISHARES TR
RUS 1000 VAL ETF
464287598
295
2856
SH
DFND
2
2856
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
224
1627
SH
SOLE
0
0
1627
ISHARES TR
RUS MID-CAP ETF
464287499
932
5535
SH
SOLE
0
0
5535
ISHARES TR
RUS MID-CAP ETF
464287499
204
1208
SH
DFND
2
1208
0
0
ISHARES TR
RUS MID-CAP ETF
464287499
191
1135
SH
DFND
5
1135
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
71
620
SH
DFND
2
620
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
385
3342
SH
DFND
5
3342
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
2504
21861
SH
SOLE
0
0
21861
ISHARES TR
RUSSELL 2000 ETF
464287655
0
200
SH
Call
SOLE
0
0
200
ISHARES TR
RUSSELL 2000 ETF
464287655
43
45800
SH
Put
SOLE
0
0
45800
ISHARES TR
RUSSELL 3000 ETF
464287689
270
2182
SH
SOLE
0
0
2182
ISHARES TR
RUSSELL 3000 ETF
464287689
26
208
SH
DFND
5
208
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
2768
23781
SH
SOLE
0
0
23781
ISHARES TR
S&P 500 GRWT ETF
464287309
107
918
SH
DFND
5
918
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
297
3212
SH
SOLE
0
0
3212
ISHARES TR
S&P 500 VAL ETF
464287408
142
1541
SH
DFND
5
1541
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
297
1751
SH
SOLE
0
0
1751
ISHARES TR
SELECT DIVID ETF
464287168
2734
32016
SH
SOLE
0
0
32016
ISHARES TR
SELECT DIVID ETF
464287168
37
436
SH
DFND
5
436
0
0
ISHARES TR
SHRT NAT MUN ETF
464288158
142
1329
SH
SOLE
0
0
1329
ISHARES TR
SHRT NAT MUN ETF
464288158
206
1939
SH
DFND
5
1939
0
0
ISHARES TR
SHRT NAT MUN ETF
464288158
93
872
SH
DFND
2
872
0
0
ISHARES TR
SHRT NAT MUN ETF
464288158
32
301
SH
DFND
3
301
0
0
ISHARES TR
SHRT TRS BD ETF
464288679
28
253
SH
DFND
5
253
0
0
ISHARES TR
SHRT TRS BD ETF
464288679
2292
20748
SH
SOLE
0
0
20748
ISHARES TR
SP SMCP600GR ETF
464287887
1038
8057
SH
SOLE
0
0
8057
ISHARES TR
SP SMCP600GR ETF
464287887
5
38
SH
DFND
5
38
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
274
2329
SH
SOLE
0
0
2329
ISHARES TR
TIPS BD ETF
464287176
41
350
SH
DFND
5
350
0
0
ISHARES TR
TIPS BD ETF
464287176
290
2487
SH
SOLE
0
0
2487
ISHARES TR
U.S. AER&DEF ETF
464288760
279
2248
SH
SOLE
0
0
2248
ISHARES TR
U.S. FINLS ETF
464287788
206
2354
SH
SOLE
0
0
2354
ISHARES TR
U.S. INDS ETF
464287754
257
2345
SH
SOLE
0
0
2345
ISHARES TR
U.S. PFD STK ETF
464288687
1971
49333
SH
SOLE
0
0
49333
ISHARES TR
U.S. PFD STK ETF
464288687
78
1964
SH
DFND
5
1964
0
0
ISHARES TR
U.S. PHARMA ETF
464288836
262
1825
SH
SOLE
0
0
1825
ISHARES TR
U.S. REAL ES ETF
464287739
2271
27623
SH
SOLE
0
0
27623
ISHARES TR
U.S. REAL ES ETF
464287739
81
986
SH
DFND
5
986
0
0
ISHARES TR
U.S. TELECOM ETF
464287713
390
11690
SH
SOLE
0
0
11690
ISHARES TR
U.S. TELECOM ETF
464287713
46
1365
SH
DFND
5
1365
0
0
ISHARES TR
US BR DEL SE ETF
464288794
292
8100
SH
SOLE
0
0
8100
ISHARES TR
US HLTHCARE ETF
464287762
773
5223
SH
SOLE
0
0
5223
ISHARES TR
US HLTHCR PR ETF
464288828
895
7012
SH
SOLE
0
0
7012
JETBLUE AIRWAYS CORP
COM
477143101
505
30404
SH
SOLE
0
0
30404
JOHNSON & JOHNSON
COM
478160104
238
1971
SH
DFND
10
1971
0
0
JOHNSON & JOHNSON
COM
478160104
96
795
SH
DFND
5
795
0
0
JOHNSON & JOHNSON
COM
478160104
4648
38378
SH
SOLE
0
0
38378
JOHNSON CTLS INC
COM
478366107
49
1106
SH
DFND
5
1106
0
0
JOHNSON CTLS INC
COM
478366107
1282
28980
SH
SOLE
0
0
28980
JPMORGAN CHASE & CO
COM
46625H100
173
2773
SH
DFND
5
2773
0
0
JPMORGAN CHASE & CO
COM
46625H100
4656
75076
SH
SOLE
0
0
75076
KELLOGG CO
COM
487836108
269
3330
SH
SOLE
0
0
3330
KEYCORP NEW
COM
493267108
799
72359
SH
SOLE
0
0
72359
KIMBERLY CLARK CORP
COM
494368103
2376
17315
SH
SOLE
0
0
17315
KIMBERLY CLARK CORP
COM
494368103
84
613
SH
DFND
5
613
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
106
21675
SH
SOLE
0
0
21675
KKR & CO L P DEL
COM UNITS
48248M102
517
42050
SH
SOLE
0
0
42050
KRAFT HEINZ CO
COM
500754106
6
66
SH
DFND
5
66
0
0
KRAFT HEINZ CO
COM
500754106
3110
34986
SH
SOLE
0
0
34986
KROGER CO
COM
501044101
1
31
SH
DFND
5
31
0
0
KROGER CO
COM
501044101
312
8505
SH
SOLE
0
0
8505
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
1
4
SH
DFND
5
4
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
653
4460
SH
SOLE
0
0
4460
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
313
2393
SH
SOLE
0
0
2393
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
28
11609
SH
DFND
5
11609
0
0
LAM RESEARCH CORP
COM
512807108
639
7613
SH
SOLE
0
0
7613
LAM RESEARCH CORP
COM
512807108
14
166
SH
DFND
5
166
0
0
LAM RESEARCH CORP
COM
512807108
232
2749
SH
DFND
9
2749
0
0
LAS VEGAS SANDS CORP
COM
517834107
10
230
SH
DFND
9
230
0
0
LAS VEGAS SANDS CORP
COM
517834107
261
6077
SH
SOLE
0
0
6077
LAUDER ESTEE COS INC
CL A
518439104
204
2246
SH
DFND
10
2246
0
0
LAUDER ESTEE COS INC
CL A
518439104
5
50
SH
DFND
5
50
0
0
LAUDER ESTEE COS INC
CL A
518439104
503
5654
SH
SOLE
0
0
5654
LENNAR CORP
CL A
526057104
366
7946
SH
SOLE
0
0
7946
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
1265
252280
SH
SOLE
0
0
252280
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
46
11470
SH
SOLE
0
0
11470
LILLY ELI & CO
COM
532457108
1671
21101
SH
SOLE
0
0
21101
LILLY ELI & CO
COM
532457108
4
42
SH
DFND
5
42
0
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
206
10211
SH
DFND
5
10211
0
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
9
449
SH
DFND
9
449
0
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
1
39
SH
SOLE
0
0
39
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
0
57
SH
DFND
5
57
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
2
506
SH
DFND
7
506
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
