Compliance Officer & Advisor Solutions

0001085146-16-004095.txt : 20160801 0001085146-16-004095.hdr.sgml : 20160801 20160729191308 ACCESSION NUMBER: 0001085146-16-004095 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160801 DATE AS OF CHANGE: 20160729 EFFECTIVENESS DATE: 20160801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Concert Wealth Management Inc. CENTRAL INDEX KEY: 0001456534 IRS NUMBER: 371532751 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13474 FILM NUMBER: 161795468 BUSINESS ADDRESS: STREET 1: 1900 THE ALAMEDA STREET 2: 1ST FLOOR CITY: SAN JOSE STATE: CA ZIP: 95126 BUSINESS PHONE: 408-856-6310 MAIL ADDRESS: STREET 1: 1900 THE ALAMEDA STREET 2: 1ST FLOOR CITY: SAN JOSE STATE: CA ZIP: 95126 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001456534 XXXXXXXX 06-30-2016 06-30-2016 true 1 RESTATEMENT false Concert Wealth Management Inc.

1900 THE ALAMEDA 1ST FLOOR SAN JOSE CA 95126

13F HOLDINGS REPORT 028-13474 Y Proxy voting authority for managers 1-10 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client. James Thorn Compliance Officer & Advisor Solutions 408-856-6224 /s/ James Thorn San Jose CA 07-29-2016 10 1163 736992 1 Adhesion Wealth Advisor Solutions 2 Advisors Asset Management 3 Alliance Global Investors 4 Columbia 5 Envestnet 6 Frontier Growth 7 Invesco Advisers 8 Lord Abbett 9 Sitrin 10 Merlin Asset Management INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 850 4830 SH SOLE 0 0 4830 3M CO COM 88579Y101 21 119 SH DFND 5 119 0 0 ABBOTT LABS COM 002824100 54 1387 SH DFND 5 1387 0 0 ABBOTT LABS COM 002824100 2019 51059 SH SOLE 0 0 51059 ABBVIE INC COM 00287Y109 44 712 SH DFND 5 712 0 0 ABBVIE INC COM 00287Y109 3926 63556 SH SOLE 0 0 63556 ABERDEEN ASIA PACIFIC INCOM COM 003009107 216 42578 SH SOLE 0 0 42578 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 196 34780 SH SOLE 0 0 34780 ACUITY BRANDS INC COM 00508Y102 3 11 SH DFND 5 11 0 0 ACUITY BRANDS INC COM 00508Y102 751 3032 SH SOLE 0 0 3032 ADAMS DIVERSIFIED EQUITY FD COM 006212104 166 13177 SH SOLE 0 0 13177 ADOBE SYS INC COM 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2338 SH DFND 9 2338 0 0 FACEBOOK INC CL A 30303M102 5453 47745 SH SOLE 0 0 47745 FEDEX CORP COM 31428X106 2 10 SH DFND 5 10 0 0 FEDEX CORP COM 31428X106 743 4866 SH SOLE 0 0 4866 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 1830 99048 SH SOLE 0 0 99048 FIDELITY MSCI UTILS INDEX 316092865 23 681 SH DFND 5 681 0 0 FIDELITY MSCI UTILS INDEX 316092865 2238 66008 SH SOLE 0 0 66008 FIRST SOLAR INC COM 336433107 1 24 SH DFND 5 24 0 0 FIRST SOLAR INC COM 336433107 448 9217 SH SOLE 0 0 9217 FIRST TR ENERGY INCOME & GRW COM 33738G104 1432 56107 SH SOLE 0 0 56107 FIRST TR ENHANCED EQTY INC F COM 337318109 320 24583 SH SOLE 0 0 24583 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 329 9718 SH SOLE 0 0 9718 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 292 5996 SH SOLE 0 0 5996 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 1382 19154 SH SOLE 0 0 19154 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 1070 47817 SH SOLE 0 0 47817 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 216 14595 SH SOLE 0 0 14595 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 341 5700 SH SOLE 0 0 5700 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 597 24368 SH SOLE 0 0 24368 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 239 2689 SH SOLE 0 0 2689 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 357 13315 SH SOLE 0 0 13315 FIRST TR US IPO INDEX FD SHS 336920103 240 4772 SH SOLE 0 0 4772 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 830 40989 SH SOLE 0 0 40989 FIRST TR VALUE LINE DIVID IN SHS 33734H106 492 18293 SH SOLE 0 0 18293 FIRST TR VALUE LINE DIVID IN SHS 33734H106 284 10521 SH DFND 5 10521 0 0 FIRSTENERGY CORP COM 337932107 199 5735 SH SOLE 0 0 5735 FIRSTENERGY CORP COM 337932107 21 616 SH DFND 5 616 0 0 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 238 11045 SH SOLE 0 0 11045 FLEXSHARES TR MORNSTAR UPSTR 33939L407 481 18124 SH SOLE 0 0 18124 FOOT LOCKER INC COM 344849104 1 23 SH DFND 5 23 0 0 FOOT LOCKER INC COM 344849104 281 5147 SH SOLE 0 0 5147 FOOT LOCKER INC COM 344849104 0 200 SH Call SOLE 0 0 200 FORD MTR CO DEL COM PAR $0.01 345370860 6 441 SH DFND 5 441 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 3739 296094 SH SOLE 0 0 296094 FORTINET INC COM 34959E109 568 18212 SH SOLE 0 0 18212 FRANKLIN LTD DURATION INC TR COM 35472T101 251 21633 SH SOLE 0 0 21633 FREEPORT-MCMORAN INC CL B 35671D857 0 1100 SH Call SOLE 0 0 1100 FREEPORT-MCMORAN INC CL B 35671D857 110 10277 SH SOLE 0 0 10277 FRONTIER COMMUNICATIONS CORP COM 35906A108 1118 226819 SH SOLE 0 0 226819 G WILLI FOOD INTL LTD ORD M52523103 45 10402 SH SOLE 0 0 10402 GABELLI DIVD & INCOME TR COM 36242H104 23 1157 SH DFND 5 1157 0 0 GABELLI DIVD & INCOME TR COM 36242H104 588 30737 SH SOLE 0 0 30737 GABELLI EQUITY TR INC COM 362397101 58 10806 SH SOLE 0 0 10806 GABELLI MULTIMEDIA TR INC COM 36239Q109 203 28292 SH SOLE 0 0 28292 GARTNER INC COM 366651107 199 2061 SH SOLE 0 0 2061 GARTNER INC COM 366651107 14 149 SH DFND 5 149 0 0 GENERAL DYNAMICS CORP COM 369550108 2 11 SH DFND 5 11 0 0 GENERAL DYNAMICS CORP COM 369550108 289 2074 SH SOLE 0 0 2074 GENERAL ELECTRIC CO COM 369604103 79 2567 SH DFND 5 2567 0 0 GENERAL ELECTRIC CO COM 369604103 10923 347742 SH SOLE 0 0 347742 GENERAL MLS INC COM 370334104 30 429 SH DFND 5 429 0 0 GENERAL MLS INC COM 370334104 1629 22850 SH SOLE 0 0 22850 GENESEE & WYO INC CL A 371559105 804 13545 SH SOLE 0 0 13545 GENESIS ENERGY L P UNIT LTD PARTN 371927104 420 12960 SH SOLE 0 0 12960 GENUINE PARTS CO COM 372460105 443 4367 SH SOLE 0 0 4367 GENUINE PARTS CO COM 372460105 32 317 SH DFND 5 317 0 0 GILEAD SCIENCES INC COM 375558103 3 900 SH Call SOLE 0 0 900 GILEAD SCIENCES INC COM 375558103 2532 30359 SH SOLE 0 0 30359 GILEAD SCIENCES INC COM 375558103 7 70 SH DFND 5 70 0 0 GILEAD SCIENCES INC COM 375558103 171 2050 SH DFND 9 2050 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 34 745 SH DFND 5 745 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1409 32495 SH SOLE 0 0 32495 GLOBAL X FDS GLB X MLP ENRG I 37950E226 138 10000 SH SOLE 0 0 10000 GLOBAL X FDS GLB X SUPERDIV 37950E549 1427 69222 SH SOLE 0 0 69222 GLOBALSTAR INC COM 378973408 61 50000 SH SOLE 0 0 50000 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 507 18876 SH SOLE 0 0 18876 GOLDMAN SACHS GROUP INC COM 38141G104 278 1868 SH DFND 10 1868 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1777 12034 SH SOLE 0 0 12034 GOLDMAN SACHS GROUP INC COM 38141G104 1 7 SH DFND 5 7 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 3 130 SH DFND 5 130 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 220 8559 SH SOLE 0 0 8559 HALLIBURTON CO COM 406216101 2 50 SH DFND 5 50 0 0 HALLIBURTON CO COM 406216101 373 8149 SH SOLE 0 0 8149 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 296 11479 SH SOLE 0 0 11479 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 181 10733 SH SOLE 0 0 10733 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 999 40043 SH SOLE 0 0 40043 HARLEY DAVIDSON INC COM 412822108 224 4949 SH SOLE 0 0 4949 HARTFORD FINL SVCS GROUP INC COM 416515104 778 17652 SH SOLE 0 0 17652 HAWAIIAN ELEC INDUSTRIES COM 419870100 438 13366 SH SOLE 0 0 13366 HCA HOLDINGS INC COM 40412C101 