60
20417
SH
SOLE
0
0
20417
LOCKHEED MARTIN CORP
COM
539830109
1733
7038
SH
SOLE
0
0
7038
LOCKHEED MARTIN CORP
COM
539830109
70
279
SH
DFND
5
279
0
0
LOWES COS INC
COM
548661107
0
200
SH
Call
SOLE
0
0
200
LOWES COS INC
COM
548661107
1055
13318
SH
SOLE
0
0
13318
LOWES COS INC
COM
548661107
31
392
SH
DFND
5
392
0
0
LOWES COS INC
COM
548661107
202
2569
SH
DFND
9
2569
0
0
MACQUARIE GLBL INFRA TOTL RE
COM
55608D101
274
12905
SH
SOLE
0
0
12905
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
5
61
SH
DFND
5
61
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
381
5009
SH
SOLE
0
0
5009
MAIN STREET CAPITAL CORP
COM
56035L104
279
8513
SH
SOLE
0
0
8513
MALLINCKRODT PUB LTD CO
SHS
G5785G107
0
1300
SH
Call
SOLE
0
0
1300
MALLINCKRODT PUB LTD CO
SHS
G5785G107
219
3608
SH
SOLE
0
0
3608
MANITOWOC FOODSERVICE INC
COM
563568104
181
10255
SH
SOLE
0
0
10255
MANITOWOC INC
COM
563571108
56
10255
SH
SOLE
0
0
10255
MARATHON PETE CORP
COM
56585A102
2
42
SH
DFND
5
42
0
0
MARATHON PETE CORP
COM
56585A102
675
17750
SH
SOLE
0
0
17750
MASCO CORP
COM
574599106
458
14897
SH
SOLE
0
0
14897
MASTERCARD INC
CL A
57636Q104
5
61
SH
DFND
5
61
0
0
MASTERCARD INC
CL A
57636Q104
216
2447
SH
DFND
9
2447
0
0
MASTERCARD INC
CL A
57636Q104
663
7534
SH
SOLE
0
0
7534
MCDERMOTT INTL INC
COM
580037109
330
67800
SH
SOLE
0
0
67800
MCDONALDS CORP
COM
580135101
42
350
SH
DFND
5
350
0
0
MCDONALDS CORP
COM
580135101
0
300
SH
Put
SOLE
0
0
300
MCDONALDS CORP
COM
580135101
3117
25967
SH
SOLE
0
0
25967
MCDONALDS CORP
COM
580135101
0
700
SH
Call
SOLE
0
0
700
MCKESSON CORP
COM
58155Q103
1
5
SH
DFND
5
5
0
0
MCKESSON CORP
COM
58155Q103
1273
6813
SH
SOLE
0
0
6813
MERCK & CO INC
COM
58933Y105
3623
62832
SH
SOLE
0
0
62832
MERCK & CO INC
COM
58933Y105
66
1147
SH
DFND
5
1147
0
0
METLIFE INC
COM
59156R108
1383
34799
SH
SOLE
0
0
34799
METLIFE INC
COM
59156R108
12
332
SH
DFND
5
332
0
0
METLIFE INC
COM
59156R108
174
4365
SH
DFND
10
4365
0
0
MFS INTER INCOME TR
SH BEN INT
55273C107
90
19370
SH
SOLE
0
0
19370
MICHAELS COS INC
COM
59408Q106
3
107
SH
DFND
5
107
0
0
MICHAELS COS INC
COM
59408Q106
245
8605
SH
DFND
9
8605
0
0
MICHAELS COS INC
COM
59408Q106
14
446
SH
SOLE
0
0
446
MICROCHIP TECHNOLOGY INC
COM
595017104
211
4175
SH
SOLE
0
0
4175
MICROCHIP TECHNOLOGY INC
COM
595017104
30
586
SH
DFND
5
586
0
0
MICRON TECHNOLOGY INC
COM
595112103
2
10000
SH
Call
DFND
9
10000
0
0
MICRON TECHNOLOGY INC
COM
595112103
231
16755
SH
DFND
9
16755
0
0
MICRON TECHNOLOGY INC
COM
595112103
244
17848
SH
SOLE
0
0
17848
MICROSOFT CORP
COM
594918104
203
3998
SH
DFND
10
3998
0
0
MICROSOFT CORP
COM
594918104
117
2276
SH
DFND
5
2276
0
0
MICROSOFT CORP
COM
594918104
226
4446
SH
DFND
9
4446
0
0
MICROSOFT CORP
COM
594918104
14401
281979
SH
SOLE
0
0
281979
MICROSOFT CORP
COM
594918104
2
1000
SH
Call
SOLE
0
0
1000
MOBILE MINI INC
COM
60740F105
5
137
SH
DFND
5
137
0
0
MOBILE MINI INC
COM
60740F105
214
6156
SH
SOLE
0
0
6156
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
232
5026
SH
SOLE
0
0
5026
MOHAWK INDS INC
COM
608190104
2
9
SH
DFND
5
9
0
0
MOHAWK INDS INC
COM
608190104
399
2104
SH
SOLE
0
0
2104
MOLSON COORS BREWING CO
CL B
60871R209
295
2856
SH
SOLE
0
0
2856
MONDELEZ INTL INC
CL A
609207105
13
292
SH
DFND
5
292
0
0
MONDELEZ INTL INC
CL A
609207105
1302
28527
SH
SOLE
0
0
28527
MONSANTO CO NEW
COM
61166W101
35
342
SH
DFND
5
342
0
0
MONSANTO CO NEW
COM
61166W101
927
9000
SH
SOLE
0
0
9000
MORGAN STANLEY
COM NEW
617446448
594
22853
SH
SOLE
0
0
22853
MORGAN STANLEY
COM NEW
617446448
0
200
SH
Call
SOLE
0
0
200
MORGAN STANLEY
COM NEW
617446448
169
6488
SH
DFND
9
6488
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
3
74
SH
DFND
5
74
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
314
9229
SH
SOLE
0
0
9229
NATIONAL RETAIL PPTYS INC
COM
637417106
253
4920
SH
SOLE
0
0
4920
NAVIENT CORP
COM
63938C108
342
28333
SH
SOLE
0
0
28333
NETEASE INC
SPONSORED ADR
64110W102
4
19
SH
DFND
5
19
0
0
NETEASE INC
SPONSORED ADR
64110W102
61
315
SH
SOLE
0
0
315
NETEASE INC
SPONSORED ADR
64110W102
279
1440
SH
DFND
9
1440
0
0
NETFLIX INC
COM
64110L106
0
4
SH
DFND
5
4
0
0
NETFLIX INC
COM
64110L106
868
9431
SH
SOLE
0
0
9431
NETFLIX INC
COM
64110L106
1
100
SH
Call
SOLE
0
0
100
NETSUITE INC
COM
64118Q107
719
9873
SH
SOLE
0
0
9873
NIKE INC
CL B
654106103
1652
29910
SH
SOLE
0
0
29910
NIKE INC
CL B
654106103
0
100
SH
Call
SOLE
0
0
100
NIKE INC
CL B
654106103
171
3098
SH
DFND
9
3098
0
0
NIKE INC
CL B
654106103
10
181
SH
DFND
5
181
0
0
NORDSTROM INC
COM
655664100
532
13975
SH
SOLE
0
0
13975
NORFOLK SOUTHERN CORP
COM
655844108
3
34
SH
DFND
5
34
0
0
NORFOLK SOUTHERN CORP
COM
655844108
276
3219
SH
SOLE
0
0
3219
NORTHROP GRUMMAN CORP
COM
666807102
238
1067
SH
SOLE
0
0
1067
NORTHWEST BANCSHARES INC MD
COM
667340103
1298
88141
SH
SOLE
0
0
88141
NOVAGOLD RES INC
COM NEW
66987E206
311
50800
SH
SOLE
0
0
50800
NOVARTIS A G
SPONSORED ADR
66987V109
2
20
SH
DFND
7
20
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
706
8553
SH
SOLE
0
0
8553
NOVARTIS A G
SPONSORED ADR
66987V109
51
613
SH
DFND
5
613
0
0
NOVO-NORDISK A S
ADR
670100205
2
30
SH
DFND
7
30
0
0
NOVO-NORDISK A S
ADR
670100205
507
9485
SH
SOLE
0
0
9485
NOVO-NORDISK A S
ADR
670100205
40
718
SH
DFND
5
718
0
0
NUCOR CORP
COM
670346105
228
4692
SH
SOLE
0
0
4692
NUVEEN AMT-FREE MUN INCOME F
COM
670657105
268
17875
SH
SOLE
0
0
17875
NUVEEN CA DIVIDEND ADV MUN F
COM
67066Y105
286
16835
SH
SOLE
0
0
16835
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
282
35218
SH
SOLE
0
0
35218
NUVEEN DOW 30 DYN OVERWRITE
SHS
67075F105
948
65313
SH
SOLE
0
0
65313
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
511
35495
SH
SOLE
0
0
35495
NUVEEN MTG OPPORTUNITY TERM
COM
670735109
295
12741
SH
SOLE
0
0
12741
NUVEEN MUN VALUE FD INC
COM
670928100
149
13791
SH
SOLE
0
0
13791
NUVEEN PREFERRED SECURITIES
COM
67072C105
241
25879
SH
SOLE
0
0
25879
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
519
33557
SH
SOLE
0
0
33557
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
225
17287
SH
SOLE
0
0
17287
NUVEEN S&P 500 DYN OVERWRITE
COM
6706EW100
235
17376
SH
SOLE
0
0
17376
NVIDIA CORP
COM
67066G104
1326
28033
SH
SOLE
0
0
28033
NVIDIA CORP
COM
67066G104
1
200
SH
Call
SOLE
0
0
200
NVIDIA CORP
COM
67066G104
1
100
SH
Call
DFND
5
100
0
0
NVIDIA CORP
COM
67066G104
5
100
SH
DFND
5
100
0
0
NVIDIA CORP
COM
67066G104
7
1000
SH
Call
DFND
9
1000
0
0
NVIDIA CORP
COM
67066G104
311
6632
SH
DFND
9
6632
0
0
NVR INC
COM
62944T105
236
131
SH
DFND
9
131
0
0
NVR INC
COM
62944T105
8
4
SH
SOLE
0
0
4
NXP SEMICONDUCTORS N V
COM
N6596X109
2
30
SH
DFND
5
30
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
219
2801
SH
DFND
9
2801
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
52
633
SH
SOLE
0
0
633
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
258
5883
SH
SOLE
0
0
5883
OCCIDENTAL PETE CORP DEL
COM
674599105
4
51
SH
DFND
5
51
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
1328
17402
SH
SOLE
0
0
17402
OFFICE DEPOT INC
COM
676220106
52
15924
SH
SOLE
0
0
15924
OLIN CORP
COM PAR $1
680665205
429
17000
SH
SOLE
0
0
17000
OMNICOM GROUP INC
COM
681919106
454
5581
SH
SOLE
0
0
5581
ORACLE CORP
COM
68389X105
0
300
SH
Put
SOLE
0
0
300
ORACLE CORP
COM
68389X105
44
1080
SH
DFND
5
1080
0
0
ORACLE CORP
COM
68389X105
211
5151
SH
DFND
9
5151
0
0
ORACLE CORP
COM
68389X105
1745
42921
SH
SOLE
0
0
42921
ORACLE CORP
COM
68389X105
1
10000
SH
Call
DFND
9
10000
0
0
ORASURE TECHNOLOGIES INC
COM
68554V108
154
25900
SH
SOLE
0
0
25900
PACCAR INC
COM
693718108
725
14048
SH
SOLE
0
0
14048
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
103
14500
SH
SOLE
0
0
14500
PALO ALTO NETWORKS INC
COM
697435105
350
2855
SH
SOLE
0
0
2855
PAN AMERICAN SILVER CORP
COM
697900108
420
25500
SH
SOLE
0
0
25500
PANERA BREAD CO
CL A
69840W108
219
1043
SH
SOLE
0
0
1043
PAPA JOHNS INTL INC
COM
698813102
393
5745
SH
SOLE
0
0
5745
PAYPAL HLDGS INC
COM
70450Y103
2191
60224
SH
SOLE
0
0
60224
PAYPAL HLDGS INC
COM
70450Y103
50
1356
SH
DFND
5
1356
0
0
PEPSICO INC
COM
713448108
2497
23452
SH
SOLE
0
0
23452
PEPSICO INC
COM
713448108
75
695
SH
DFND
5
695
0
0
PFIZER INC
COM
717081103
45
1293
SH
DFND
5
1293
0
0
PFIZER INC
COM
717081103
6147
174360
SH
SOLE
0
0
174360
PG&E CORP
COM
69331C108
12
190
SH
DFND
5
190
0
0
PG&E CORP
COM
69331C108
394
6150
SH
SOLE
0
0
6150
PHILIP MORRIS INTL INC
COM
718172109
6389
62837
SH
SOLE
0
0
62837
PHILIP MORRIS INTL INC
COM
718172109
62
599
SH
DFND
5
599
0
0
PHILLIPS 66
COM
718546104
1065
13343
SH
SOLE
0
0
13343
PHILLIPS 66
COM
718546104
19
239
SH
DFND
5
239
0
0
PIMCO CALIF MUN INCOME FD II
COM
72201C109
170
13700
SH
SOLE
0
0
13700
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
251
2568
SH
DFND
5
2568
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
39
399
SH
SOLE
0
0
399
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
3
25
SH
DFND
5
25
0
0
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
503
4701
SH
SOLE
0
0
4701
PIMCO HIGH INCOME FD
COM SHS
722014107
259
26245
SH
SOLE
0
0
26245
PIMCO STRATEGIC INCOME FD IN
COM
72200X104
102
10638
SH
SOLE
0
0
10638
PINNACLE FINL PARTNERS INC
COM
72346Q104
506
10360
SH
SOLE
0
0
10360
PINNACLE FINL PARTNERS INC
COM
72346Q104
4
76
SH
DFND
5
76
0
0
PINNACLE FOODS INC DEL
COM
72348P104
282
6120
SH
SOLE
0
0
6120
PINNACLE WEST CAP CORP
COM
723484101
603
7438
SH
SOLE
0
0
7438
PIONEER HIGH INCOME TR
COM
72369H106
150
14999
SH
SOLE
0
0
14999
PNC FINL SVCS GROUP INC
COM
693475105
276
3413
SH
SOLE
0
0
3413
PNC FINL SVCS GROUP INC
COM
693475105
19
247
SH
DFND
5
247
0
0
POTASH CORP SASK INC
COM
73755L107
0
1900
SH
Call
SOLE
0
0
1900
POTASH CORP SASK INC
COM
73755L107
777
47947
SH
SOLE
0
0
47947
POWERSHARES ACT MANG COMM FD
DB OPT YLD DIV
73937V106
270
15113
SH
DFND
5
15113
0
0
POWERSHARES ACT MANG COMM FD
DB OPT YLD DIV
73937V106
43
2389
SH
SOLE
0
0
2389
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
27
1706
SH
DFND
5
1706
0
0
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
520
34229
SH
SOLE
0
0
34229
POWERSHARES ETF TR II
BUILD AMER ETF
73937B407
25
788
SH
DFND
5
788
0
0
POWERSHARES ETF TR II
BUILD AMER ETF
73937B407
257
8118
SH
SOLE
0
0
8118
POWERSHARES ETF TR II
EM MRK LOW VOL
73937B662
366
16504
SH
SOLE
0
0
16504
POWERSHARES ETF TR II
INSUR NATL MUN
73936T474
380
14349
SH
SOLE
0
0
14349
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
1127
74230
SH
SOLE
0
0
74230
POWERSHARES ETF TR II
PWRSHS SP500 LOW
73937B654
33
858
SH
DFND
5
858
0
0
POWERSHARES ETF TR II
PWRSHS SP500 LOW
73937B654
542
14363
SH
SOLE
0
0
14363
POWERSHARES ETF TR II
S&P400 LOVL PT
73937B647
2313
58874
SH
SOLE
0
0
58874
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
1003
23397
SH
SOLE
0
0
23397
POWERSHARES ETF TRUST
BASIC MAT SECT
73935X427
365
6868
SH
SOLE
0
0
6868
POWERSHARES ETF TRUST
CON STAPLE SEC
73935X393
313
5255
SH
SOLE
0
0
5255
POWERSHARES ETF TRUST
DIV ACHV PRTF
73935X732
983
43226
SH
SOLE
0
0
43226
POWERSHARES ETF TRUST
DWA MOMENTUM PTF
73935X153
3856
91758
SH
SOLE
0
0
91758
POWERSHARES ETF TRUST
DYN BIOT & GEN
73935X856
1009
27404
SH
SOLE
0
0
27404