330 4296 SH SOLE 0 0 4296 HCA HOLDINGS INC COM 40412C101 0 200 SH Call SOLE 0 0 200 HCP INC COM 40414L109 1 37 SH DFND 5 37 0 0 HCP INC COM 40414L109 2594 72993 SH SOLE 0 0 72993 HD SUPPLY HLDGS INC COM 40416M105 272 7842 SH DFND 9 7842 0 0 HD SUPPLY HLDGS INC COM 40416M105 11 344 SH SOLE 0 0 344 HELMERICH & PAYNE INC COM 423452101 1 11 SH DFND 5 11 0 0 HELMERICH & PAYNE INC COM 423452101 354 5305 SH SOLE 0 0 5305 HERITAGE COMMERCE CORP COM 426927109 140 13398 SH SOLE 0 0 13398 HESS CORP COM 42809H107 360 5999 SH SOLE 0 0 5999 HOME DEPOT INC COM 437076102 250 1968 SH DFND 10 1968 0 0 HOME DEPOT INC COM 437076102 71 536 SH DFND 5 536 0 0 HOME DEPOT INC COM 437076102 3314 25941 SH SOLE 0 0 25941 HONEYWELL INTL INC COM 438516106 39 331 SH DFND 5 331 0 0 HONEYWELL INTL INC COM 438516106 243 2088 SH DFND 9 2088 0 0 HONEYWELL INTL INC COM 438516106 1701 14622 SH SOLE 0 0 14622 HUNTINGTON BANCSHARES INC COM 446150104 1 139 SH DFND 5 139 0 0 HUNTINGTON BANCSHARES INC COM 446150104 131 14464 SH SOLE 0 0 14464 HUNTINGTON INGALLS INDS INC COM 446413106 297 1772 SH DFND 9 1772 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 24 143 SH SOLE 0 0 143 IAMGOLD CORP COM 450913108 124 30000 SH SOLE 0 0 30000 ILLINOIS TOOL WKS INC COM 452308109 1 9 SH DFND 5 9 0 0 ILLINOIS TOOL WKS INC COM 452308109 324 3121 SH SOLE 0 0 3121 ILLUMINA INC COM 452327109 236 1684 SH SOLE 0 0 1684 INCYTE CORP COM 45337C102 0 5 SH DFND 5 5 0 0 INCYTE CORP COM 45337C102 218 2735 SH SOLE 0 0 2735 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 11 353 SH DFND 5 353 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 1018 34861 SH SOLE 0 0 34861 INTEL CORP COM 458140100 232 7064 SH DFND 9 7064 0 0 INTEL CORP COM 458140100 0 600 SH Call SOLE 0 0 600 INTEL CORP COM 458140100 75 2306 SH DFND 5 2306 0 0 INTEL CORP COM 458140100 12 2500 SH Call DFND 9 2500 0 0 INTEL CORP COM 458140100 4632 141101 SH SOLE 0 0 141101 INTERNATIONAL BUSINESS MACHS COM 459200101 18 112 SH DFND 5 112 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2317 15244 SH SOLE 0 0 15244 INTERNATIONAL BUSINESS MACHS COM 459200101 0 100 SH Call SOLE 0 0 100 INTL PAPER CO COM 460146103 4 94 SH DFND 5 94 0 0 INTL PAPER CO COM 460146103 866 20657 SH SOLE 0 0 20657 INTREXON CORP COM 46122T102 223 9025 SH SOLE 0 0 9025 INTREXON CORP COM 46122T102 1 56 SH DFND 5 56 0 0 INTUIT COM 461202103 238 2114 SH SOLE 0 0 2114 INTUITIVE SURGICAL INC COM NEW 46120E602 1764 2665 SH SOLE 0 0 2665 INTUITIVE SURGICAL INC COM NEW 46120E602 4 6 SH DFND 5 6 0 0 ISHARES GLB GLD MINR ETF 464286335 1481 125926 SH SOLE 0 0 125926 ISHARES MSCI JAPAN ETF 464286848 125 10856 SH DFND 5 10856 0 0 ISHARES MSCI JAPAN ETF 464286848 764 66693 SH SOLE 0 0 66693 ISHARES MSCI STH KOR ETF 464286772 97 1884 SH DFND 5 1884 0 0 ISHARES MSCI STH KOR ETF 464286772 167 3279 SH SOLE 0 0 3279 ISHARES GOLD TRUST ISHARES 464285105 16 1252 SH DFND 5 1252 0 0 ISHARES GOLD TRUST ISHARES 464285105 229 18050 SH SOLE 0 0 18050 ISHARES SILVER TRUST ISHARES 46428Q109 7 384 SH DFND 5 384 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 204 11371 SH SOLE 0 0 11371 ISHARES TR 0-5 YR TIPS ETF 46429B747 1523 15033 SH SOLE 0 0 15033 ISHARES TR 1-3 YR CR BD ETF 464288646 256 2422 SH SOLE 0 0 2422 ISHARES TR 1-3 YR CR BD ETF 464288646 76 712 SH DFND 5 712 0 0 ISHARES TR 20 YR TR BD ETF 464287432 4370 31474 SH SOLE 0 0 31474 ISHARES TR 20 YR TR BD ETF 464287432 0 500 SH Call SOLE 0 0 500 ISHARES TR 20 YR TR BD ETF 464287432 90 646 SH DFND 5 646 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 1027 8085 SH SOLE 0 0 8085 ISHARES TR 3-7 YR TR BD ETF 464288661 368 2888 SH DFND 5 2888 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 2027 17897 SH SOLE 0 0 17897 ISHARES TR 7-10 Y TR BD ETF 464287440 21 193 SH DFND 5 193 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 254 7413 SH SOLE 0 0 7413 ISHARES TR COHEN&STEER REIT 464287564 503 4659 SH SOLE 0 0 4659 ISHARES TR COHEN&STEER REIT 464287564 260 2409 SH DFND 5 2409 0 0 ISHARES TR CORE MSCI EAFE 46432F842 77 1501 SH DFND 5 1501 0 0 ISHARES TR CORE MSCI EAFE 46432F842 242 4670 SH SOLE 0 0 4670 ISHARES TR CORE MSCI EURO 46434V738 235 5992 SH SOLE 0 0 5992 ISHARES TR CORE S&P MCP ETF 464287507 1375 9235 SH SOLE 0 0 9235 ISHARES TR CORE S&P MCP ETF 464287507 431 2894 SH DFND 5 2894 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1804 15504 SH SOLE 0 0 15504 ISHARES TR CORE S&P SCP ETF 464287804 46 388 SH DFND 5 388 0 0 ISHARES TR CORE S&P TTL STK 464287150 507 5318 SH SOLE 0 0 5318 ISHARES TR CORE S&P500 ETF 464287200 104 494 SH DFND 5 494 0 0 ISHARES TR CORE S&P500 ETF 464287200 4367 20756 SH SOLE 0 0 20756 ISHARES TR CORE US AGGBD ET 464287226 166 1471 SH DFND 5 1471 0 0 ISHARES TR CORE US AGGBD ET 464287226 3352 29800 SH SOLE 0 0 29800 ISHARES TR EAFE SML CP ETF 464288273 589 12140 SH SOLE 0 0 12140 ISHARES TR EAFE SML CP ETF 464288273 23 467 SH DFND 5 467 0 0 ISHARES TR EUROPE ETF 464287861 3 86 SH DFND 9 86 0 0 ISHARES TR EUROPE ETF 464287861 417 11024 SH SOLE 0 0 11024 ISHARES TR FLTG RATE BD ETF 46429B655 213 4216 SH SOLE 0 0 4216 ISHARES TR FLTG RATE BD ETF 46429B655 57 1164 SH DFND 5 1164 0 0 ISHARES TR IBOXX HI YD ETF 464288513 523 6178 SH DFND 5 6178 0 0 ISHARES TR IBOXX HI YD ETF 464288513 389 4559 SH SOLE 0 0 4559 ISHARES TR IBOXX INV CP ETF 464287242 582 4739 SH DFND 5 4739 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1011 8247 SH SOLE 0 0 8247 ISHARES TR INTERM CR BD ETF 464288638 525 4720 SH DFND 5 4720 0 0 ISHARES TR INTERM CR BD ETF 464288638 305 2746 SH SOLE 0 0 2746 ISHARES TR INTERM CR BD ETF 464288638 25 221 SH DFND 3 221 0 0 ISHARES TR JP MOR EM MK ETF 464288281 290 2482 SH SOLE 0 0 2482 ISHARES TR JP MOR EM MK ETF 464288281 418 3630 SH DFND 5 3630 0 0 ISHARES TR MBS ETF 464288588 345 3146 SH SOLE 0 0 3146 ISHARES TR MBS ETF 464288588 1111 10100 SH DFND 5 10100 0 0 ISHARES TR MBS ETF 464288588 83 758 SH DFND 2 758 0 0 ISHARES TR MBS ETF 464288588 39 353 SH DFND 3 353 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 47 706 SH DFND 5 706 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 2449 36917 SH SOLE 0 0 36917 ISHARES TR MRGSTR MD CP ETF 464288208 478 3211 SH SOLE 0 0 3211 ISHARES TR MSCI ACWI ETF 464288257 204 3586 SH SOLE 0 0 3586 ISHARES TR MSCI EAFE ETF 464287465 1257 22589 SH SOLE 0 0 22589 ISHARES TR MSCI EAFE ETF 464287465 0 7 SH DFND 9 7 0 0 ISHARES TR MSCI EAFE ETF 464287465 47 846 SH DFND 5 846 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 848 24699 SH SOLE 0 0 24699 ISHARES TR MSCI EMG MKT ETF 464287234 117 3411 SH DFND 5 3411 0 0 ISHARES TR MSCI KLD400 SOC 464288570 226 2911 SH SOLE 0 0 2911 ISHARES TR MSCI UK SM ETF 46429B416 322 9554 SH SOLE 0 0 9554 ISHARES TR NA TEC-SFTWR ETF 464287515 501 4736 SH SOLE 0 0 4736 ISHARES TR NASDQ BIOTEC ETF 464287556 5 16 SH DFND 5 16 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 347 1332 SH SOLE 0 0 1332 ISHARES TR NATIONAL MUN ETF 464288414 140 1221 SH SOLE 0 0 1221 ISHARES TR NATIONAL MUN ETF 464288414 93 819 SH DFND 5 819 0 0 ISHARES TR PHLX SEMICND ETF 464287523 275 2938 SH SOLE 0 0 2938 ISHARES TR RUS 1000 ETF 464287622 1132 9686 SH SOLE 0 0 9686 ISHARES TR RUS 1000 GRW ETF 464287614 6 64 SH DFND 9 64 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 261 2600 SH DFND 2 2600 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 328 3273 SH