POWERSHARES ETF TRUST
DYN LSR & ENT
73935X757
308
9160
SH
SOLE
0
0
9160
POWERSHARES ETF TRUST
DYN PHRMA PORT
73935X799
1141
17985
SH
SOLE
0
0
17985
POWERSHARES ETF TRUST
DYNA BUYBK ACH
73935X286
407
9002
SH
SOLE
0
0
9002
POWERSHARES ETF TRUST
DYNAMIC MKT PT
73935X104
2138
29882
SH
SOLE
0
0
29882
POWERSHARES ETF TRUST
DYNAMIC OTC PT
73935X203
1801
25105
SH
SOLE
0
0
25105
POWERSHARES ETF TRUST
DYNM LRG CP GR
73935X609
1513
48558
SH
SOLE
0
0
48558
POWERSHARES ETF TRUST
DYNM LRG CP VL
73935X708
464
15003
SH
SOLE
0
0
15003
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
531
27617
SH
SOLE
0
0
27617
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
2761
30536
SH
SOLE
0
0
30536
POWERSHARES ETF TRUST
FTSE US1500 SM
73935X567
511
5217
SH
SOLE
0
0
5217
POWERSHARES ETF TRUST
HI YLD EQ DVDN
73935X302
836
53504
SH
SOLE
0
0
53504
POWERSHARES ETF TRUST
INTL DIV ACHV
73935X716
817
58296
SH
SOLE
0
0
58296
POWERSHARES ETF TRUST
RUSSELL 2000 GRW
73935X872
612
26049
SH
SOLE
0
0
26049
POWERSHARES ETF TRUST
RUSSELL 2000 VAL
73935X864
266
11071
SH
SOLE
0
0
11071
POWERSHARES ETF TRUST
RUSSELL MID GRW
73935X807
2142
72675
SH
SOLE
0
0
72675
POWERSHARES ETF TRUST
RUSSELL MID VAL
73935X880
318
11391
SH
SOLE
0
0
11391
POWERSHARES ETF TRUST
S&P 500 QLTY PRT
73935X682
805
32514
SH
SOLE
0
0
32514
POWERSHARES ETF TRUST
ZACKS MC PRTFL
73935X740
406
25855
SH
SOLE
0
0
25855
POWERSHARES ETF TRUST II
DWA DEVMKTMOM PT
73936Q108
203
8912
SH
SOLE
0
0
8912
POWERSHARES ETF TRUST II
DWA EMKT MOM PTF
73936Q207
220
13915
SH
SOLE
0
0
13915
POWERSHARES ETF TRUST II
DWA SC MOMNT PTF
73936Q744
281
7938
SH
SOLE
0
0
7938
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
20
852
SH
DFND
3
852
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
374
16326
SH
DFND
5
16326
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
251
10883
SH
SOLE
0
0
10883
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
6150
57042
SH
SOLE
0
0
57042
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
0
1400
SH
Call
SOLE
0
0
1400
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
0
1
SH
DFND
9
1
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
285
2669
SH
DFND
5
2669
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
0
800
SH
Put
SOLE
0
0
800
PPG INDS INC
COM
693506107
17
172
SH
DFND
5
172
0
0
PPG INDS INC
COM
693506107
186
1797
SH
SOLE
0
0
1797
PPL CORP
COM
69351T106
127
3334
SH
DFND
5
3334
0
0
PPL CORP
COM
69351T106
498
13110
SH
SOLE
0
0
13110
PRAXAIR INC
COM
74005P104
15
127
SH
DFND
5
127
0
0
PRAXAIR INC
COM
74005P104
237
2086
SH
SOLE
0
0
2086
PRICE T ROWE GROUP INC
COM
74144T108
4
54
SH
DFND
5
54
0
0
PRICE T ROWE GROUP INC
COM
74144T108
629
8615
SH
SOLE
0
0
8615
PRICELINE GRP INC
COM NEW
741503403
260
211
SH
DFND
10
211
0
0
PRICELINE GRP INC
COM NEW
741503403
1575
1280
SH
SOLE
0
0
1280
PRICELINE GRP INC
COM NEW
741503403
2
2
SH
DFND
5
2
0
0
PROCTER & GAMBLE CO
COM
742718109
89
1056
SH
DFND
5
1056
0
0
PROCTER & GAMBLE CO
COM
742718109
7021
83074
SH
SOLE
0
0
83074
PROFIRE ENERGY INC
COM
74316X101
151
135786
SH
SOLE
0
0
135786
PROSHARES TR
MDCP 400 DIVID
74347B680
30
646
SH
DFND
5
646
0
0
PROSHARES TR
MDCP 400 DIVID
74347B680
424
9114
SH
SOLE
0
0
9114
PROSHARES TR
MSCI EMRG ETF
74347X302
544
11025
SH
SOLE
0
0
11025
PROSHARES TR
PSHS LC COR PLUS
74347R248
543
10635
SH
SOLE
0
0
10635
PROSHARES TR
PSHS ULT MCAP400
74347R404
1418
18463
SH
SOLE
0
0
18463
PROSHARES TR
PSHS ULT MCAP400
74347R404
85
1091
SH
DFND
5
1091
0
0
PROSHARES TR
PSHS ULT S&P 500
74347R107
1351
20383
SH
SOLE
0
0
20383
PROSHARES TR
PSHS ULTRA QQQ
74347R206
1581
22143
SH
SOLE
0
0
22143
PROSHARES TR
PSHS ULTRUSS2000
74347R842
83
1022
SH
DFND
5
1022
0
0
PROSHARES TR
PSHS ULTRUSS2000
74347R842
1090
13554
SH
SOLE
0
0
13554
PROSHARES TR
S&P 500 DV ARIST
74348A467
2728
50139
SH
SOLE
0
0
50139
PROSHARES TR
SHRT 20+YR TRE
74347X849
1651
78392
SH
SOLE
0
0
78392
PROSPECT CAPITAL CORPORATION
COM
74348T102
0
20000
SH
Call
SOLE
0
0
20000
PROSPECT CAPITAL CORPORATION
COM
74348T102
157
20090
SH
SOLE
0
0
20090
PRUDENTIAL FINL INC
COM
744320102
2
35
SH
DFND
5
35
0
0
PRUDENTIAL FINL INC
COM
744320102
877
12415
SH
SOLE
0
0
12415
PUBLIC STORAGE
COM
74460D109
1
2
SH
DFND
5
2
0
0
PUBLIC STORAGE
COM
74460D109
709
2763
SH
SOLE
0
0
2763
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
236
4998
SH
SOLE
0
0
4998
PULTE GROUP INC
COM
745867101
233
11892
SH
SOLE
0
0
11892
PUTNAM MANAGED MUN INCOM TR
COM
746823103
173
21691
SH
SOLE
0
0
21691
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
116
24540
SH
SOLE
0
0
24540
QORVO INC
COM
74736K101
375
6772
SH
SOLE
0
0
6772
QUALCOMM INC
COM
747525103
38
708
SH
DFND
5
708
0
0
QUALCOMM INC
COM
747525103
9
174
SH
DFND
9
174
0
0
QUALCOMM INC
COM
747525103
2969
55622
SH
SOLE
0
0
55622
QUALCOMM INC
COM
747525103
0
100
SH
Call
SOLE
0
0
100
RADIAN GROUP INC
COM
750236101
286
27876
SH
SOLE
0
0
27876
RAYTHEON CO
COM NEW
755111507
17
127
SH
DFND
5
127
0
0
RAYTHEON CO
COM NEW
755111507
1088
7993
SH
SOLE
0
0
7993
REALTY INCOME CORP
COM
756109104
3
54
SH
DFND
5
54
0
0
REALTY INCOME CORP
COM
756109104
2988
43056
SH
SOLE
0
0
43056
RED HAT INC
COM
756577102
278
3838
SH
SOLE
0
0
3838
RED HAT INC
COM
756577102
3
300
SH
Put
SOLE
0
0
300
REGENERON PHARMACEUTICALS
COM
75886F107
325
936
SH
SOLE
0
0
936
RENREN INC
SPONSORED ADR
759892102
107
60000
SH
SOLE
0
0
60000
REYNOLDS AMERICAN INC
COM
761713106
15
293
SH
DFND
5
293
0
0
REYNOLDS AMERICAN INC
COM
761713106
405
7530
SH
SOLE
0
0
7530
RITE AID CORP
COM
767754104
7
1000
SH
DFND
5
1000
0
0
RITE AID CORP
COM
767754104
605
81945
SH
SOLE
0
0
81945
ROYAL BK CDA MONTREAL QUE
COM
780087102
656
11105
SH
SOLE
0
0
11105
ROYAL BK SCOTLAND GROUP PLC
SPONS ADR 2 ORD
780097689
64
13968
SH
SOLE
0
0
13968
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
266
4691
SH
SOLE
0
0
4691
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
38
678
SH
DFND
5
678
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
3
47
SH
DFND
7
47
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1
16
SH
DFND
5
16
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
283
5083
SH
SOLE
0
0
5083
ROYCE MICRO-CAP TR INC
COM
780915104
276
37506
SH
SOLE
0
0
37506
RYDEX ETF TRUST
GUG S&P MC400 PG
78355W601
461
3799
SH
SOLE
0
0
3799
RYDEX ETF TRUST
GUG S&P SC500 EQ
78355W882
665
7905
SH
SOLE
0
0
7905
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
3976
49687
SH
SOLE
0
0
49687
RYDEX ETF TRUST
GUG S&P500 EWCON
78355W874
2019
15627
SH
SOLE
0
0
15627
RYDEX ETF TRUST
GUG S&P500 PU GR
78355W403
436
5442
SH
SOLE
0
0
5442
RYDEX ETF TRUST
GUG S&P500 PU VA
78355W304
231
4555
SH
SOLE
0
0
4555
RYDEX ETF TRUST
GUG S&P500EQWTEN
78355W866
560
10010
SH
SOLE
0
0
10010
RYDEX ETF TRUST
GUG S&P500EQWTHC
78355W841
538
3558
SH
SOLE
0
0
3558
RYDEX ETF TRUST
GUG S&P500EQWTTE
78355W817
663
7085
SH
SOLE
0
0
7085
RYDEX ETF TRUST
GUGGENHM S&P 500
78355W205
1027
6946
SH
SOLE
0
0
6946
SALESFORCE COM INC
COM
79466L302
1126
14138
SH
SOLE
0
0
14138
SALESFORCE COM INC
COM
79466L302
227
2873
SH
DFND
10
2873
0
0
SALESFORCE COM INC
COM
79466L302
4
52
SH
DFND
5
52
0
0
SANOFI
SPONSORED ADR
80105N105
18
452
SH
DFND
5
452
0
0
SANOFI
SPONSORED ADR
80105N105
670
16080
SH
SOLE
0
0
16080
SCHLUMBERGER LTD
COM
806857108
72
889
SH
DFND
5
889
0
0
SCHLUMBERGER LTD
COM
806857108
1896
23819
SH
SOLE
0
0
23819
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
324
12182
SH
SOLE
0
0
12182
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
659
12327
SH
SOLE
0
0
12327
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
1326
26349
SH
SOLE
0
0
26349
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
820
19671
SH
SOLE
0
0
19671
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
2205
42144
SH
SOLE
0
0
42144
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
217
5147
SH
SOLE
0
0
5147
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
1864
23972
SH
SOLE
0
0
23972
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
1742
31369
SH
SOLE
0
0
31369
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
65
1179
SH
DFND
5
1179
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1823
25484
SH
SOLE
0
0
25484
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
8
110
SH
DFND
5
110
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
4393
64250
SH
SOLE
0
0
64250
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
0
200
SH
Call
SOLE
0
0
200
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
0
300
SH
Put
SOLE
0
0
300
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
8
115
SH
DFND
5
115
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
2724
119181
SH
SOLE
0
0
119181
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
2256
40184
SH
SOLE
0
0
40184
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
8
142
SH
DFND
5
142
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
76
1448
SH
DFND
5
1448
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
713
13602
SH
SOLE
0
0
13602
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
650
14074
SH
SOLE
0
0
14074
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
8
171
SH
DFND
5
171
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
2607
60113
SH
SOLE
0
0
60113
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
8
182
SH
DFND
5
182
0
0
SEMPRA ENERGY
COM
816851109
114
1000
SH
DFND
5
1000
0
0
SEMPRA ENERGY
COM
816851109
2030
17805
SH
SOLE
0
0
17805
SHERWIN WILLIAMS CO
COM
824348106
240
812
SH
DFND
10
812
0
0
SHERWIN WILLIAMS CO
COM
824348106
12
40
SH
DFND
5
40
0
0
SHERWIN WILLIAMS CO
COM
824348106
659
2242
SH
SOLE
0
0
2242
SHIRE PLC
SPONSORED ADR
82481R106
1
5
SH
DFND
5
5
0
0
SHIRE PLC
SPONSORED ADR
82481R106
388
2097
SH
SOLE
0
0
2097
SKYWORKS SOLUTIONS INC
COM
83088M102
179
2822
SH
DFND
9
2822
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
484
7669
SH
SOLE
0
0
7669
SKYWORKS SOLUTIONS INC
COM
83088M102
0
200
SH
Call
SOLE
0
0
200
SKYWORKS SOLUTIONS INC
COM
83088M102
2
48
SH
DFND
5
48
0
0
SMUCKER J M CO
COM NEW
832696405
223
1482
SH
SOLE
0
0
1482
SOUTHERN CO
COM
842587107
17
307
SH
DFND
5
307
0
0
SOUTHERN CO
COM
842587107
2086
38925
SH
SOLE
0
0
38925
SOUTHERN NATL BANCORP OF VA
COM
843395104
644
52996
SH
SOLE
0
0
52996
SOUTHWEST AIRLS CO
COM
844741108
6
172
SH
DFND
5
172
0
0
SOUTHWEST AIRLS CO
COM
844741108
608
15335
SH
SOLE
0
0
15335
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
613
3411
SH
SOLE
0
0
3411
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
0
700
SH
Call
SOLE
0
0
700
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
0
200
SH
Put
SOLE
0
0
200
SPDR GOLD TRUST
GOLD SHS
78463V107
97
776
SH
DFND
5
776
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1791
14159
SH
SOLE
0
0
14159
SPDR GOLD TRUST
GOLD SHS
78463V107
0
100
SH
Call
SOLE
0
0
100
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
371
4997
SH
SOLE
0
0
4997
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
9
167
SH
DFND
5
167
0
0
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
555
10984
SH
SOLE
0
0
10984
SPDR S&P 500 ETF TR
TR UNIT
78462F103
8953
42803
SH