DFND 5 3273 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 0 400 SH Put SOLE 0 0 400 ISHARES TR RUS 1000 GRW ETF 464287614 1844 18413 SH SOLE 0 0 18413 ISHARES TR RUS 1000 VAL ETF 464287598 377 3641 SH DFND 5 3641 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 907 8769 SH SOLE 0 0 8769 ISHARES TR RUS 1000 VAL ETF 464287598 295 2856 SH DFND 2 2856 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 224 1627 SH SOLE 0 0 1627 ISHARES TR RUS MID-CAP ETF 464287499 932 5535 SH SOLE 0 0 5535 ISHARES TR RUS MID-CAP ETF 464287499 204 1208 SH DFND 2 1208 0 0 ISHARES TR RUS MID-CAP ETF 464287499 191 1135 SH DFND 5 1135 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 71 620 SH DFND 2 620 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 385 3342 SH DFND 5 3342 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2504 21861 SH SOLE 0 0 21861 ISHARES TR RUSSELL 2000 ETF 464287655 0 200 SH Call SOLE 0 0 200 ISHARES TR RUSSELL 2000 ETF 464287655 43 45800 SH Put SOLE 0 0 45800 ISHARES TR RUSSELL 3000 ETF 464287689 270 2182 SH SOLE 0 0 2182 ISHARES TR RUSSELL 3000 ETF 464287689 26 208 SH DFND 5 208 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 2768 23781 SH SOLE 0 0 23781 ISHARES TR S&P 500 GRWT ETF 464287309 107 918 SH DFND 5 918 0 0 ISHARES TR S&P 500 VAL ETF 464287408 297 3212 SH SOLE 0 0 3212 ISHARES TR S&P 500 VAL ETF 464287408 142 1541 SH DFND 5 1541 0 0 ISHARES TR S&P MC 400GR ETF 464287606 297 1751 SH SOLE 0 0 1751 ISHARES TR SELECT DIVID ETF 464287168 2734 32016 SH SOLE 0 0 32016 ISHARES TR SELECT DIVID ETF 464287168 37 436 SH DFND 5 436 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 142 1329 SH SOLE 0 0 1329 ISHARES TR SHRT NAT MUN ETF 464288158 206 1939 SH DFND 5 1939 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 93 872 SH DFND 2 872 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 32 301 SH DFND 3 301 0 0 ISHARES TR SHRT TRS BD ETF 464288679 28 253 SH DFND 5 253 0 0 ISHARES TR SHRT TRS BD ETF 464288679 2292 20748 SH SOLE 0 0 20748 ISHARES TR SP SMCP600GR ETF 464287887 1038 8057 SH SOLE 0 0 8057 ISHARES TR SP SMCP600GR ETF 464287887 5 38 SH DFND 5 38 0 0 ISHARES TR SP SMCP600VL ETF 464287879 274 2329 SH SOLE 0 0 2329 ISHARES TR TIPS BD ETF 464287176 41 350 SH DFND 5 350 0 0 ISHARES TR TIPS BD ETF 464287176 290 2487 SH SOLE 0 0 2487 ISHARES TR U.S. AER&DEF ETF 464288760 279 2248 SH SOLE 0 0 2248 ISHARES TR U.S. FINLS ETF 464287788 206 2354 SH SOLE 0 0 2354 ISHARES TR U.S. INDS ETF 464287754 257 2345 SH SOLE 0 0 2345 ISHARES TR U.S. PFD STK ETF 464288687 1971 49333 SH SOLE 0 0 49333 ISHARES TR U.S. PFD STK ETF 464288687 78 1964 SH DFND 5 1964 0 0 ISHARES TR U.S. PHARMA ETF 464288836 262 1825 SH SOLE 0 0 1825 ISHARES TR U.S. REAL ES ETF 464287739 2271 27623 SH SOLE 0 0 27623 ISHARES TR U.S. REAL ES ETF 464287739 81 986 SH DFND 5 986 0 0 ISHARES TR U.S. TELECOM ETF 464287713 390 11690 SH SOLE 0 0 11690 ISHARES TR U.S. TELECOM ETF 464287713 46 1365 SH DFND 5 1365 0 0 ISHARES TR US BR DEL SE ETF 464288794 292 8100 SH SOLE 0 0 8100 ISHARES TR US HLTHCARE ETF 464287762 773 5223 SH SOLE 0 0 5223 ISHARES TR US HLTHCR PR ETF 464288828 895 7012 SH SOLE 0 0 7012 JETBLUE AIRWAYS CORP COM 477143101 505 30404 SH SOLE 0 0 30404 JOHNSON & JOHNSON COM 478160104 238 1971 SH DFND 10 1971 0 0 JOHNSON & JOHNSON COM 478160104 96 795 SH DFND 5 795 0 0 JOHNSON & JOHNSON COM 478160104 4648 38378 SH SOLE 0 0 38378 JOHNSON CTLS INC COM 478366107 49 1106 SH DFND 5 1106 0 0 JOHNSON CTLS INC COM 478366107 1282 28980 SH SOLE 0 0 28980 JPMORGAN CHASE & CO COM 46625H100 173 2773 SH DFND 5 2773 0 0 JPMORGAN CHASE & CO COM 46625H100 4656 75076 SH SOLE 0 0 75076 KELLOGG CO COM 487836108 269 3330 SH SOLE 0 0 3330 KEYCORP NEW COM 493267108 799 72359 SH SOLE 0 0 72359 KIMBERLY CLARK CORP COM 494368103 2376 17315 SH SOLE 0 0 17315 KIMBERLY CLARK CORP COM 494368103 84 613 SH DFND 5 613 0 0 KINROSS GOLD CORP COM NO PAR 496902404 106 21675 SH SOLE 0 0 21675 KKR & CO L P DEL COM UNITS 48248M102 517 42050 SH SOLE 0 0 42050 KRAFT HEINZ CO COM 500754106 6 66 SH DFND 5 66 0 0 KRAFT HEINZ CO COM 500754106 3110 34986 SH SOLE 0 0 34986 KROGER CO COM 501044101 1 31 SH DFND 5 31 0 0 KROGER CO COM 501044101 312 8505 SH SOLE 0 0 8505 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1 4 SH DFND 5 4 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 653 4460 SH SOLE 0 0 4460 LABORATORY CORP AMER HLDGS COM NEW 50540R409 313 2393 SH SOLE 0 0 2393 LADENBURG THALMAN FIN SVCS I COM 50575Q102 28 11609 SH DFND 5 11609 0 0 LAM RESEARCH CORP COM 512807108 639 7613 SH SOLE 0 0 7613 LAM RESEARCH CORP COM 512807108 14 166 SH DFND 5 166 0 0 LAM RESEARCH CORP COM 512807108 232 2749 SH DFND 9 2749 0 0 LAS VEGAS SANDS CORP COM 517834107 10 230 SH DFND 9 230 0 0 LAS VEGAS SANDS CORP COM 517834107 261 6077 SH SOLE 0 0 6077 LAUDER ESTEE COS INC CL A 518439104 204 2246 SH DFND 10 2246 0 0 LAUDER ESTEE COS INC CL A 518439104 5 50 SH DFND 5 50 0 0 LAUDER ESTEE COS INC CL A 518439104 503 5654 SH SOLE 0 0 5654 LENNAR CORP CL A 526057104 366 7946 SH SOLE 0 0 7946 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 1265 252280 SH SOLE 0 0 252280 LIBERTY ALL-STAR GROWTH FD I COM 529900102 46 11470 SH SOLE 0 0 11470 LILLY ELI & CO COM 532457108 1671 21101 SH SOLE 0 0 21101 LILLY ELI & CO COM 532457108 4 42 SH DFND 5 42 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 206 10211 SH DFND 5 10211 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 9 449 SH DFND 9 449 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 1 39 SH SOLE 0 0 39 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 0 57 SH DFND 5 57 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 2 506 SH DFND 7 506 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 60 20417 SH SOLE 0 0 20417 LOCKHEED MARTIN CORP COM 539830109 1733 7038 SH SOLE 0 0 7038 LOCKHEED MARTIN CORP COM 539830109 70 279 SH DFND 5 279 0 0 LOWES COS INC COM 548661107 0 200 SH Call SOLE 0 0 200 LOWES COS INC COM 548661107 1055 13318 SH SOLE 0 0 13318 LOWES COS INC COM 548661107 31 392 SH DFND 5 392 0 0 LOWES COS INC COM 548661107 202 2569 SH DFND 9 2569 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 274 12905 SH SOLE 0 0 12905 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 5 61 SH DFND 5 61 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 381 5009 SH SOLE 0 0 5009 MAIN STREET CAPITAL CORP COM 56035L104 279 8513 SH SOLE 0 0 8513 MALLINCKRODT PUB LTD CO SHS G5785G107 0 1300 SH Call SOLE 0 0 1300 MALLINCKRODT PUB LTD CO SHS G5785G107 219 3608 SH SOLE 0 0 3608 MANITOWOC FOODSERVICE INC COM 563568104 181 10255 SH SOLE 0 0 10255 MANITOWOC INC COM 563571108 56 10255 SH SOLE 0 0 10255 MARATHON PETE CORP COM 56585A102 2 42 SH DFND 5 42 0 0 MARATHON PETE CORP COM 56585A102 675 17750 SH SOLE 0 0 17750 MASCO CORP COM 574599106 458 14897 SH SOLE 0 0 14897 MASTERCARD INC CL A 57636Q104 5 61 SH DFND 5 61 0 0 MASTERCARD INC CL A 57636Q104 216 2447 SH DFND 9 2447 0 0 MASTERCARD INC CL A 57636Q104 663 7534 SH SOLE 0 0 7534 MCDERMOTT INTL INC COM 580037109 330 67800 SH SOLE 0 0 67800 MCDONALDS CORP COM 580135101 42 350 SH DFND 5 350 0 0 MCDONALDS CORP COM 580135101 0 300 SH Put SOLE 0 0 300 MCDONALDS CORP COM 580135101 3117 25967 SH SOLE 0 0 25967 MCDONALDS CORP COM 580135101 0 700 SH Call SOLE 0 0 700 MCKESSON CORP COM 58155Q103 1 5 SH DFND 5 5 0 0 MCKESSON CORP COM 58155Q103 