SOLE
0
0
42803
SPDR S&P 500 ETF TR
TR UNIT
78462F103
49
3000
SH
Call
SOLE
0
0
3000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
58
63200
SH
Put
SOLE
0
0
63200
SPDR S&P 500 ETF TR
TR UNIT
78462F103
74
353
SH
DFND
5
353
0
0
SPDR SER TR
SHT TRM HGH YLD
78468R408
579
21457
SH
SOLE
0
0
21457
SPDR SERIES TRUST
BARCLYS TIPS ETF
78464A656
239
4083
SH
SOLE
0
0
4083
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
753
17223
SH
SOLE
0
0
17223
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
243
6838
SH
DFND
5
6838
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
435
12253
SH
SOLE
0
0
12253
SPDR SERIES TRUST
BRCLYS AGG ETF
78464A649
127
2132
SH
DFND
2
2132
0
0
SPDR SERIES TRUST
BRCLYS AGG ETF
78464A649
943
15883
SH
DFND
5
15883
0
0
SPDR SERIES TRUST
BRCLYS AGG ETF
78464A649
6654
112048
SH
SOLE
0
0
112048
SPDR SERIES TRUST
BRCLYS INTL ETF
78464A516
15
244
SH
DFND
5
244
0
0
SPDR SERIES TRUST
BRCLYS INTL ETF
78464A516
920
16099
SH
SOLE
0
0
16099
SPDR SERIES TRUST
BRCLYS LG TRS ET
78464A664
31
388
SH
DFND
6
388
0
0
SPDR SERIES TRUST
BRCLYS LG TRS ET
78464A664
76
958
SH
SOLE
0
0
958
SPDR SERIES TRUST
BRCLYS LG TRS ET
78464A664
198
2493
SH
DFND
5
2493
0
0
SPDR SERIES TRUST
MORGAN TECH ETF
78464A102
392
7370
SH
SOLE
0
0
7370
SPDR SERIES TRUST
S&P 600 SML CAP
78464A813
272
2623
SH
SOLE
0
0
2623
SPDR SERIES TRUST
S&P BIOTECH
78464A870
600
11111
SH
SOLE
0
0
11111
SPDR SERIES TRUST
S&P BIOTECH
78464A870
37
670
SH
DFND
9
670
0
0
SPDR SERIES TRUST
S&P BK ETF
78464A797
2
61
SH
DFND
5
61
0
0
SPDR SERIES TRUST
S&P BK ETF
78464A797
460
15264
SH
SOLE
0
0
15264
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
30
361
SH
DFND
3
361
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
356
4262
SH
DFND
5
4262
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
2069
24627
SH
SOLE
0
0
24627
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
0
100
SH
Call
SOLE
0
0
100
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
2020
60167
SH
SOLE
0
0
60167
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
1
29
SH
DFND
5
29
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
793
19084
SH
SOLE
0
0
19084
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
271
24716
SH
SOLE
0
0
24716
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
80
10950
SH
SOLE
0
0
10950
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
125
2510
SH
DFND
5
2510
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
1209
24120
SH
SOLE
0
0
24120
ST JUDE MED INC
COM
790849103
47
605
SH
SOLE
0
0
605
ST JUDE MED INC
COM
790849103
241
3078
SH
DFND
9
3078
0
0
STANLEY BLACK & DECKER INC
COM
854502101
4
37
SH
DFND
5
37
0
0
STANLEY BLACK & DECKER INC
COM
854502101
412
3730
SH
SOLE
0
0
3730
STAPLES INC
COM
855030102
103
11954
SH
SOLE
0
0
11954
STARBUCKS CORP
COM
855244109
252
4429
SH
DFND
10
4429
0
0
STARBUCKS CORP
COM
855244109
80
1400
SH
DFND
5
1400
0
0
STARBUCKS CORP
COM
855244109
209
3677
SH
DFND
9
3677
0
0
STARBUCKS CORP
COM
855244109
10250
179339
SH
SOLE
0
0
179339
STARBUCKS CORP
COM
855244109
1
2500
SH
Call
DFND
9
2500
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
533
7298
SH
SOLE
0
0
7298
STRYKER CORP
COM
863667101
949
7931
SH
SOLE
0
0
7931
STRYKER CORP
COM
863667101
222
1855
SH
DFND
9
1855
0
0
STRYKER CORP
COM
863667101
11
98
SH
DFND
5
98
0
0
SUN LIFE FINL INC
COM
866796105
1654
50320
SH
SOLE
0
0
50320
SUNPOWER CORP
COM
867652406
205
13098
SH
SOLE
0
0
13098
SUNTRUST BKS INC
COM
867914103
14
337
SH
DFND
5
337
0
0
SUNTRUST BKS INC
COM
867914103
431
10592
SH
SOLE
0
0
10592
SYNGENTA AG
SPONSORED ADR
87160A100
205
2594
SH
SOLE
0
0
2594
SYNGENTA AG
SPONSORED ADR
87160A100
5
66
SH
DFND
5
66
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
1
15
SH
DFND
7
15
0
0
SYSCO CORP
COM
871829107
2
35
SH
DFND
5
35
0
0
SYSCO CORP
COM
871829107
365
7206
SH
SOLE
0
0
7206
TARGA RES CORP
COM
87612G101
130
3100
SH
DFND
5
3100
0
0
TARGA RES CORP
COM
87612G101
85
2010
SH
SOLE
0
0
2010
TARGET CORP
COM
87612E106
5
73
SH
DFND
5
73
0
0
TARGET CORP
COM
87612E106
1380
19725
SH
SOLE
0
0
19725
TASER INTL INC
COM
87651B104
990
40247
SH
SOLE
0
0
40247
TCW STRATEGIC INCOME FUND IN
COM
872340104
1341
246797
SH
SOLE
0
0
246797
TEMPLETON EMERG MKTS INCOME
COM
880192109
180
17248
SH
SOLE
0
0
17248
TEMPLETON GLOBAL INCOME FD
COM
880198106
93
14594
SH
SOLE
0
0
14594
TESLA MTRS INC
COM
88160R101
2
12
SH
DFND
5
12
0
0
TESLA MTRS INC
COM
88160R101
694
3290
SH
SOLE
0
0
3290
TESORO CORP
COM
881609101
416
5590
SH
SOLE
0
0
5590
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
9
191
SH
DFND
5
191
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
5
95
SH
DFND
7
95
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
215
4240
SH
SOLE
0
0
4240
TEXAS INSTRS INC
COM
882508104
255
4060
SH
DFND
9
4060
0
0
TEXAS INSTRS INC
COM
882508104
879
14016
SH
SOLE
0
0
14016
TEXAS INSTRS INC
COM
882508104
1296
20680
SH
DFND
5
20680
0
0
TEXTRON INC
COM
883203101
203
5561
SH
SOLE
0
0
5561
THERMO FISHER SCIENTIFIC INC
COM
883556102
3
20
SH
DFND
5
20
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
280
1891
SH
SOLE
0
0
1891
TJX COS INC NEW
COM
872540109
643
8312
SH
DFND
5
8312
0
0
TJX COS INC NEW
COM
872540109
218
2807
SH
DFND
9
2807
0
0
TJX COS INC NEW
COM
872540109
354
4572
SH
SOLE
0
0
4572
TORTOISE ENERGY INFRA CORP
COM
89147L100
256
8262
SH
SOLE
0
0
8262
TOTAL S A
SPONSORED ADR
89151E109
360
7468
SH
SOLE
0
0
7468
TOTAL S A
SPONSORED ADR
89151E109
16
319
SH
DFND
5
319
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
25
259
SH
DFND
5
259
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
1
11
SH
DFND
7
11
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
1084
10990
SH
SOLE
0
0
10990
TRANSCANADA CORP
COM
89353D107
136
3000
SH
DFND
5
3000
0
0
TRANSCANADA CORP
COM
89353D107
233
5171
SH
SOLE
0
0
5171
TRAVELERS COMPANIES INC
COM
89417E109
1149
9647
SH
SOLE
0
0
9647
TRAVELERS COMPANIES INC
COM
89417E109
63
531
SH
DFND
5
531
0
0
TRINA SOLAR LIMITED
SPON ADR
89628E104
99
12745
SH
SOLE
0
0
12745
TWENTY FIRST CENTY FOX INC
CL A
90130A101
541
19925
SH
SOLE
0
0
19925
TWENTY FIRST CENTY FOX INC
CL A
90130A101
1
65
SH
DFND
5
65
0
0
TWITTER INC
COM
90184L102
537
31605
SH
SOLE
0
0
31605
TWITTER INC
COM
90184L102
0
100
SH
Call
SOLE
0
0
100
TYSON FOODS INC
CL A
902494103
134
2000
SH
DFND
5
2000
0
0
TYSON FOODS INC
CL A
902494103
401
6011
SH
SOLE
0
0
6011
ULTA SALON COSMETCS & FRAG I
COM
90384S303
314
1285
SH
SOLE
0
0
1285
UNDER ARMOUR INC
CL A
904311107
266
6691
SH
SOLE
0
0
6691
UNDER ARMOUR INC
CL A
904311107
2
68
SH
DFND
5
68
0
0
UNILEVER PLC
SPON ADR NEW
904767704
261
5506
SH
SOLE
0
0
5506
UNILEVER PLC
SPON ADR NEW
904767704
16
340
SH
DFND
5
340
0
0
UNION PAC CORP
COM
907818108
45
514
SH
DFND
5
514
0
0
UNION PAC CORP
COM
907818108
1252
14315
SH
SOLE
0
0
14315
UNITED PARCEL SERVICE INC
CL B
911312106
207
1932
SH
DFND
10
1932
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
42
379
SH
DFND
5
379
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
0
331500
SH
Call
SOLE
0
0
331500
UNITED PARCEL SERVICE INC
CL B
911312106
0
211000
SH
Put
SOLE
0
0
211000
UNITED RENTALS INC
COM
911363109
0
4
SH
DFND
5
4
0
0
UNITED RENTALS INC
COM
911363109
12
167
SH
DFND
9
167
0
0
UNITED RENTALS INC
COM
911363109
986
14696
SH
SOLE
0
0
14696
UNITED TECHNOLOGIES CORP
COM
913017109
191
1873
SH
DFND
10
1873
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
16
159
SH
DFND
5
159
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2888
28126
SH
SOLE
0
0
28126
UNITED TECHNOLOGIES CORP
COM
913017109
0
100
SH
Call
SOLE
0
0
100
UNITEDHEALTH GROUP INC
COM
91324P102
0
100
SH
Call
SOLE
0
0
100
UNITEDHEALTH GROUP INC
COM
91324P102
52
368
SH
DFND
5
368
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
255
1813
SH
DFND
9
1813
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
978
6904
SH
SOLE
0
0
6904
US BANCORP DEL
COM NEW
902973304
1799
44870
SH
SOLE
0
0
44870
US BANCORP DEL
COM NEW
902973304
12
312
SH
DFND
5
312
0
0
V F CORP
COM
918204108
46
731
SH
DFND
5
731
0
0
V F CORP
COM
918204108
292
4710
SH
SOLE
0
0
4710
VALE S A
ADR
91912E105
67
12847
SH
SOLE
0
0
12847
VALERO ENERGY CORP NEW
COM
91913Y100
17
347
SH
DFND
5
347
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
799
15595
SH
SOLE
0
0
15595
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
39
447
SH
DFND
5
447
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
1509
17137
SH
SOLE
0
0
17137
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
143
1765
SH
DFND
2
1765
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
739
9106
SH
DFND
5
9106
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
730
9006
SH
SOLE
0
0
9006
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
591
6985
SH
DFND
5
6985
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
1187
14089
SH
SOLE
0
0
14089
VANGUARD INDEX FDS
GROWTH ETF
922908736
580
5395
SH
SOLE
0
0
5395
VANGUARD INDEX FDS
GROWTH ETF
922908736
58
538
SH
DFND
5
538
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
8
82
SH
DFND
5
82
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
1211
13505
SH
SOLE
0
0
13505
VANGUARD INDEX FDS
MID CAP ETF
922908629
33
268
SH
DFND
5
268
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
799
6461
SH
SOLE
0
0
6461
VANGUARD INDEX FDS
REIT ETF
922908553
185
2085
SH
DFND
2
2085
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
1567
17664
SH
SOLE
0
0
17664
VANGUARD INDEX FDS
REIT ETF
922908553
26
288
SH
DFND
3
288
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
569
6430
SH
DFND
5
6430
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
20
174
SH
DFND
5
174
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
700
6019
SH
SOLE
0
0
6019
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
310
2491
SH
SOLE
0
0
2491
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
87
826
SH
DFND
5
826
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
3445
32140
SH
SOLE
0
0
32140
VANGUARD INDEX FDS
VALUE ETF
922908744
62
734
SH
DFND
5
734
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
2660
31275
SH
SOLE
0
0
31275
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
150
3513
SH
DFND
2
3513
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
241
5571
SH
DFND
5
5571
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1146
26909
SH
SOLE
0
0
26909
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
821
23364
SH
SOLE
0
0
23364
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
0
300
SH
Put
SOLE
0
0
300
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
84
2396
SH
DFND
2
2396
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
125
3571
SH
DFND
5
3571
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
898
19213
SH
SOLE
0
0
19213
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
55
1192
SH
DFND
5
1192
0
0
VANGUARD NAT RES LLC
COM UNIT
92205F106
17
12107
SH
SOLE
0
0
12107
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
739
8245
SH
DFND
5
8245
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
167
1860
SH
SOLE
0
0
1860