1273 6813 SH SOLE 0 0 6813 MERCK & CO INC COM 58933Y105 3623 62832 SH SOLE 0 0 62832 MERCK & CO INC COM 58933Y105 66 1147 SH DFND 5 1147 0 0 METLIFE INC COM 59156R108 1383 34799 SH SOLE 0 0 34799 METLIFE INC COM 59156R108 12 332 SH DFND 5 332 0 0 METLIFE INC COM 59156R108 174 4365 SH DFND 10 4365 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 90 19370 SH SOLE 0 0 19370 MICHAELS COS INC COM 59408Q106 3 107 SH DFND 5 107 0 0 MICHAELS COS INC COM 59408Q106 245 8605 SH DFND 9 8605 0 0 MICHAELS COS INC COM 59408Q106 14 446 SH SOLE 0 0 446 MICROCHIP TECHNOLOGY INC COM 595017104 211 4175 SH SOLE 0 0 4175 MICROCHIP TECHNOLOGY INC COM 595017104 30 586 SH DFND 5 586 0 0 MICRON TECHNOLOGY INC COM 595112103 2 10000 SH Call DFND 9 10000 0 0 MICRON TECHNOLOGY INC COM 595112103 231 16755 SH DFND 9 16755 0 0 MICRON TECHNOLOGY INC COM 595112103 244 17848 SH SOLE 0 0 17848 MICROSOFT CORP COM 594918104 203 3998 SH DFND 10 3998 0 0 MICROSOFT CORP COM 594918104 117 2276 SH DFND 5 2276 0 0 MICROSOFT CORP COM 594918104 226 4446 SH DFND 9 4446 0 0 MICROSOFT CORP COM 594918104 14401 281979 SH SOLE 0 0 281979 MICROSOFT CORP COM 594918104 2 1000 SH Call SOLE 0 0 1000 MOBILE MINI INC COM 60740F105 5 137 SH DFND 5 137 0 0 MOBILE MINI INC COM 60740F105 214 6156 SH SOLE 0 0 6156 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 232 5026 SH SOLE 0 0 5026 MOHAWK INDS INC COM 608190104 2 9 SH DFND 5 9 0 0 MOHAWK INDS INC COM 608190104 399 2104 SH SOLE 0 0 2104 MOLSON COORS BREWING CO CL B 60871R209 295 2856 SH SOLE 0 0 2856 MONDELEZ INTL INC CL A 609207105 13 292 SH DFND 5 292 0 0 MONDELEZ INTL INC CL A 609207105 1302 28527 SH SOLE 0 0 28527 MONSANTO CO NEW COM 61166W101 35 342 SH DFND 5 342 0 0 MONSANTO CO NEW COM 61166W101 927 9000 SH SOLE 0 0 9000 MORGAN STANLEY COM NEW 617446448 594 22853 SH SOLE 0 0 22853 MORGAN STANLEY COM NEW 617446448 0 200 SH Call SOLE 0 0 200 MORGAN STANLEY COM NEW 617446448 169 6488 SH DFND 9 6488 0 0 NATIONAL OILWELL VARCO INC COM 637071101 3 74 SH DFND 5 74 0 0 NATIONAL OILWELL VARCO INC COM 637071101 314 9229 SH SOLE 0 0 9229 NATIONAL RETAIL PPTYS INC COM 637417106 253 4920 SH SOLE 0 0 4920 NAVIENT CORP COM 63938C108 342 28333 SH SOLE 0 0 28333 NETEASE INC SPONSORED ADR 64110W102 4 19 SH DFND 5 19 0 0 NETEASE INC SPONSORED ADR 64110W102 61 315 SH SOLE 0 0 315 NETEASE INC SPONSORED ADR 64110W102 279 1440 SH DFND 9 1440 0 0 NETFLIX INC COM 64110L106 0 4 SH DFND 5 4 0 0 NETFLIX INC COM 64110L106 868 9431 SH SOLE 0 0 9431 NETFLIX INC COM 64110L106 1 100 SH Call SOLE 0 0 100 NETSUITE INC COM 64118Q107 719 9873 SH SOLE 0 0 9873 NIKE INC CL B 654106103 1652 29910 SH SOLE 0 0 29910 NIKE INC CL B 654106103 0 100 SH Call SOLE 0 0 100 NIKE INC CL B 654106103 171 3098 SH DFND 9 3098 0 0 NIKE INC CL B 654106103 10 181 SH DFND 5 181 0 0 NORDSTROM INC COM 655664100 532 13975 SH SOLE 0 0 13975 NORFOLK SOUTHERN CORP COM 655844108 3 34 SH DFND 5 34 0 0 NORFOLK SOUTHERN CORP COM 655844108 276 3219 SH SOLE 0 0 3219 NORTHROP GRUMMAN CORP COM 666807102 238 1067 SH SOLE 0 0 1067 NORTHWEST BANCSHARES INC MD COM 667340103 1298 88141 SH SOLE 0 0 88141 NOVAGOLD RES INC COM NEW 66987E206 311 50800 SH SOLE 0 0 50800 NOVARTIS A G SPONSORED ADR 66987V109 2 20 SH DFND 7 20 0 0 NOVARTIS A G SPONSORED ADR 66987V109 706 8553 SH SOLE 0 0 8553 NOVARTIS A G SPONSORED ADR 66987V109 51 613 SH DFND 5 613 0 0 NOVO-NORDISK A S ADR 670100205 2 30 SH DFND 7 30 0 0 NOVO-NORDISK A S ADR 670100205 507 9485 SH SOLE 0 0 9485 NOVO-NORDISK A S ADR 670100205 40 718 SH DFND 5 718 0 0 NUCOR CORP COM 670346105 228 4692 SH SOLE 0 0 4692 NUVEEN AMT-FREE MUN INCOME F COM 670657105 268 17875 SH SOLE 0 0 17875 NUVEEN CA DIVIDEND ADV MUN F COM 67066Y105 286 16835 SH SOLE 0 0 16835 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 282 35218 SH SOLE 0 0 35218 NUVEEN DOW 30 DYN OVERWRITE SHS 67075F105 948 65313 SH SOLE 0 0 65313 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 511 35495 SH SOLE 0 0 35495 NUVEEN MTG OPPORTUNITY TERM COM 670735109 295 12741 SH SOLE 0 0 12741 NUVEEN MUN VALUE FD INC COM 670928100 149 13791 SH SOLE 0 0 13791 NUVEEN PREFERRED SECURITIES COM 67072C105 241 25879 SH SOLE 0 0 25879 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 519 33557 SH SOLE 0 0 33557 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 225 17287 SH SOLE 0 0 17287 NUVEEN S&P 500 DYN OVERWRITE COM 6706EW100 235 17376 SH SOLE 0 0 17376 NVIDIA CORP COM 67066G104 1326 28033 SH SOLE 0 0 28033 NVIDIA CORP COM 67066G104 1 200 SH Call SOLE 0 0 200 NVIDIA CORP COM 67066G104 1 100 SH Call DFND 5 100 0 0 NVIDIA CORP COM 67066G104 5 100 SH DFND 5 100 0 0 NVIDIA CORP COM 67066G104 7 1000 SH Call DFND 9 1000 0 0 NVIDIA CORP COM 67066G104 311 6632 SH DFND 9 6632 0 0 NVR INC COM 62944T105 236 131 SH DFND 9 131 0 0 NVR INC COM 62944T105 8 4 SH SOLE 0 0 4 NXP SEMICONDUCTORS N V COM N6596X109 2 30 SH DFND 5 30 0 0 NXP SEMICONDUCTORS N V COM N6596X109 219 2801 SH DFND 9 2801 0 0 NXP SEMICONDUCTORS N V COM N6596X109 52 633 SH SOLE 0 0 633 OAKTREE CAP GROUP LLC UNIT CL A 674001201 258 5883 SH SOLE 0 0 5883 OCCIDENTAL PETE CORP DEL COM 674599105 4 51 SH DFND 5 51 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1328 17402 SH SOLE 0 0 17402 OFFICE DEPOT INC COM 676220106 52 15924 SH SOLE 0 0 15924 OLIN CORP COM PAR $1 680665205 429 17000 SH SOLE 0 0 17000 OMNICOM GROUP INC COM 681919106 454 5581 SH SOLE 0 0 5581 ORACLE CORP COM 68389X105 0 300 SH Put SOLE 0 0 300 ORACLE CORP COM 68389X105 44 1080 SH DFND 5 1080 0 0 ORACLE CORP COM 68389X105 211 5151 SH DFND 9 5151 0 0 ORACLE CORP COM 68389X105 1745 42921 SH SOLE 0 0 42921 ORACLE CORP COM 68389X105 1 10000 SH Call DFND 9 10000 0 0 ORASURE TECHNOLOGIES INC COM 68554V108 154 25900 SH SOLE 0 0 25900 PACCAR INC COM 693718108 725 14048 SH SOLE 0 0 14048 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 103 14500 SH SOLE 0 0 14500 PALO ALTO NETWORKS INC COM 697435105 350 2855 SH SOLE 0 0 2855 PAN AMERICAN SILVER CORP COM 697900108 420 25500 SH SOLE 0 0 25500 PANERA BREAD CO CL A 69840W108 219 1043 SH SOLE 0 0 1043 PAPA JOHNS INTL INC COM 698813102 393 5745 SH SOLE 0 0 5745 PAYPAL HLDGS INC COM 70450Y103 2191 60224 SH SOLE 0 0 60224 PAYPAL HLDGS INC COM 70450Y103 50 1356 SH DFND 5 1356 0 0 PEPSICO INC COM 713448108 2497 23452 SH SOLE 0 0 23452 PEPSICO INC COM 713448108 75 695 SH DFND 5 695 0 0 PFIZER INC COM 717081103 45 1293 SH DFND 5 1293 0 0 PFIZER INC COM 717081103 6147 174360 SH SOLE 0 0 174360 PG&E CORP COM 69331C108 12 190 SH DFND 5 190 0 0 PG&E CORP COM 69331C108 394 6150 SH SOLE 0 0 6150 PHILIP MORRIS INTL INC COM 718172109 6389 62837 SH SOLE 0 0 62837 PHILIP MORRIS INTL INC COM 718172109 62 599 SH DFND 5 599 0 0 PHILLIPS 66 COM 718546104 1065 13343 SH SOLE 0 0 13343 PHILLIPS 66 COM 718546104 19 239 SH DFND 5 239 0 0 PIMCO CALIF MUN INCOME FD II COM 72201C109 170 13700 SH SOLE 0 0 13700 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 251 2568 SH DFND 5 2568 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 39 399 SH SOLE 0 0 399 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 3 25 SH DFND 5 25 0 0 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 503 4701 SH SOLE 0 0 4701 PIMCO HIGH INCOME FD COM SHS 722014107 259 26245 SH SOLE 0 0 26245 PIMCO STRATEGIC INCOME FD IN COM 72200X104 102 10638 SH SOLE 0 0 10638 PINNACLE FINL PARTNERS INC COM 72346Q104 506 10360 SH SOLE 0 0 10360 PINNACLE FINL PARTNERS INC COM 72346Q104 4 76 SH DFND 5 76 0 0 PINNACLE FOODS INC DEL COM 72348P104 282 6120 SH SOLE 0 0 6120 PINNACLE WEST CAP CORP COM 723484101 603 7438 SH SOLE 0 0 7438 PIONEER HIGH INCOME TR COM 72369H106 150 14999 SH SOLE 0 0 14999 PNC FINL SVCS GROUP INC COM 693475105 276 3413 SH SOLE 0 0 3413 PNC FINL SVCS GROUP INC COM 693475105 19 247 SH DFND 5 247 0 0 POTASH CORP SASK INC COM 73755L107 0 1900 SH Call SOLE 0 0 1900 POTASH CORP SASK INC COM 73755L107 777 47947 SH SOLE 0 0 47947 POWERSHARES ACT MANG COMM FD DB OPT YLD DIV 73937V106 270 15113 SH DFND 5 15113 0 0 POWERSHARES ACT MANG COMM FD DB OPT YLD DIV 73937V106 43 2389 SH SOLE 0 0 2389 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 27 1706 SH DFND 5 1706 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 520 34229 SH SOLE 0 0 34229 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 25 788 SH DFND 5 788 0 0 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 257 8118 SH SOLE 0 0 8118 POWERSHARES ETF TR II EM MRK LOW VOL 73937B662 366 16504 SH SOLE 0 0 16504 POWERSHARES ETF TR II INSUR NATL MUN 73936T474 380 14349 SH SOLE 0 0 14349 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 1127 74230 SH SOLE 0 0 74230 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 33 858 SH DFND 5 858 0 0 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 542 14363 SH SOLE 0 0 14363 POWERSHARES ETF TR II S&P400 LOVL PT 73937B647 2313 58874 SH SOLE 0 0 58874 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 1003 23397 SH SOLE 0 0 23397 POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 365 6868 SH SOLE 0 0 6868 POWERSHARES ETF TRUST CON STAPLE SEC 73935X393 313 5255 SH SOLE 0 0 5255 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 983 43226 SH SOLE 0 0 43226 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 3856 91758 SH SOLE 0 0 91758 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 1009 27404 SH SOLE 0 0 27404 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 308 9160 SH SOLE 0 0 9160 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 1141 17985 SH SOLE 0 0 17985 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 407 9002 SH SOLE 0 0 9002 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 2138 29882 SH SOLE 0 0 29882 POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 1801 25105 SH SOLE 0 0 25105 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 1513 48558 SH SOLE 0 0 48558 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 464 15003 SH SOLE 0 0 15003 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 531 27617 SH SOLE 0 0 27617 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 2761 30536 SH SOLE 0 0 30536 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 511 5217 SH SOLE 0 0 5217 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 836 53504 SH SOLE 0 0 53504 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 817 58296 SH SOLE 0 0 58296 POWERSHARES ETF TRUST RUSSELL 2000 GRW 73935X872 612 26049 SH SOLE 0 0 26049 POWERSHARES ETF TRUST RUSSELL 2000 VAL 73935X864 266 11071 SH SOLE 0 0 11071 POWERSHARES ETF TRUST RUSSELL MID GRW 73935X807 2142 72675 SH SOLE 0 0 72675 POWERSHARES ETF TRUST RUSSELL MID VAL 73935X880 318 11391 SH SOLE 0 0 11391 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 805 32514 SH SOLE 0 0 32514 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 406 25855 SH SOLE 0 0 25855 POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 73936Q108 203 8912 SH SOLE 0 0 8912 POWERSHARES ETF TRUST II DWA EMKT MOM PTF 73936Q207 220 13915 SH SOLE 0 0 13915 POWERSHARES ETF TRUST II DWA SC MOMNT PTF 73936Q744 281 7938 SH SOLE 0 0 7938 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 20 852 SH DFND 3 852 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 374 16326 SH DFND 5 16326 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 251 10883 SH SOLE 0 0 10883 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 6150 57042 SH SOLE 0 0 57042 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 0 1400 SH Call SOLE 0 0 1400 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 0 1 SH DFND 9 1 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 285 2669 SH DFND 5 2669 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 0 800 SH Put SOLE 0 0 800 PPG INDS INC COM 693506107 17 172 SH DFND 5 172 0 0 PPG INDS INC COM 693506107 186 1797 SH SOLE 0 0 1797 PPL CORP COM 69351T106 127 3334 SH DFND 5 3334 0 0 PPL CORP COM 69351T106 498 13110 SH SOLE 0 0 13110 PRAXAIR INC COM 74005P104 15 127 SH DFND 5 127 0 0 PRAXAIR INC COM 74005P104 237 2086 SH SOLE 0 0 2086 PRICE T ROWE GROUP INC COM 74144T108 4 54 SH DFND 5 54 0 0 PRICE T ROWE GROUP INC COM 74144T108 629 8615 SH SOLE 0 0 8615 PRICELINE GRP INC COM NEW 741503403 260 211 SH DFND 10 211 0 0 PRICELINE GRP INC COM NEW 741503403 1575 1280 SH SOLE 0 0 1280 PRICELINE GRP INC COM NEW 741503403 2 2 SH DFND 5 2 0 0 PROCTER & GAMBLE CO COM 742718109 89 1056 SH DFND 5 1056 0 0 PROCTER & GAMBLE CO COM 742718109 7021 83074 SH SOLE 0 0 83074 PROFIRE ENERGY INC COM 74316X101 151 135786 SH SOLE 0 0 135786 PROSHARES TR MDCP 400 DIVID 74347B680 30 646 SH DFND 5 646 0 0 PROSHARES TR MDCP 400 DIVID 74347B680 424 9114 SH SOLE 0 0 9114 PROSHARES TR MSCI EMRG ETF 74347X302 544 11025 SH SOLE 0 0 11025 PROSHARES TR PSHS LC COR PLUS 74347R248 543 10635 SH SOLE 0 0 10635 PROSHARES TR PSHS ULT MCAP400 74347R404 1418 18463 SH SOLE 0 0 18463 PROSHARES TR PSHS ULT MCAP400 74347R404 85 1091 SH DFND 5 1091 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 1351 20383 SH SOLE 0 0 20383 PROSHARES TR PSHS ULTRA QQQ 74347R206 1581 22143 SH SOLE 0 0 22143 PROSHARES TR PSHS ULTRUSS2000 74347R842 83 1022 SH DFND 5 1022 0 0 PROSHARES TR PSHS ULTRUSS2000 74347R842 1090 13554 SH SOLE 0 0 13554 PROSHARES TR S&P 500 DV ARIST 74348A467 2728 50139 SH SOLE 0 0 50139 PROSHARES TR SHRT 20+YR TRE 74347X849 1651 78392 SH SOLE 0 0 78392 PROSPECT CAPITAL CORPORATION COM 74348T102 0 20000 SH Call SOLE 0 0 20000 PROSPECT CAPITAL CORPORATION COM 74348T102 157 20090 SH SOLE 0 0 20090 PRUDENTIAL FINL INC COM 744320102 2 35 SH DFND 5 35 0 0 PRUDENTIAL FINL INC COM 744320102 877 12415 SH SOLE 0 0 12415 PUBLIC STORAGE COM 74460D109 1 2 SH DFND 5 2 0 0 PUBLIC STORAGE COM 74460D109 709 2763 SH SOLE 0 0 2763 PUBLIC SVC ENTERPRISE GROUP COM 744573106 236 4998 SH SOLE 0 0 4998 PULTE GROUP INC COM 745867101 233 11892 SH SOLE 0 0 11892 PUTNAM MANAGED MUN INCOM TR COM 746823103 173 21691 SH SOLE 0 0 21691 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 116 24540 SH SOLE 0 0 24540 QORVO INC COM 74736K101 375 6772 SH SOLE 0 0 6772 QUALCOMM INC COM 747525103 38 708 SH DFND 5 708 0 0 QUALCOMM INC COM 747525103 9 174 SH DFND 9 174 0 0 QUALCOMM INC COM 747525103 2969 55622 SH SOLE 0 0 55622 QUALCOMM INC COM 747525103 0 100 SH Call SOLE 0 0 100 RADIAN GROUP INC COM 750236101 286 27876 SH SOLE 0 0 27876 RAYTHEON CO COM NEW 755111507 17 127 SH DFND 5 127 0 0 RAYTHEON CO COM NEW 755111507 1088 7993 SH SOLE 0 0 7993 REALTY INCOME CORP COM 756109104 3 54 SH DFND 5 54 0 0 REALTY INCOME CORP COM 756109104 2988 43056 SH SOLE 0 0 43056 RED HAT INC COM 756577102 278 3838 SH SOLE 0 0 3838 RED HAT INC COM 756577102 3 300 SH Put SOLE 0 0 300 REGENERON PHARMACEUTICALS COM 75886F107 325 936 SH SOLE 0 0 936 RENREN INC SPONSORED ADR 759892102 107 60000 SH SOLE 0 0 60000 