VANGUARD SCOTTSDALE FDS
LONG-TERM GOV
92206C847
998
11650
SH
SOLE
0
0
11650
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
816
15152
SH
DFND
5
15152
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
103
1915
SH
SOLE
0
0
1915
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1117
13806
SH
SOLE
0
0
13806
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
267
3305
SH
DFND
5
3305
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
1131
13632
SH
SOLE
0
0
13632
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
112
3177
SH
DFND
5
3177
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1011
28514
SH
SOLE
0
0
28514
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
2
30
SH
DFND
5
30
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
645
9046
SH
SOLE
0
0
9046
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
1476
12085
SH
SOLE
0
0
12085
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
1252
8897
SH
SOLE
0
0
8897
VANGUARD WORLD FDS
ENERGY ETF
92204A306
456
4767
SH
SOLE
0
0
4767
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
1358
28581
SH
SOLE
0
0
28581
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
1544
11830
SH
SOLE
0
0
11830
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
491
4619
SH
SOLE
0
0
4619
VANGUARD WORLD FDS
INF TECH ETF
92204A702
918
8566
SH
SOLE
0
0
8566
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
273
2627
SH
SOLE
0
0
2627
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
397
3474
SH
SOLE
0
0
3474
VEREIT INC
COM
92339V100
214
21158
SH
SOLE
0
0
21158
VERISIGN INC
COM
92343E102
247
2859
SH
SOLE
0
0
2859
VERIZON COMMUNICATIONS INC
COM
92343V104
8588
153552
SH
SOLE
0
0
153552
VERIZON COMMUNICATIONS INC
COM
92343V104
134
2393
SH
DFND
5
2393
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
699
8121
SH
SOLE
0
0
8121
VERTEX PHARMACEUTICALS INC
COM
92532F100
0
800
SH
Call
SOLE
0
0
800
VIACOM INC NEW
CL B
92553P201
625
15198
SH
SOLE
0
0
15198
VISA INC
COM CL A
92826C839
23
302
SH
DFND
5
302
0
0
VISA INC
COM CL A
92826C839
0
700
SH
Put
SOLE
0
0
700
VISA INC
COM CL A
92826C839
1971
26586
SH
SOLE
0
0
26586
VISA INC
COM CL A
92826C839
215
2890
SH
DFND
10
2890
0
0
VISA INC
COM CL A
92826C839
209
2824
SH
DFND
9
2824
0
0
WABCO HLDGS INC
COM
92927K102
208
2255
SH
DFND
9
2255
0
0
WABCO HLDGS INC
COM
92927K102
229
2497
SH
SOLE
0
0
2497
WALGREENS BOOTS ALLIANCE INC
COM
931427108
11
131
SH
DFND
5
131
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
314
3789
SH
SOLE
0
0
3789
WAL-MART STORES INC
COM
931142103
55
762
SH
DFND
5
762
0
0
WAL-MART STORES INC
COM
931142103
2277
31151
SH
SOLE
0
0
31151
WAL-MART STORES INC
COM
931142103
208
2834
SH
DFND
10
2834
0
0
WASTE MGMT INC DEL
COM
94106L109
12
181
SH
DFND
5
181
0
0
WASTE MGMT INC DEL
COM
94106L109
529
7994
SH
SOLE
0
0
7994
WELLS FARGO & CO NEW
COM
949746101
226
4701
SH
DFND
10
4701
0
0
WELLS FARGO & CO NEW
COM
949746101
101
2104
SH
DFND
5
2104
0
0
WELLS FARGO & CO NEW
COM
949746101
4223
89347
SH
SOLE
0
0
89347
WELLS FARGO & CO NEW
COM
949746101
0
100
SH
Call
SOLE
0
0
100
WESTAR ENERGY INC
COM
95709T100
242
4310
SH
SOLE
0
0
4310
WESTERN ALLIANCE BANCORP
COM
957638109
276
8357
SH
SOLE
0
0
8357
WESTERN ASSET INTM MUNI FD I
COM
958435109
205
19393
SH
SOLE
0
0
19393
WESTERN ASSET MUN HI INCM FD
COM
95766N103
156
18977
SH
SOLE
0
0
18977
WESTERN DIGITAL CORP
COM
958102105
22
459
SH
DFND
5
459
0
0
WESTERN DIGITAL CORP
COM
958102105
378
7963
SH
SOLE
0
0
7963
WESTERN DIGITAL CORP
COM
958102105
0
200
SH
Call
SOLE
0
0
200
WEYERHAEUSER CO
COM
962166104
1842
61796
SH
SOLE
0
0
61796
WHIRLPOOL CORP
COM
963320106
13
80
SH
DFND
5
80
0
0
WHIRLPOOL CORP
COM
963320106
218
1338
SH
SOLE
0
0
1338
WISDOMTREE TR
DIV EX-FINL FD
97717W406
1062
13705
SH
SOLE
0
0
13705
WISDOMTREE TR
EARNING 500 FD
97717W588
277
4010
SH
SOLE
0
0
4010
WISDOMTREE TR
HIGH DIV FD
97717W208
1149
17221
SH
SOLE
0
0
17221
WISDOMTREE TR
INTL DIV EX FINL
97717W786
239
6334
SH
SOLE
0
0
6334
WISDOMTREE TR
INTL EQUITY FD
97717W703
1019
22796
SH
SOLE
0
0
22796
WISDOMTREE TR
INTL LRGCAP DV
97717W794
685
16678
SH
SOLE
0
0
16678
WISDOMTREE TR
INTL MIDCAP DV
97717W778
243
4675
SH
SOLE
0
0
4675
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
1
29
SH
DFND
5
29
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
902
23084
SH
SOLE
0
0
23084
WISDOMTREE TR
LARGECAP DIVID
97717W307
490
6436
SH
SOLE
0
0
6436
WISDOMTREE TR
MDCP EARN FUND
97717W570
1199
13112
SH
SOLE
0
0
13112
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
78
866
SH
DFND
5
866
0
0
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
1345
14986
SH
SOLE
0
0
14986
WISDOMTREE TR
SMALLCAP DIVID
97717W604
567
7965
SH
SOLE
0
0
7965
WISDOMTREE TR
SMLCAP EARN FD
97717W562
388
4868
SH
SOLE
0
0
4868
WISDOMTREE TR
TOTAL DIVID FD
97717W109
1861
24194
SH
SOLE
0
0
24194
WISDOMTREE TR
TTL EARNING FD
97717W596
317
4479
SH
SOLE
0
0
4479
WOODWARD INC
COM
980745103
752
13046
SH
SOLE
0
0
13046
WYNN RESORTS LTD
COM
983134107
280
3046
SH
SOLE
0
0
3046
XCEL ENERGY INC
COM
98389B100
477
10722
SH
SOLE
0
0
10722
XCEL ENERGY INC
COM
98389B100
37
828
SH
DFND
5
828
0
0
XEROX CORP
COM
984121103
19
2000
SH
DFND
5
2000
0
0
XEROX CORP
COM
984121103
79
8316
SH
SOLE
0
0
8316
XILINX INC
COM
983919101
14
309
SH
DFND
9
309
0
0
XILINX INC
COM
983919101
606
13100
SH
SOLE
0
0
13100
YAHOO INC
COM
984332106
38
1000
SH
DFND
5
1000
0
0
YAHOO INC
COM
984332106
2002
52908
SH
SOLE
0
0
52908
YUM BRANDS INC
COM
988498101
625
7536
SH
SOLE
0
0
7536
YUM BRANDS INC
COM
988498101
5
61
SH
DFND
5
61
0
0