REYNOLDS AMERICAN INC COM 761713106 15 293 SH DFND 5 293 0 0 REYNOLDS AMERICAN INC COM 761713106 405 7530 SH SOLE 0 0 7530 RITE AID CORP COM 767754104 7 1000 SH DFND 5 1000 0 0 RITE AID CORP COM 767754104 605 81945 SH SOLE 0 0 81945 ROYAL BK CDA MONTREAL QUE COM 780087102 656 11105 SH SOLE 0 0 11105 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 64 13968 SH SOLE 0 0 13968 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 266 4691 SH SOLE 0 0 4691 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 38 678 SH DFND 5 678 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3 47 SH DFND 7 47 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1 16 SH DFND 5 16 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 283 5083 SH SOLE 0 0 5083 ROYCE MICRO-CAP TR INC COM 780915104 276 37506 SH SOLE 0 0 37506 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 461 3799 SH SOLE 0 0 3799 RYDEX ETF TRUST GUG S&P SC500 EQ 78355W882 665 7905 SH SOLE 0 0 7905 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 3976 49687 SH SOLE 0 0 49687 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 2019 15627 SH SOLE 0 0 15627 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 436 5442 SH SOLE 0 0 5442 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 231 4555 SH SOLE 0 0 4555 RYDEX ETF TRUST GUG S&P500EQWTEN 78355W866 560 10010 SH SOLE 0 0 10010 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 538 3558 SH SOLE 0 0 3558 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 663 7085 SH SOLE 0 0 7085 RYDEX ETF TRUST GUGGENHM S&P 500 78355W205 1027 6946 SH SOLE 0 0 6946 SALESFORCE COM INC COM 79466L302 1126 14138 SH SOLE 0 0 14138 SALESFORCE COM INC COM 79466L302 227 2873 SH DFND 10 2873 0 0 SALESFORCE COM INC COM 79466L302 4 52 SH DFND 5 52 0 0 SANOFI SPONSORED ADR 80105N105 18 452 SH DFND 5 452 0 0 SANOFI SPONSORED ADR 80105N105 670 16080 SH SOLE 0 0 16080 SCHLUMBERGER LTD COM 806857108 72 889 SH DFND 5 889 0 0 SCHLUMBERGER LTD COM 806857108 1896 23819 SH SOLE 0 0 23819 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 324 12182 SH SOLE 0 0 12182 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 659 12327 SH SOLE 0 0 12327 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1326 26349 SH SOLE 0 0 26349 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 820 19671 SH SOLE 0 0 19671 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2205 42144 SH SOLE 0 0 42144 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 217 5147 SH SOLE 0 0 5147 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1864 23972 SH SOLE 0 0 23972 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1742 31369 SH SOLE 0 0 31369 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 65 1179 SH DFND 5 1179 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1823 25484 SH SOLE 0 0 25484 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 8 110 SH DFND 5 110 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4393 64250 SH SOLE 0 0 64250 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 0 200 SH Call SOLE 0 0 200 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 0 300 SH Put SOLE 0 0 300 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 8 115 SH DFND 5 115 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2724 119181 SH SOLE 0 0 119181 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2256 40184 SH SOLE 0 0 40184 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 8 142 SH DFND 5 142 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 76 1448 SH DFND 5 1448 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 713 13602 SH SOLE 0 0 13602 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 650 14074 SH SOLE 0 0 14074 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 8 171 SH DFND 5 171 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2607 60113 SH SOLE 0 0 60113 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 8 182 SH DFND 5 182 0 0 SEMPRA ENERGY COM 816851109 114 1000 SH DFND 5 1000 0 0 SEMPRA ENERGY COM 816851109 2030 17805 SH SOLE 0 0 17805 SHERWIN WILLIAMS CO COM 824348106 240 812 SH DFND 10 812 0 0 SHERWIN WILLIAMS CO COM 824348106 12 40 SH DFND 5 40 0 0 SHERWIN WILLIAMS CO COM 824348106 659 2242 SH SOLE 0 0 2242 SHIRE PLC SPONSORED ADR 82481R106 1 5 SH DFND 5 5 0 0 SHIRE PLC SPONSORED ADR 82481R106 388 2097 SH SOLE 0 0 2097 SKYWORKS SOLUTIONS INC COM 83088M102 179 2822 SH DFND 9 2822 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 484 7669 SH SOLE 0 0 7669 SKYWORKS SOLUTIONS INC COM 83088M102 0 200 SH Call SOLE 0 0 200 SKYWORKS SOLUTIONS INC COM 83088M102 2 48 SH DFND 5 48 0 0 SMUCKER J M CO COM NEW 832696405 223 1482 SH SOLE 0 0 1482 SOUTHERN CO COM 842587107 17 307 SH DFND 5 307 0 0 SOUTHERN CO COM 842587107 2086 38925 SH SOLE 0 0 38925 SOUTHERN NATL BANCORP OF VA COM 843395104 644 52996 SH SOLE 0 0 52996 SOUTHWEST AIRLS CO COM 844741108 6 172 SH DFND 5 172 0 0 SOUTHWEST AIRLS CO COM 844741108 608 15335 SH SOLE 0 0 15335 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 613 3411 SH SOLE 0 0 3411 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 0 700 SH Call SOLE 0 0 700 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 0 200 SH Put SOLE 0 0 200 SPDR GOLD TRUST GOLD SHS 78463V107 97 776 SH DFND 5 776 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1791 14159 SH SOLE 0 0 14159 SPDR GOLD TRUST GOLD SHS 78463V107 0 100 SH Call SOLE 0 0 100 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 371 4997 SH SOLE 0 0 4997 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 9 167 SH DFND 5 167 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 555 10984 SH SOLE 0 0 10984 SPDR S&P 500 ETF TR TR UNIT 78462F103 8953 42803 SH SOLE 0 0 42803 SPDR S&P 500 ETF TR TR UNIT 78462F103 49 3000 SH Call SOLE 0 0 3000 SPDR S&P 500 ETF TR TR UNIT 78462F103 58 63200 SH Put SOLE 0 0 63200 SPDR S&P 500 ETF TR TR UNIT 78462F103 74 353 SH DFND 5 353 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 579 21457 SH SOLE 0 0 21457 SPDR SERIES TRUST BARCLYS TIPS ETF 78464A656 239 4083 SH SOLE 0 0 4083 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 753 17223 SH SOLE 0 0 17223 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 243 6838 SH DFND 5 6838 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 435 12253 SH SOLE 0 0 12253 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 127 2132 SH DFND 2 2132 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 943 15883 SH DFND 5 15883 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 6654 112048 SH SOLE 0 0 112048 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 15 244 SH DFND 5 244 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 920 16099 SH SOLE 0 0 16099 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 31 388 SH DFND 6 388 0 0 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 76 958 SH SOLE 0 0 958 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 198 2493 SH DFND 5 2493 0 0 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 392 7370 SH SOLE 0 0 7370 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 272 2623 SH SOLE 0 0 2623 SPDR SERIES TRUST S&P BIOTECH 78464A870 600 11111 SH SOLE 0 0 11111 SPDR SERIES TRUST S&P BIOTECH 78464A870 37 670 SH DFND 9 670 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 2 61 SH DFND 5 61 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 460 15264 SH SOLE 0 0 15264 SPDR SERIES TRUST S&P DIVID ETF 78464A763 30 361 SH DFND 3 361 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 356 4262 SH DFND 5 4262 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2069 24627 SH SOLE 0 0 24627 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 0 100 SH Call SOLE 0 0 100 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 2020 60167 SH SOLE 0 0 60167 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 1 29 SH DFND 5 29 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 793 19084 SH SOLE 0 0 19084 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 271 24716 SH SOLE 0 0 24716 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 80 10950 SH SOLE 0 0 10950 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 125 2510 SH DFND 5 2510 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1209 24120 SH SOLE 0 0 24120 ST JUDE MED INC COM 790849103 47 605 SH SOLE 0 0 605 ST JUDE MED INC COM 790849103 241 3078 SH DFND 9 3078 0 0 STANLEY BLACK & DECKER INC COM 854502101 4 37 SH DFND 5 37 0 0 STANLEY BLACK & DECKER INC COM 854502101 412 3730 SH SOLE 0 0 3730 STAPLES INC COM 855030102 103 11954 SH SOLE 0 0 11954 STARBUCKS CORP COM 855244109 252 4429 SH DFND 10 4429 0 0 STARBUCKS CORP COM 855244109 80 1400 SH DFND 5 1400 0 0 STARBUCKS CORP COM 855244109 209 3677 SH DFND 9 3677 0 0 STARBUCKS CORP COM 855244109 10250 179339 SH SOLE 0 0 179339 STARBUCKS CORP COM 855244109 1 2500 SH Call DFND 9 2500 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 533 7298 SH SOLE 0 0 7298 STRYKER CORP COM 863667101 949 7931 SH SOLE 0 0 7931 STRYKER CORP COM 863667101 222 1855 SH DFND 9 1855 0 0 STRYKER CORP COM 863667101 11 98 SH DFND 5 98 0 0 SUN LIFE FINL INC COM 866796105 1654 50320 SH SOLE 0 0 50320 SUNPOWER CORP COM 867652406 205 13098 SH SOLE 0 0 13098 SUNTRUST BKS INC COM 867914103 14 337 SH DFND 5 337 0 0 SUNTRUST BKS INC COM 867914103 431 10592 SH SOLE 0 0 10592 SYNGENTA AG SPONSORED ADR 87160A100 205 2594 SH SOLE 0 0 2594 SYNGENTA AG SPONSORED ADR 87160A100 5 66 SH DFND 5 66 0 0 SYNGENTA AG SPONSORED ADR 87160A100 1 15 SH DFND 7 15 0 0 SYSCO CORP COM 871829107 2 35 SH DFND 5 35 0 0 SYSCO CORP COM 871829107 365 7206 SH SOLE 0 0 7206 TARGA RES CORP COM 87612G101 130 3100 SH DFND 5 3100 0 0 TARGA RES CORP COM 87612G101 85 2010 SH SOLE 0 0 2010 TARGET CORP COM 87612E106 5 73 SH DFND 5 73 0 0 TARGET CORP COM 87612E106 1380 19725 SH SOLE 0 0 19725 TASER INTL INC COM 87651B104 990 40247 SH SOLE 0 0 40247 TCW STRATEGIC INCOME FUND IN COM 872340104 1341 246797 SH SOLE 0 0 246797 TEMPLETON EMERG MKTS INCOME COM 880192109 180 17248 SH SOLE 0 0 17248 TEMPLETON GLOBAL INCOME FD COM 880198106 93 14594 SH SOLE 0 0 14594 TESLA MTRS INC COM 88160R101 2 12 SH DFND 5 12 0 0 TESLA MTRS INC COM 88160R101 694 3290 SH SOLE 0 0 3290 TESORO CORP COM 881609101 416 5590 SH SOLE 0 0 5590 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 9 191 SH DFND 5 191 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 5 95 SH DFND 7 95 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 215 4240 SH SOLE 0 0 4240 TEXAS INSTRS INC COM 882508104 255 4060 SH DFND 9 4060 0 0 TEXAS INSTRS INC COM 882508104 879 14016 SH SOLE 0 0 14016 TEXAS INSTRS INC COM 882508104 1296 20680 SH DFND 5 20680 0 0 TEXTRON INC COM 883203101 203 5561 SH SOLE 0 0 5561 THERMO FISHER SCIENTIFIC INC COM 883556102 3 20 SH DFND 5 20 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 280 1891 SH SOLE 0 0 1891 TJX COS INC NEW COM 872540109 643 8312 SH DFND 5 8312 0 0 TJX COS INC NEW COM 872540109 218 2807 SH DFND 9 2807 0 0 TJX COS INC NEW COM 872540109 354 4572 SH SOLE 0 0 4572 TORTOISE ENERGY INFRA CORP COM 89147L100 256 8262 SH SOLE 0 0 8262 TOTAL S A SPONSORED ADR 89151E109 360 7468 SH SOLE 0 0 7468 TOTAL S A SPONSORED ADR 89151E109 16 319 SH DFND 5 319 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 25 259 SH DFND 5 259 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1 11 SH DFND 7 11 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1084 10990 SH SOLE 0 0 10990 TRANSCANADA CORP COM 89353D107 136 3000 SH DFND 5 3000 0 0 TRANSCANADA CORP COM 89353D107 233 5171 SH SOLE 0 0 5171 TRAVELERS COMPANIES INC COM 89417E109 1149 9647 SH SOLE 0 0 9647 TRAVELERS COMPANIES INC COM 89417E109 63 531 SH DFND 5 531 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 99 12745 SH SOLE 0 0 12745 TWENTY FIRST CENTY FOX INC CL A 90130A101 541 19925 SH SOLE 0 0 19925 TWENTY FIRST CENTY FOX INC CL A 90130A101 1 65 SH DFND 5 65 0 0 TWITTER INC COM 90184L102 537 31605 SH SOLE 0 0 31605 TWITTER INC COM 90184L102 0 100 SH Call SOLE 0 0 100 TYSON FOODS INC CL A 902494103 134 2000 SH DFND 5 2000 0 0 TYSON FOODS INC CL A 902494103 401 6011 SH SOLE 0 0 6011 ULTA SALON COSMETCS & FRAG I COM 90384S303 314 1285 SH SOLE 0 0 1285 UNDER ARMOUR INC CL A 904311107 266 6691 SH SOLE 0 0 6691 UNDER ARMOUR INC CL A 904311107 2 68 SH DFND 5 68 0 0 UNILEVER PLC SPON ADR NEW 904767704 261 5506 SH SOLE 0 0 5506 UNILEVER PLC SPON ADR NEW 904767704 16 340 SH DFND 5 340 0 0 UNION PAC CORP COM 907818108 45 514 SH DFND 5 514 0 0 UNION PAC CORP COM 907818108 1252 14315 SH SOLE 0 0 14315 UNITED PARCEL SERVICE INC CL B 911312106 207 1932 SH DFND 10 1932 0 0 UNITED PARCEL SERVICE INC CL B 911312106 42 379 SH DFND 5 379 0 0 UNITED PARCEL SERVICE INC CL B 911312106 0 331500 SH Call SOLE 0 0 331500 UNITED PARCEL SERVICE INC CL B 911312106 0 211000 SH Put SOLE 0 0 211000 UNITED RENTALS INC COM 911363109 0 4 SH DFND 5 4 0 0 UNITED RENTALS INC COM 911363109 12 167 SH DFND 9 167 0 0 UNITED RENTALS INC COM 911363109 986 14696 SH SOLE 0 0 14696 UNITED TECHNOLOGIES CORP COM 913017109 191 1873 SH DFND 10 1873 0 0 UNITED TECHNOLOGIES CORP COM 913017109 16 159 SH DFND 5 159 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2888 28126 SH SOLE 0 0 28126 UNITED TECHNOLOGIES CORP COM 913017109 0 100 SH Call SOLE 0 0 100 UNITEDHEALTH GROUP INC COM 91324P102 0 100 SH Call SOLE 0 0 100 UNITEDHEALTH GROUP INC COM 91324P102 52 368 SH DFND 5 368 0 0 UNITEDHEALTH GROUP INC COM 91324P102 255 1813 SH DFND 9 1813 0 0 UNITEDHEALTH GROUP INC COM 91324P102 978 6904 SH SOLE 0 0 6904 US BANCORP DEL COM NEW 902973304 1799 44870 SH SOLE 0 0 44870 US BANCORP DEL COM NEW 902973304 12 312 SH DFND 5 312 0 0 V F CORP COM 918204108 46 731 SH DFND 5 731 0 0 V F CORP COM 918204108 292 4710 SH SOLE 0 0 4710 VALE S A ADR 91912E105 67 12847 SH SOLE 0 0 12847 VALERO ENERGY CORP NEW COM 91913Y100 17 347 SH DFND 5 347 0 0 VALERO ENERGY CORP NEW COM 91913Y100 799 15595 SH SOLE 0 0 15595 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 39 447 SH DFND 5 447 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1509 17137 SH SOLE 0 0 17137 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 143 1765 SH DFND 2 1765 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 739 9106 SH DFND 5 9106 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 730 9006 SH SOLE 0 0 9006 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 591 6985 SH DFND 5 6985 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1187 14089 SH SOLE 0 0 14089 VANGUARD INDEX FDS GROWTH ETF 922908736 580 5395 SH SOLE 0 0 5395 VANGUARD INDEX FDS GROWTH ETF 922908736 58 538 SH DFND 5 538 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 8 82 SH DFND 5 82 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1211 13505 SH SOLE 0 0 13505 VANGUARD INDEX FDS MID CAP ETF 922908629 33 268 SH DFND 5 268 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 799 6461 SH SOLE 0 0 6461 VANGUARD INDEX FDS REIT ETF 922908553 185 2085 SH DFND 2 2085 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1567 17664 SH SOLE 0 0 17664 VANGUARD INDEX FDS REIT ETF 922908553 26 288 SH DFND 3 288 0 0 VANGUARD INDEX FDS REIT ETF 922908553 569 6430 SH DFND 5 6430 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 20 174 SH DFND 5 174 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 700 6019 SH SOLE 0 0 6019 VANGUARD INDEX FDS SML CP GRW ETF 922908595 310 2491 SH SOLE 0 0 2491 VANGUARD INDEX FDS TOTAL STK MKT 922908769 87 826 SH DFND 5 826 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3445 32140 SH SOLE 0 0 32140 VANGUARD INDEX FDS VALUE ETF 922908744 62 734 SH DFND 5 734 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 2660 31275 SH SOLE 0 0 31275 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 150 3513 SH DFND 2 3513 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 241 5571 SH DFND 5 5571 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1146 26909 SH SOLE 0 0 26909 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 821 23364 SH SOLE 0 0 23364 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 0 300 SH Put SOLE 0 0 300 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 84 2396 SH DFND 2 2396 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 125 3571 SH DFND 5 3571 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 898 19213 SH SOLE 0 0 19213 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 55 1192 SH DFND 5 1192 0 0 VANGUARD NAT RES LLC COM UNIT 92205F106 17 12107 SH SOLE 0 0 12107 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 739 8245 SH DFND 5 8245 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 167 1860 SH SOLE 0 0 1860 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 998 11650 SH SOLE 0 0 11650 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 816 15152 SH DFND 5 15152 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 103 1915 SH SOLE 0 0 1915 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1117 13806 SH SOLE 0 0 13806 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 267 3305 SH DFND 5 3305 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1131 13632 SH SOLE 0 0 13632 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 112 3177 SH DFND 5 3177 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1011 28514 SH SOLE 0 0 28514 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2 30 SH DFND 5 30 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 645 9046 SH SOLE 0 0 9046 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1476 12085 SH SOLE 0 0 12085 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1252 8897 SH SOLE 0 0 8897 VANGUARD WORLD FDS ENERGY ETF 92204A306 456 4767 SH SOLE 0 0 4767 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1358 28581 SH SOLE 0 0 28581 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1544 11830 SH SOLE 0 0 11830 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 491 4619 SH SOLE 0 0 4619 VANGUARD WORLD FDS INF TECH ETF 92204A702 918 8566 SH SOLE 0 0 8566 VANGUARD WORLD FDS MATERIALS ETF 92204A801 273 2627 SH SOLE 0 0 2627 VANGUARD WORLD FDS UTILITIES ETF 92204A876 397 3474 SH SOLE 0 0 3474 VEREIT INC COM 92339V100 214 21158 SH SOLE 0 0 21158 VERISIGN INC COM 92343E102 247 2859 SH SOLE 0 0 2859 VERIZON COMMUNICATIONS INC COM 92343V104 8588 153552 SH SOLE 0 0 153552 VERIZON COMMUNICATIONS INC COM 92343V104 134 2393 SH DFND 5 2393 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 699 8121 SH SOLE 0 0 8121 VERTEX PHARMACEUTICALS INC COM 92532F100 0 800 SH Call SOLE 0 0 800 VIACOM INC NEW CL B 92553P201 625 15198 SH SOLE 0 0 15198 VISA INC COM CL A 92826C839 23 302 SH DFND 5 302 0 0 VISA INC COM CL A 92826C839 0 700 SH Put SOLE 0 0 700 VISA INC COM CL A 92826C839 1971 26586 SH SOLE 0 0 26586 VISA INC COM CL A 92826C839 215 2890 SH DFND 10 2890 0 0 VISA INC COM CL A 92826C839 209 2824 SH DFND 9 2824 0 0 WABCO HLDGS INC COM 92927K102 208 2255 SH DFND 9 2255 0 0 WABCO HLDGS INC COM 92927K102 229 2497 SH SOLE 0 0 2497 WALGREENS BOOTS ALLIANCE INC COM 931427108 11 131 SH DFND 5 131 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 314 3789 SH SOLE 0 0 3789 WAL-MART STORES INC COM 931142103 55 762 SH DFND 5 762 0 0 WAL-MART STORES INC COM 931142103 2277 31151 SH SOLE 0 0 31151 WAL-MART STORES INC COM 931142103 208 2834 SH DFND 10 2834 0 0 WASTE MGMT INC DEL COM 94106L109 12 181 SH DFND 5 181 0 0 WASTE MGMT INC DEL COM 94106L109 529 7994 SH SOLE 0 0 7994 WELLS FARGO & CO NEW COM 949746101 226 4701 SH DFND 10 4701 0 0 WELLS FARGO & CO NEW COM 949746101 101 2104 SH DFND 5 2104 0 0 WELLS FARGO & CO NEW COM 949746101 4223 89347 SH SOLE 0 0 89347 WELLS FARGO & CO NEW COM 949746101 0 100 SH Call SOLE 0 0 100 WESTAR ENERGY INC COM 95709T100 242 4310 SH SOLE 0 0 4310 WESTERN ALLIANCE BANCORP COM 957638109 276 8357 SH SOLE 0 0 8357 WESTERN ASSET INTM MUNI FD I COM 958435109 205 19393 SH SOLE 0 0 19393 WESTERN ASSET MUN HI INCM FD COM 95766N103 156 18977 SH SOLE 0 0 18977 WESTERN DIGITAL CORP COM 958102105 22 459 SH DFND 5 459 0 0 WESTERN DIGITAL CORP COM 958102105 378 7963 SH SOLE 0 0 7963 WESTERN DIGITAL CORP COM 958102105 0 200 SH Call SOLE 0 0 200 WEYERHAEUSER CO COM 962166104 1842 61796 SH SOLE 0 0 61796 WHIRLPOOL CORP COM 963320106 13 80 SH DFND 5 80 0 0 WHIRLPOOL CORP COM 963320106 218 1338 SH SOLE 0 0 1338 WISDOMTREE TR DIV EX-FINL FD 97717W406 1062 13705 SH SOLE 0 0 13705 WISDOMTREE TR EARNING 500 FD 97717W588 277 4010 SH SOLE 0 0 4010 WISDOMTREE TR HIGH DIV FD 97717W208 1149 17221 SH SOLE 0 0 17221 WISDOMTREE TR INTL DIV EX FINL 97717W786 239 6334 SH SOLE 0 0 6334 WISDOMTREE TR INTL EQUITY FD 97717W703 1019 22796 SH SOLE 0 0 22796 WISDOMTREE TR INTL LRGCAP DV 97717W794 685 16678 SH SOLE 0 0 16678 WISDOMTREE TR INTL MIDCAP DV 97717W778 243 4675 SH SOLE 0 0 4675 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1 29 SH DFND 5 29 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 902 23084 SH SOLE 0 0 23084 WISDOMTREE TR LARGECAP DIVID 97717W307 490 6436 SH SOLE 0 0 6436 WISDOMTREE TR MDCP EARN FUND 97717W570 1199 13112 SH SOLE 0 0 13112 WISDOMTREE TR MIDCAP DIVI FD 97717W505 78 866 SH DFND 5 866 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 1345 14986 SH SOLE 0 0 14986 WISDOMTREE TR SMALLCAP DIVID 97717W604 567 7965 SH SOLE 0 0 7965 WISDOMTREE TR SMLCAP EARN FD 97717W562 388 4868 SH SOLE 0 0 4868 WISDOMTREE TR TOTAL DIVID FD 97717W109 1861 24194 SH SOLE 0 0 24194 WISDOMTREE TR TTL EARNING FD 97717W596 317 4479 SH SOLE 0 0 4479 WOODWARD INC COM 980745103 752 13046 SH SOLE 0 0 13046 WYNN RESORTS LTD COM 983134107 280 3046 SH SOLE 0 0 3046 XCEL ENERGY INC COM 98389B100 477 10722 SH SOLE 0 0 10722 XCEL ENERGY INC COM 98389B100 37 828 SH DFND 5 828 0 0 XEROX CORP COM 984121103 19 2000 SH DFND 5 2000 0 0 XEROX CORP COM 984121103 79 8316 SH SOLE 0 0 8316 XILINX INC COM 983919101 14 309 SH DFND 9 309 0 0 XILINX INC COM 983919101 606 13100 SH SOLE 0 0 13100 YAHOO INC COM 984332106 38 1000 SH DFND 5 1000 0 0 YAHOO INC COM 984332106 2002 52908 SH SOLE 0 0 52908 YUM BRANDS INC COM 988498101 625 7536 SH SOLE 0 0 7536 YUM BRANDS INC COM 988498101 5 61 SH DFND 5 61 0 0